401k Plan data: HERNAN JR, RICHARD A PROFIT SHARING PLAN plan

HERNAN JR, RICHARD A PROFIT SHARING PLAN 401k Plan overview

Plan Name	HERNAN JR, RICHARD A PROFIT SHARING PLAN
Plan identification number	001

HERNAN JR, RICHARD A PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD A HERNAN, JR. has sponsored the creation of one or more 401k plans.

Company Name: RICHARD A HERNAN, JR.

Employer identification number (EIN): 251301805

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERNAN JR, RICHARD A PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 RICHARD HERNAN 2020-07-15 RICHARD HERNAN 2020-07-15
001 2018-01-01 RICHARD A. HERNAN JR 2019-07-10 RICHARD A. HERNAN JR 2019-07-10
001 2017-01-01 RICHARD A. HERNAN JR 2018-07-09 RICHARD A. HERNAN JR. 2018-07-09
001 2016-01-01 RICHARD A. HERNAN, JR. 2017-07-12 RICHARD A. HERNAN, JR. 2017-07-12
001 2015-01-01 RICHARD A.HERNAN JR RICHARD A. HERNAN JR 2016-07-26
001 2014-01-01 RICHARD A. HERNAN JR RICHARD A. HERNAN JR 2015-07-22
001 2013-01-01 RICHARD A. HERNAN, JR RICHARD A. HERNAN, JR 2014-07-13
001 2012-01-01 RICHARD A. HERNAN, JR. RICHARD A. HERNAN, JR. 2013-07-18
001 2011-01-01 RICHARD HERNAN JR. RICHARD A. HERNAN, JR. 2012-10-12
001 2010-01-01 RICHARD HERNAN JR.
001 2009-01-01 RICHARD HERNAN JR. 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	RICHARD HERNAN	2020-07-15	RICHARD HERNAN	2020-07-15
001	2018-01-01	RICHARD A. HERNAN JR	2019-07-10	RICHARD A. HERNAN JR	2019-07-10
001	2017-01-01	RICHARD A. HERNAN JR	2018-07-09	RICHARD A. HERNAN JR.	2018-07-09
001	2016-01-01	RICHARD A. HERNAN, JR.	2017-07-12	RICHARD A. HERNAN, JR.	2017-07-12
001	2015-01-01	RICHARD A.HERNAN JR		RICHARD A. HERNAN JR	2016-07-26
001	2014-01-01	RICHARD A. HERNAN JR		RICHARD A. HERNAN JR	2015-07-22
001	2013-01-01	RICHARD A. HERNAN, JR		RICHARD A. HERNAN, JR	2014-07-13
001	2012-01-01	RICHARD A. HERNAN, JR.		RICHARD A. HERNAN, JR.	2013-07-18
001	2011-01-01	RICHARD HERNAN JR.		RICHARD A. HERNAN, JR.	2012-10-12
001	2010-01-01	RICHARD HERNAN JR.
001	2009-01-01			RICHARD HERNAN JR.	2010-10-15

Plan Statistics for HERNAN JR, RICHARD A PROFIT SHARING PLAN

401k plan membership statisitcs for HERNAN JR, RICHARD A PROFIT SHARING PLAN

Measure Date Value
2015: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2
Number of participants with account balances 2012-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 3
Number of participants with account balances 2011-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 3
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 3
Number of participants with account balances 2010-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 3
Number of participants with account balances 2009-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2
Number of participants with account balances	2012-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	3
Number of participants with account balances	2011-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	3
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	3
Number of participants with account balances	2010-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	3
Number of participants with account balances	2009-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HERNAN JR, RICHARD A PROFIT SHARING PLAN

Measure	Date	Value
2015 : HERNAN JR, RICHARD A PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$5,844
Expenses. Total of all expenses incurred	2015-12-31	$42
Total plan assets at end of year	2015-12-31	$543,400
Total plan assets at beginning of year	2015-12-31	$537,598
Value of fidelity bond covering the plan	2015-12-31	$600,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$42
Other income received	2015-12-31	$5,844
Net income (gross income less expenses)	2015-12-31	$5,802
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$543,400
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$537,598
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : HERNAN JR, RICHARD A PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$34,652
Expenses. Total of all expenses incurred	2014-12-31	$3,045
Benefits paid (including direct rollovers)	2014-12-31	$3,000
Total plan assets at end of year	2014-12-31	$537,598
Total plan assets at beginning of year	2014-12-31	$505,991
Value of fidelity bond covering the plan	2014-12-31	$600,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$45
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$34,652
Net income (gross income less expenses)	2014-12-31	$31,607
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$537,598
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$505,991
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : HERNAN JR, RICHARD A PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$94,621
Expenses. Total of all expenses incurred	2013-12-31	$52
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$505,991
Total plan assets at beginning of year	2013-12-31	$411,422
Value of fidelity bond covering the plan	2013-12-31	$50,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$52
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$94,621
Net income (gross income less expenses)	2013-12-31	$94,569
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$505,991
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$411,422
Assets. Value of participant loans	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
2012 : HERNAN JR, RICHARD A PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$36,760
Expenses. Total of all expenses incurred	2012-12-31	$1,546
Benefits paid (including direct rollovers)	2012-12-31	$1,501
Total plan assets at end of year	2012-12-31	$411,422
Total plan assets at beginning of year	2012-12-31	$376,208
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$45
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$36,760
Net income (gross income less expenses)	2012-12-31	$35,214
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$411,422
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$376,208
Assets. Value of participant loans	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : HERNAN JR, RICHARD A PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$11,244
Expenses. Total of all expenses incurred	2011-12-31	$15
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$376,208
Total plan assets at beginning of year	2011-12-31	$364,979
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$15
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$1,229
Net income (gross income less expenses)	2011-12-31	$11,229
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$376,208
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$364,979
Assets. Value of participant loans	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$10,015
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
2010 : HERNAN JR, RICHARD A PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$36,074
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$364,979
Total plan assets at beginning of year	2010-12-31	$328,905
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$36,074
Net income (gross income less expenses)	2010-12-31	$36,074
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$364,979
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$328,905
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0

Form 5500 Responses for HERNAN JR, RICHARD A PROFIT SHARING PLAN

2015: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	First time form 5500 has been submitted	Yes
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HERNAN JR, RICHARD A PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RICHARD A HERNAN, JR.
Employer identification number (EIN):	251301805
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers