401k Plan data: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN plan

SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 401k Plan overview

Plan Name	SAINT VINCENT HEALTH SYSTEM 401(K) PLAN
Plan identification number	005

SAINT VINCENT HEALTH SYSTEM 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAINT VINCENT HEALTH SYSTEM has sponsored the creation of one or more 401k plans.

Company Name: SAINT VINCENT HEALTH SYSTEM

Employer identification number (EIN): 251406710

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAINT VINCENT HEALTH SYSTEM 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2017-07-01 BETH ROSS
005 2016-07-01 BETH ROSS
005 2015-07-01 BETH ROSS
005 2014-07-01 RACHEL FUNK
005 2013-07-01 RACHEL FUNK

Plan id#	Filing Submission Date	Name of Administrator
005	2017-07-01	BETH ROSS
005	2016-07-01	BETH ROSS
005	2015-07-01	BETH ROSS
005	2014-07-01	RACHEL FUNK
005	2013-07-01	RACHEL FUNK

Plan Statistics for SAINT VINCENT HEALTH SYSTEM 401(K) PLAN

401k plan membership statisitcs for SAINT VINCENT HEALTH SYSTEM 401(K) PLAN

Measure Date Value
2017: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 3,325
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 0
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 0
Total of all active and inactive participants 2017-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 0
Number of participants with account balances 2017-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 4,335
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 2,833
Number of retired or separated participants receiving benefits 2016-07-01 37
Number of other retired or separated participants entitled to future benefits 2016-07-01 448
Total of all active and inactive participants 2016-07-01 3,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 7
Total participants 2016-07-01 3,325
Number of participants with account balances 2016-07-01 1,269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 3,981
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 2,877
Number of retired or separated participants receiving benefits 2015-07-01 23
Number of other retired or separated participants entitled to future benefits 2015-07-01 1,386
Total of all active and inactive participants 2015-07-01 4,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 14
Total participants 2015-07-01 4,300
Number of participants with account balances 2015-07-01 4,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 2,959
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 2,724
Number of retired or separated participants receiving benefits 2014-07-01 25
Number of other retired or separated participants entitled to future benefits 2014-07-01 1,209
Total of all active and inactive participants 2014-07-01 3,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 10
Total participants 2014-07-01 3,968
Number of participants with account balances 2014-07-01 3,820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 13
2013: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 572
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 2,654
Number of retired or separated participants receiving benefits 2013-07-01 4
Number of other retired or separated participants entitled to future benefits 2013-07-01 287
Total of all active and inactive participants 2013-07-01 2,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 4
Total participants 2013-07-01 2,949
Number of participants with account balances 2013-07-01 2,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 7

Measure	Date	Value
2017: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	3,325
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	0
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	0
Total of all active and inactive participants	2017-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	0
Number of participants with account balances	2017-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	4,335
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	2,833
Number of retired or separated participants receiving benefits	2016-07-01	37
Number of other retired or separated participants entitled to future benefits	2016-07-01	448
Total of all active and inactive participants	2016-07-01	3,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	7
Total participants	2016-07-01	3,325
Number of participants with account balances	2016-07-01	1,269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	3,981
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	2,877
Number of retired or separated participants receiving benefits	2015-07-01	23
Number of other retired or separated participants entitled to future benefits	2015-07-01	1,386
Total of all active and inactive participants	2015-07-01	4,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	14
Total participants	2015-07-01	4,300
Number of participants with account balances	2015-07-01	4,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	2,959
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	2,724
Number of retired or separated participants receiving benefits	2014-07-01	25
Number of other retired or separated participants entitled to future benefits	2014-07-01	1,209
Total of all active and inactive participants	2014-07-01	3,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	10
Total participants	2014-07-01	3,968
Number of participants with account balances	2014-07-01	3,820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	13
2013: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	572
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	2,654
Number of retired or separated participants receiving benefits	2013-07-01	4
Number of other retired or separated participants entitled to future benefits	2013-07-01	287
Total of all active and inactive participants	2013-07-01	2,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	4
Total participants	2013-07-01	2,949
Number of participants with account balances	2013-07-01	2,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	7

