OPTA USA, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ESM GROUP, INC. LIFE, AD&D & LTD PLAN
401k plan membership statisitcs for ESM GROUP, INC. LIFE, AD&D & LTD PLAN
| Measure | Date | Value |
|---|
| 2018: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 143 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 113 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 114 |
| 2017: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 158 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 143 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 143 |
| 2016: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 212 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 158 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 158 |
| 2015: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 222 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 212 |
| Total of all active and inactive participants | 2015-01-01 | 212 |
| 2014: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 227 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 222 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 222 |
| 2013: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 227 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 227 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 227 |
| 2012: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-09-01 | 254 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-09-01 | 227 |
| Number of retired or separated participants receiving benefits | 2012-09-01 | 0 |
| Total of all active and inactive participants | 2012-09-01 | 227 |
| 2011: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-09-16 | 252 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-09-16 | 254 |
| Number of retired or separated participants receiving benefits | 2011-09-16 | 0 |
| Total of all active and inactive participants | 2011-09-16 | 254 |
| 2010: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-09-16 | 246 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-09-16 | 252 |
| Number of retired or separated participants receiving benefits | 2010-09-16 | 0 |
| Total of all active and inactive participants | 2010-09-16 | 252 |
| 2009: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-09-16 | 214 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-09-16 | 236 |
| Total of all active and inactive participants | 2009-09-16 | 236 |
| 2018: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2012 form 5500 responses |
|---|
| 2012-09-01 | Type of plan entity | Single employer plan |
| 2012-09-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2012-09-01 | Plan funding arrangement – Insurance | Yes |
| 2012-09-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2012-09-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2011 form 5500 responses |
|---|
| 2011-09-16 | Type of plan entity | Single employer plan |
| 2011-09-16 | Plan funding arrangement – Insurance | Yes |
| 2011-09-16 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2011-09-16 | Plan benefit arrangement – Insurance | Yes |
| 2010: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2010 form 5500 responses |
|---|
| 2010-09-16 | Type of plan entity | Single employer plan |
| 2010-09-16 | Plan funding arrangement – Insurance | Yes |
| 2010-09-16 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2010-09-16 | Plan benefit arrangement – Insurance | Yes |
| 2009: ESM GROUP, INC. LIFE, AD&D & LTD PLAN 2009 form 5500 responses |
|---|
| 2009-09-16 | Type of plan entity | Single employer plan |
| 2009-09-16 | This submission is the final filing | No |
| 2009-09-16 | Plan funding arrangement – Insurance | Yes |
| 2009-09-16 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2009-09-16 | Plan benefit arrangement – Insurance | Yes |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00520333 |
| Policy instance | 1 |
| Insurance contract or identification number | 00520333 | | Number of Individuals Covered | 113 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $14,694 | | Total amount of fees paid to insurance company | USD $5,251 | | Dental Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $114,978 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $14,694 | | Amount paid for insurance broker fees | 5251 | | Insurance broker organization code? | 3 |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00520333 |
| Policy instance | 1 |
| Insurance contract or identification number | 00520333 | | Number of Individuals Covered | 143 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $18,201 | | Total amount of fees paid to insurance company | USD $7,268 | | Dental Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $143,987 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $18,201 | | Amount paid for insurance broker fees | 7268 | | Insurance broker organization code? | 3 | | Insurance broker name | ACRISURE LLC |
|
| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | 000010163748/49 |
| Policy instance | 1 |
| Insurance contract or identification number | 000010163748/49 | | Number of Individuals Covered | 212 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $5,080 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $64,475 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,580 | | Insurance broker organization code? | 3 | | Insurance broker name | BRITTON-GALLAGHER & ASSOC INC |
|
| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | 000010163748/49 |
| Policy instance | 1 |
| Insurance contract or identification number | 000010163748/49 | | Number of Individuals Covered | 218 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $6,260 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $78,308 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,256 | | Insurance broker organization code? | 3 | | Insurance broker name | NIAGARA NATIONAL INC |
|
| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | 000010163748/49 |
| Policy instance | 1 |
| Insurance contract or identification number | 000010163748/49 | | Number of Individuals Covered | 227 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $4,843 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $67,700 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,576 | | Insurance broker organization code? | 3 | | Insurance broker name | NIAGARA NATIONAL INC |
|
| LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 ) |
| Policy contract number | 000010163748/49 |
| Policy instance | 1 |
| Insurance contract or identification number | 000010163748/49 | | Number of Individuals Covered | 227 | | Insurance policy start date | 2012-09-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $3,579 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $29,928 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,846 | | Insurance broker organization code? | 3 | | Insurance broker name | NIAGARA NATIONAL INC |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 02364 |
| Policy instance | 1 |
| Insurance contract or identification number | 02364 | | Number of Individuals Covered | 254 | | Insurance policy start date | 2011-09-16 | | Insurance policy end date | 2012-09-15 | | Total amount of commissions paid to insurance broker | USD $8,971 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $217,242 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 02364 |
| Policy instance | 1 |
| Insurance contract or identification number | 02364 | | Number of Individuals Covered | 252 | | Insurance policy start date | 2010-09-16 | | Insurance policy end date | 2011-09-15 | | Total amount of commissions paid to insurance broker | USD $10,123 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | BASIC AD&D INSURANCE | | Welfare Benefit Premiums Paid to Carrier | USD $232,122 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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