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WILLIAM J PHELAN MD RETIREMENT PLAN 401k Plan overview

Plan NameWILLIAM J PHELAN MD RETIREMENT PLAN
Plan identification number 001

WILLIAM J PHELAN MD RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM J PHELAN MD has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM J PHELAN MD
Employer identification number (EIN):251697231
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM J PHELAN MD RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01KATHY BOBB2019-10-09
0012017-01-01KATHY BOBB2018-08-14
0012016-01-01WILLIAM J PHELAN MD
0012015-01-01WILLIAM J PHELAN MD
0012014-01-01WILLIAM J PHELAN MD
0012013-01-01WILLIAM J PHELAN MD2014-10-14
0012012-01-01WILLIAM J PHELAN MD2013-07-25
0012011-01-01WILLIAM J PHELAN MD2012-10-09
0012010-01-01WILLIAM J PHELAN MD2011-05-19

Plan Statistics for WILLIAM J PHELAN MD RETIREMENT PLAN

401k plan membership statisitcs for WILLIAM J PHELAN MD RETIREMENT PLAN

Measure Date Value
2016: WILLIAM J PHELAN MD RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017
Total number of active participants reported on line 7a of the Form 55002016-01-015
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-017
Number of participants with account balances2016-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WILLIAM J PHELAN MD RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-016
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WILLIAM J PHELAN MD RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-016
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on WILLIAM J PHELAN MD RETIREMENT PLAN

Measure Date Value
2016 : WILLIAM J PHELAN MD RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$149,005
Expenses. Total of all expenses incurred2016-12-31$13,975
Benefits paid (including direct rollovers)2016-12-31$1,781
Total plan assets at end of year2016-12-31$1,324,755
Total plan assets at beginning of year2016-12-31$1,189,725
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$34,526
Other income received2016-12-31$63,905
Net income (gross income less expenses)2016-12-31$135,030
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,324,755
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,189,725
Assets. Value of real-estate (other than employer real property)2016-12-31$50,000
Total contributions received or receivable from employer(s)2016-12-31$50,574
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$12,194
2015 : WILLIAM J PHELAN MD RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$68,671
Expenses. Total of all expenses incurred2015-12-31$11,330
Total plan assets at end of year2015-12-31$1,189,725
Total plan assets at beginning of year2015-12-31$1,132,384
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$32,992
Other income received2015-12-31$-14,735
Net income (gross income less expenses)2015-12-31$57,341
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,189,725
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,132,384
Assets. Value of real-estate (other than employer real property)2015-12-31$50,000
Total contributions received or receivable from employer(s)2015-12-31$50,414
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$11,330
2014 : WILLIAM J PHELAN MD RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$105,647
Expenses. Total of all expenses incurred2014-12-31$9,811
Total plan assets at end of year2014-12-31$1,132,384
Total plan assets at beginning of year2014-12-31$1,036,548
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$31,798
Other income received2014-12-31$30,873
Net income (gross income less expenses)2014-12-31$95,836
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,132,384
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,036,548
Assets. Value of real-estate (other than employer real property)2014-12-31$50,000
Total contributions received or receivable from employer(s)2014-12-31$42,976
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$9,811

Form 5500 Responses for WILLIAM J PHELAN MD RETIREMENT PLAN

2016: WILLIAM J PHELAN MD RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WILLIAM J PHELAN MD RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIAM J PHELAN MD RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600528-000
Policy instance 1
Insurance contract or identification number600528-000
Number of Individuals Covered6
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,055
Total amount of fees paid to insurance companyUSD $203
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,055
Insurance broker organization code?3
Amount paid for insurance broker fees203
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker nameSMITH ELLIOTT KEARNS & COMPANY LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600528-000
Policy instance 1
Insurance contract or identification number600528-000
Number of Individuals Covered6
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,930
Total amount of fees paid to insurance companyUSD $192
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,930
Insurance broker organization code?3
Amount paid for insurance broker fees192
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker nameSMITH ELLIOTT KEARNS & COMPANY LLC

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