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THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHOMPSON PHARMACY 401(K) PROFIT SHARING PLAN
Plan identification number 002

THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMPSON ENTERPRISES, INC. T/A THOMPSON PHARMACY has sponsored the creation of one or more 401k plans.

Company Name:THOMPSON ENTERPRISES, INC. T/A THOMPSON PHARMACY
Employer identification number (EIN):251380276
NAIC Classification:446110
NAIC Description:Pharmacies and Drug Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01WILLIAM THOMPSON2023-10-15
0022021-01-01WILLIAM THOMPSON2022-10-17
0022020-01-01WILLIAM THOMPSON2021-10-13 WILLIAM THOMPSON2021-10-13
0022019-01-01WILLIAM THOMPSON2020-10-12 WILLIAM THOMPSON2020-10-12
0022018-01-01WILLIAM THOMPSON2019-10-03 WILLIAM THOMPSON2019-10-03
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01WILLIAM THOMPSON2015-07-02
0022013-01-01WILLIAM THOMPSON2014-06-12
0022012-01-01WILLIAM THOMPSON2013-07-16
0022011-01-01WILLIAM THOMPSON2012-06-15
0022010-01-01WILLIAM THOMPSON2011-03-23

Plan Statistics for THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01120
Total number of active participants reported on line 7a of the Form 55002022-01-01105
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0111
Total of all active and inactive participants2022-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01116
Number of participants with account balances2022-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01115
Total number of active participants reported on line 7a of the Form 55002021-01-01102
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0112
Total of all active and inactive participants2021-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01114
Number of participants with account balances2021-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01115
Total number of active participants reported on line 7a of the Form 55002020-01-0198
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-018
Total of all active and inactive participants2020-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01106
Number of participants with account balances2020-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01125
Total number of active participants reported on line 7a of the Form 55002019-01-01106
Number of other retired or separated participants entitled to future benefits2019-01-018
Total of all active and inactive participants2019-01-01114
Total participants2019-01-01114
Number of participants with account balances2019-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01137
Total number of active participants reported on line 7a of the Form 55002018-01-01116
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01124
Number of participants with account balances2018-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01135
Total number of active participants reported on line 7a of the Form 55002017-01-01127
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01132
Number of participants with account balances2017-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01142
Total number of active participants reported on line 7a of the Form 55002016-01-01125
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01131
Number of participants with account balances2016-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01115
Total number of active participants reported on line 7a of the Form 55002015-01-01112
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01120
Number of participants with account balances2015-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-286,333
Total of all expenses incurred2022-12-31$884,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$855,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$371,639
Value of total assets at end of year2022-12-31$4,089,075
Value of total assets at beginning of year2022-12-31$5,259,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$28,327
Total interest from all sources2022-12-31$33,468
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$-691,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$-691,440
Administrative expenses professional fees incurred2022-12-31$28,327
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,240,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$196,766
Assets. Other investments not covered elsewhere at end of year2022-12-31$6,705
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$13,277
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$90,754
Assets. Loans (other than to participants) at end of year2022-12-31$476,171
Assets. Loans (other than to participants) at beginning of year2022-12-31$892,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,170,496
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,089,075
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,259,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,606,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,354,033
Income. Interest from loans (other than to participants)2022-12-31$33,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$84,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$855,836
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2022-12-31251589048
2021 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$851,395
Total of all expenses incurred2021-12-31$307,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$276,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$266,311
Value of total assets at end of year2021-12-31$5,259,571
Value of total assets at beginning of year2021-12-31$4,715,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$31,108
Total interest from all sources2021-12-31$53,480
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$531,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$531,604
Administrative expenses professional fees incurred2021-12-31$31,108
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,130,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$185,853
Assets. Other investments not covered elsewhere at end of year2021-12-31$13,277
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$21,821
Assets. Loans (other than to participants) at end of year2021-12-31$892,261
Assets. Loans (other than to participants) at beginning of year2021-12-31$891,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$543,728
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,259,571
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,715,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,354,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,802,740
Income. Interest from loans (other than to participants)2021-12-31$53,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$80,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$276,559
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2021-12-31251589048
2020 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$872,124
Total of all expenses incurred2020-12-31$543,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$524,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$282,631
Value of total assets at end of year2020-12-31$4,715,843
Value of total assets at beginning of year2020-12-31$4,387,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,120
Total interest from all sources2020-12-31$66,756
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$522,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$522,737
Administrative expenses professional fees incurred2020-12-31$19,120
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,170,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$198,326
Assets. Other investments not covered elsewhere at end of year2020-12-31$21,821
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$21,794
Assets. Loans (other than to participants) at end of year2020-12-31$891,282
Assets. Loans (other than to participants) at beginning of year2020-12-31$1,168,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$328,371
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,715,843
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,387,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,802,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,197,152
Income. Interest from loans (other than to participants)2020-12-31$66,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$84,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$524,633
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2020-12-31251589048