Financial Data on SAINT VINCENT HEALTH SYSTEM 401(K) PLAN

Measure	Date	Value
2018 : SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan	2018-01-08	$94,847,953
Total income from all sources (including contributions)	2018-01-08	$14,898,958
Total of all expenses incurred	2018-01-08	$2,752,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-01-08	$2,604,980
Expenses. Certain deemed distributions of participant loans	2018-01-08	$9,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-01-08	$6,754,963
Value of total assets at end of year	2018-01-08	$0
Value of total assets at beginning of year	2018-01-08	$82,701,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-01-08	$138,400
Total interest from all sources	2018-01-08	$27,110
Total dividends received (eg from common stock, registered investment company shares)	2018-01-08	$951,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-01-08	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-01-08	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-01-08	$951,976
Was this plan covered by a fidelity bond	2018-01-08	Yes
Value of fidelity bond cover	2018-01-08	$10,000,000
If this is an individual account plan, was there a blackout period	2018-01-08	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-01-08	$0
Were there any nonexempt tranactions with any party-in-interest	2018-01-08	No
Contributions received from participants	2018-01-08	$4,668,718
Participant contributions at end of year	2018-01-08	$0
Participant contributions at beginning of year	2018-01-08	$1,081,356
Assets. Other investments not covered elsewhere at end of year	2018-01-08	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-01-08	$1,854,388
Income. Received or receivable in cash from other sources (including rollovers)	2018-01-08	$103,111
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-01-08	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-01-08	$1,598
Other income not declared elsewhere	2018-01-08	$91,262
Administrative expenses (other) incurred	2018-01-08	$131,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-08	No
Value of net income/loss	2018-01-08	$12,146,513
Value of net assets at end of year (total assets less liabilities)	2018-01-08	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-01-08	$82,701,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-01-08	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-01-08	No
Were any leases to which the plan was party in default or uncollectible	2018-01-08	No
Investment advisory and management fees	2018-01-08	$6,514
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-01-08	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-01-08	$69,165,381
Value of interest in pooled separate accounts at end of year	2018-01-08	$0
Value of interest in pooled separate accounts at beginning of year	2018-01-08	$10,257,502
Interest on participant loans	2018-01-08	$27,065
Interest earned on other investments	2018-01-08	$45
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-01-08	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-01-08	$12,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-01-08	$7,017,878
Net investment gain/loss from pooled separate accounts	2018-01-08	$55,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-01-08	No
Was there a failure to transmit to the plan any participant contributions	2018-01-08	No
Has the plan failed to provide any benefit when due under the plan	2018-01-08	No
Contributions received in cash from employer	2018-01-08	$1,983,134
Employer contributions (assets) at end of year	2018-01-08	$0
Employer contributions (assets) at beginning of year	2018-01-08	$328,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-01-08	$2,604,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-01-08	Yes
Did the plan have assets held for investment	2018-01-08	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-08	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-01-08	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-01-08	Yes
Opinion of an independent qualified public accountant for this plan	2018-01-08	Disclaimer
Accountancy firm name	2018-01-08	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2018-01-08	390859910
2017 : SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-06-30	$23,348,848
Total of all expenses incurred	2017-06-30	$3,496,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$3,189,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$14,569,601
Value of total assets at end of year	2017-06-30	$82,701,440
Value of total assets at beginning of year	2017-06-30	$62,848,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$306,976
Total interest from all sources	2017-06-30	$41,584
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$842,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$842,363
Administrative expenses professional fees incurred	2017-06-30	$13,250
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$8,925,014
Participant contributions at end of year	2017-06-30	$1,081,356
Participant contributions at beginning of year	2017-06-30	$828,866
Assets. Other investments not covered elsewhere at end of year	2017-06-30	$1,854,388
Assets. Other investments not covered elsewhere at beginning of year	2017-06-30	$641,209
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$1,319,948
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-06-30	$1,598
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$1,232
Other income not declared elsewhere	2017-06-30	$75,819
Administrative expenses (other) incurred	2017-06-30	$256,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$19,852,638
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$82,701,440
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$62,848,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Investment advisory and management fees	2017-06-30	$36,944
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$69,165,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$52,602,728
Value of interest in pooled separate accounts at end of year	2017-06-30	$10,257,502
Value of interest in pooled separate accounts at beginning of year	2017-06-30	$8,517,190
Interest on participant loans	2017-06-30	$41,525
Interest earned on other investments	2017-06-30	$59
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$12,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$3,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$7,722,958
Net investment gain/loss from pooled separate accounts	2017-06-30	$96,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$4,324,639
Employer contributions (assets) at end of year	2017-06-30	$328,382
Employer contributions (assets) at beginning of year	2017-06-30	$253,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$3,189,234
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-06-30	No
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-06-30	390859910
2016 : SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-06-30	$13,850,136
Total of all expenses incurred	2016-06-30	$3,560,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$3,308,699
Expenses. Certain deemed distributions of participant loans	2016-06-30	$3,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$14,203,793
Value of total assets at end of year	2016-06-30	$62,848,802
Value of total assets at beginning of year	2016-06-30	$52,559,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$248,755
Total interest from all sources	2016-06-30	$28,255
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$656,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$656,596
Administrative expenses professional fees incurred	2016-06-30	$26,517
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$8,724,444
Participant contributions at end of year	2016-06-30	$828,866
Participant contributions at beginning of year	2016-06-30	$550,821
Assets. Other investments not covered elsewhere at end of year	2016-06-30	$641,209
Assets. Other investments not covered elsewhere at beginning of year	2016-06-30	$395,796
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$1,321,176
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$1,232
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$1,014
