401k Plan data: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN plan

UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 401k Plan overview

Plan Name	UNIVERSAL REFRACTORIES, INC. 401(K) PLAN
Plan identification number	003

UNIVERSAL REFRACTORIES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VESUVIUS PENN CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: VESUVIUS PENN CORPORATION

Employer identification number (EIN): 251451909

NAIC Classification: 327100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL REFRACTORIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01 TOM SYLVESTER, CFO ON BEHALF OF URI
003 2013-01-01 TOM SYLVESTYER TOM SYLVESTER 2014-10-13
003 2012-01-01 THOMAS D SYLVESTER THOMAS D SYLVESTER 2013-08-29
003 2011-01-01 TOM SYLVESTER TOM SYLVESTER 2012-06-04
003 2010-01-01 TOM SYLVESTER TOM SYLVESTER 2011-05-24
003 2009-01-01 TOM SYLVESTER TOM SYLVESTER 2010-06-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01	TOM SYLVESTER, CFO ON BEHALF OF URI
003	2013-01-01	TOM SYLVESTYER	TOM SYLVESTER	2014-10-13
003	2012-01-01	THOMAS D SYLVESTER	THOMAS D SYLVESTER	2013-08-29
003	2011-01-01	TOM SYLVESTER	TOM SYLVESTER	2012-06-04
003	2010-01-01	TOM SYLVESTER	TOM SYLVESTER	2011-05-24
003	2009-01-01	TOM SYLVESTER	TOM SYLVESTER	2010-06-11

Plan Statistics for UNIVERSAL REFRACTORIES, INC. 401(K) PLAN

401k plan membership statisitcs for UNIVERSAL REFRACTORIES, INC. 401(K) PLAN

Measure Date Value
2014: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 65
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 62
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 6
Total of all active and inactive participants 2014-01-01 68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 68
Number of participants with account balances 2014-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 59
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 65
Number of participants with account balances 2013-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 52
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 59
Number of participants with account balances 2012-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 54
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 60
Number of participants with account balances 2011-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 54
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 60
Number of participants with account balances 2010-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 56
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 60
Number of participants with account balances 2009-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	65
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	62
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	6
Total of all active and inactive participants	2014-01-01	68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	68
Number of participants with account balances	2014-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	59
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	65
Number of participants with account balances	2013-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	52
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	59
Number of participants with account balances	2012-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	54
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	60
Number of participants with account balances	2011-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	54
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	60
Number of participants with account balances	2010-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	56
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	60
Number of participants with account balances	2009-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSAL REFRACTORIES, INC. 401(K) PLAN

Measure	Date	Value
2014 : UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$803,185
Expenses. Total of all expenses incurred	2014-12-31	$628,271
Benefits paid (including direct rollovers)	2014-12-31	$628,221
Total plan assets at end of year	2014-12-31	$8,562,295
Total plan assets at beginning of year	2014-12-31	$8,387,381
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$276,360
Other income received	2014-12-31	$422,602
Net income (gross income less expenses)	2014-12-31	$174,914
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$8,562,295
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$8,387,381
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$352
Total contributions received or receivable from employer(s)	2014-12-31	$104,223
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$50
2013 : UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,652,563
Expenses. Total of all expenses incurred	2013-12-31	$21,820
Benefits paid (including direct rollovers)	2013-12-31	$20,100
Total plan assets at end of year	2013-12-31	$8,387,381
Total plan assets at beginning of year	2013-12-31	$6,756,638
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$252,267
Other income received	2013-12-31	$1,288,149
Net income (gross income less expenses)	2013-12-31	$1,630,743
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$8,387,381
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$6,756,638
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$778
Total contributions received or receivable from employer(s)	2013-12-31	$112,147
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,720
2012 : UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,152,197
Expenses. Total of all expenses incurred	2012-12-31	$105,611
Benefits paid (including direct rollovers)	2012-12-31	$105,511
Total plan assets at end of year	2012-12-31	$6,756,638
Total plan assets at beginning of year	2012-12-31	$5,710,052
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$260,148
Other income received	2012-12-31	$776,144
Net income (gross income less expenses)	2012-12-31	$1,046,586
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$6,756,638
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$5,710,052
Total contributions received or receivable from employer(s)	2012-12-31	$115,905
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$100
2011 : UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$326,096
Expenses. Total of all expenses incurred	2011-12-31	$144,379
Benefits paid (including direct rollovers)	2011-12-31	$144,279
Total plan assets at end of year	2011-12-31	$5,710,052
Total plan assets at beginning of year	2011-12-31	$5,528,335
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$245,116
Expenses. Other expenses not covered elsewhere	2011-12-31	$100
Other income received	2011-12-31	$-29,393
Net income (gross income less expenses)	2011-12-31	$181,717
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$5,710,052
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$5,528,335
Total contributions received or receivable from employer(s)	2011-12-31	$110,373
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$947,480
Expenses. Total of all expenses incurred	2010-12-31	$653,461
Benefits paid (including direct rollovers)	2010-12-31	$653,436
Total plan assets at end of year	2010-12-31	$5,528,335
Total plan assets at beginning of year	2010-12-31	$5,234,316
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$237,540
Expenses. Other expenses not covered elsewhere	2010-12-31	$25
Other income received	2010-12-31	$608,852
Net income (gross income less expenses)	2010-12-31	$294,019
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$5,528,335
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$5,234,316
Total contributions received or receivable from employer(s)	2010-12-31	$101,088
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSAL REFRACTORIES, INC. 401(K) PLAN

2014: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSAL REFRACTORIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VESUVIUS PENN CORPORATION
Employer identification number (EIN):	251451909
NAIC Classification:	327100