2019 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$918,955
Total of all expenses incurred2019-12-31$489,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$485,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$320,804
Value of total assets at end of year2019-12-31$4,387,472
Value of total assets at beginning of year2019-12-31$3,957,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,911
Total interest from all sources2019-12-31$77,778
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$520,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$520,373
Administrative expenses professional fees incurred2019-12-31$3,911
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,720,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$220,134
Assets. Other investments not covered elsewhere at end of year2019-12-31$21,794
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$17,386
Assets. Loans (other than to participants) at end of year2019-12-31$1,168,526
Assets. Loans (other than to participants) at beginning of year2019-12-31$1,371,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$429,603
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,387,472
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,957,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,197,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,568,735
Income. Interest from loans (other than to participants)2019-12-31$77,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$100,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$485,441
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2019-12-31251589048
2018 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$274,091
Total of all expenses incurred2018-12-31$387,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$384,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$343,456
Value of total assets at end of year2018-12-31$3,957,869
Value of total assets at beginning of year2018-12-31$4,071,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,420
Total interest from all sources2018-12-31$85,116
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$94,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$94,110
Administrative expenses professional fees incurred2018-12-31$3,420
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,970,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$229,706
Assets. Other investments not covered elsewhere at end of year2018-12-31$17,386
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$16,037
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$1,371,748
Assets. Loans (other than to participants) at beginning of year2018-12-31$1,443,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-113,775
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,957,869
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,071,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,568,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,611,829
Income. Interest from loans (other than to participants)2018-12-31$85,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-248,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$113,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$384,446
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2018-12-31251589048
2017 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$745,130
Total of all expenses incurred2017-12-31$76,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$76,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$315,145
Value of total assets at end of year2017-12-31$4,071,644
Value of total assets at beginning of year2017-12-31$3,403,307
Total interest from all sources2017-12-31$86,358
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$48,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$48,382
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,630,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$212,609
Assets. Other investments not covered elsewhere at end of year2017-12-31$16,037
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$7,769
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,200
Assets. Loans (other than to participants) at end of year2017-12-31$1,443,775
Assets. Loans (other than to participants) at beginning of year2017-12-31$1,444,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$668,337
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,071,644
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,403,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,611,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,950,859
Income. Interest from loans (other than to participants)2017-12-31$86,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$5
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$5
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$295,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$101,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$76,793
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2017-12-31251589048
2016 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$548,469
Total of all expenses incurred2016-12-31$791,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$790,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$321,079
Value of total assets at end of year2016-12-31$3,403,307
Value of total assets at beginning of year2016-12-31$3,646,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,414
Total interest from all sources2016-12-31$99,316
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$50,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$50,389
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,980,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$211,685
Assets. Other investments not covered elsewhere at end of year2016-12-31$7,769
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,341
Assets. Loans (other than to participants) at end of year2016-12-31$1,444,674
Assets. Loans (other than to participants) at beginning of year2016-12-31$1,825,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-243,421
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,403,307
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,646,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,950,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,817,007
Income. Interest from loans (other than to participants)2016-12-31$99,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$5
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$77,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$109,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$790,476
Contract administrator fees2016-12-31$1,414
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31YOUNG, OAKES, BROWN & CO., PC
Accountancy firm EIN2016-12-31251589048
2015 : THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$353,652
Expenses. Total of all expenses incurred2015-12-31$148,425
Benefits paid (including direct rollovers)2015-12-31$116,572
Total plan assets at end of year2015-12-31$3,646,728
Total plan assets at beginning of year2015-12-31$3,441,501
Value of fidelity bond covering the plan2015-12-31$1,980,000
Total contributions received or receivable from participants2015-12-31$215,142
Assets. Value of loans (other than to participants)2015-12-31$1,809,149
Contributions received from other sources (not participants or employers)2015-12-31$44,762
Other income received2015-12-31$-7,248
Net income (gross income less expenses)2015-12-31$205,227
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,646,728
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,441,501
Total contributions received or receivable from employer(s)2015-12-31$100,996
Value of corrective distributions2015-12-31$20,744
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$11,109
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0

Form 5500 Responses for THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN

2022: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THOMPSON PHARMACY 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number606305
Policy instance 1
Insurance contract or identification number606305
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-10-15
Total amount of commissions paid to insurance brokerUSD $7,422
Total amount of fees paid to insurance companyUSD $319
Commission paid to Insurance BrokerUSD $3,711
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameSWBC INVESTMENT ADVISORY SERVICES

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