Other income not declared elsewhere	2016-06-30	$3,015
Administrative expenses (other) incurred	2016-06-30	$212,070
Total non interest bearing cash at end of year	2016-06-30	$0
Total non interest bearing cash at beginning of year	2016-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$10,289,177
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$62,848,802
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$52,559,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Investment advisory and management fees	2016-06-30	$10,168
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$52,602,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$44,477,560
Value of interest in pooled separate accounts at end of year	2016-06-30	$8,517,190
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$6,794,834
Interest on participant loans	2016-06-30	$28,027
Interest earned on other investments	2016-06-30	$228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$3,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$90,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-1,121,439
Net investment gain/loss from pooled separate accounts	2016-06-30	$79,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$4,158,173
Employer contributions (assets) at end of year	2016-06-30	$253,999
Employer contributions (assets) at beginning of year	2016-06-30	$249,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$3,308,699
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-06-30	No
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-06-30	390859910
2015 : SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-06-30	$15,020,348
Total of all expenses incurred	2015-06-30	$3,350,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$3,121,191
Expenses. Certain deemed distributions of participant loans	2015-06-30	$2,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$13,007,539
Value of total assets at end of year	2015-06-30	$52,559,625
Value of total assets at beginning of year	2015-06-30	$40,889,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$226,781
Total interest from all sources	2015-06-30	$20,004
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$680,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$680,643
Administrative expenses professional fees incurred	2015-06-30	$29,975
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$7,822,075
Participant contributions at end of year	2015-06-30	$550,821
Participant contributions at beginning of year	2015-06-30	$276,671
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$395,796
Assets. Other investments not covered elsewhere at beginning of year	2015-06-30	$21,865
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$831,286
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$1,014
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$17,526,916
Other income not declared elsewhere	2015-06-30	$28,512
Administrative expenses (other) incurred	2015-06-30	$178,530
Total non interest bearing cash at end of year	2015-06-30	$0
Total non interest bearing cash at beginning of year	2015-06-30	$2,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$11,669,799
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$52,559,625
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$40,889,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$18,276
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$44,477,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$20,025,653
Value of interest in pooled separate accounts at end of year	2015-06-30	$6,794,834
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$3,005,248
Interest on participant loans	2015-06-30	$19,109
Interest earned on other investments	2015-06-30	$895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$90,451
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$30,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$1,218,543
Net investment gain/loss from pooled separate accounts	2015-06-30	$65,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$4,354,178
Employer contributions (assets) at end of year	2015-06-30	$249,149
Employer contributions (assets) at beginning of year	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$3,121,191
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-06-30	No
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-06-30	390859910
2014 : SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-06-30	$17,526,594
Total income from all sources (including contributions)	2014-06-30	$14,844,397
Total of all expenses incurred	2014-06-30	$1,413,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$1,294,991
Value of total corrective distributions	2014-06-30	$37,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$12,423,249
Value of total assets at end of year	2014-06-30	$40,889,826
Value of total assets at beginning of year	2014-06-30	$9,932,177
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$80,396
Total interest from all sources	2014-06-30	$8,736
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$138,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$138,986
Administrative expenses professional fees incurred	2014-06-30	$8,010
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$7,661,853
Participant contributions at end of year	2014-06-30	$276,671
Participant contributions at beginning of year	2014-06-30	$130,244
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$21,865
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$104,920
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$939,089
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$17,526,916
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$251
Other income not declared elsewhere	2014-06-30	$11,045
Administrative expenses (other) incurred	2014-06-30	$66,708
Total non interest bearing cash at end of year	2014-06-30	$2,559
Total non interest bearing cash at beginning of year	2014-06-30	$6,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$13,431,055
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$40,889,826
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$9,932,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$5,678
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$20,025,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$8,131,705
Value of interest in pooled separate accounts at end of year	2014-06-30	$3,005,248
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$1,522,147
Interest on participant loans	2014-06-30	$8,410
Interest earned on other investments	2014-06-30	$326
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$30,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$36,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$2,231,708
Net investment gain/loss from pooled separate accounts	2014-06-30	$30,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$3,822,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$1,294,991
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-06-30	No
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BKD, LLP
Accountancy firm EIN	2014-06-30	440160260

Form 5500 Responses for SAINT VINCENT HEALTH SYSTEM 401(K) PLAN

2017: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	This submission is the final filing	Yes
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: SAINT VINCENT HEALTH SYSTEM 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080231

Policy instance

Insurance contract or identification number	TT080231
Number of Individuals Covered	0
Insurance policy start date	2017-07-01
Insurance policy end date	2018-01-08
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080231

Policy instance

Insurance contract or identification number	TT080231
Number of Individuals Covered	4044
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080231

Policy instance

Insurance contract or identification number	TT080231
Number of Individuals Covered	3820
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080231

Policy instance

Insurance contract or identification number	TT080231
Number of Individuals Covered	2577
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SAINT VINCENT HEALTH SYSTEM
Employer identification number (EIN):	251406710
NAIC Classification:	622000
NAIC Description:	Hospitals