Logo

ROCKWELL AUTOMATION PENSION PLAN 401k Plan overview

Plan NameROCKWELL AUTOMATION PENSION PLAN
Plan identification number 002

ROCKWELL AUTOMATION PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKWELL AUTOMATION CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ROCKWELL AUTOMATION CORPORATION
Employer identification number (EIN):251797617
NAIC Classification:335900

Additional information about ROCKWELL AUTOMATION CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2650151

More information about ROCKWELL AUTOMATION CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWELL AUTOMATION PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01TERESA CARPENTER
0022015-01-01TERESA CARPENTER
0022015-01-01TERESA CARPENTER2016-07-27
0022014-01-01TERESA E CARPENTER TERESA E CARPENTER2015-08-31
0022013-01-01TERESA E CARPENTER TERESA E CARPENTER2014-10-10
0022012-01-01TERESA E CARPENTER
0022011-01-01TERESA CARPENTER TERESA CARPENTER2012-07-26
0022009-01-01TERESA CARPENTER

Plan Statistics for ROCKWELL AUTOMATION PENSION PLAN

401k plan membership statisitcs for ROCKWELL AUTOMATION PENSION PLAN

Measure Date Value
2022: ROCKWELL AUTOMATION PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-313,061,210,573
Acturial value of plan assets2022-12-312,848,838,718
Funding target for retired participants and beneficiaries receiving payment2022-12-311,132,364,639
Number of terminated vested participants2022-12-315,081
Fundng target for terminated vested participants2022-12-31361,365,459
Active participant vested funding target2022-12-31760,945,042
Number of active participants2022-12-313,077
Total funding liabilities for active participants2022-12-31774,255,142
Total participant count2022-12-3117,687
Total funding target for all participants2022-12-312,267,985,240
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31537,407,313
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-3171,442,804
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31465,964,509
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31523,184,951
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3159,164,824
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-311,496,297
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-311,496,297
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-0117,687
Total number of active participants reported on line 7a of the Form 55002022-01-012,136
Number of retired or separated participants receiving benefits2022-01-018,474
Number of other retired or separated participants entitled to future benefits2022-01-014,447
Total of all active and inactive participants2022-01-0115,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011,591
Total participants2022-01-0116,648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ROCKWELL AUTOMATION PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-313,081,876,091
Acturial value of plan assets2021-12-312,773,688,482
Funding target for retired participants and beneficiaries receiving payment2021-12-311,089,287,637
Number of terminated vested participants2021-12-315,446
Fundng target for terminated vested participants2021-12-31388,778,035
Active participant vested funding target2021-12-31820,130,256
Number of active participants2021-12-313,517
Total funding liabilities for active participants2021-12-31834,598,855
Total participant count2021-12-3118,666
Total funding target for all participants2021-12-312,312,664,527
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31517,062,136
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-3151,935,502
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31465,126,634
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31537,407,313
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3163,103,467
Net shortfall amortization installment of oustanding balance2021-12-3176,383,358
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3171,442,804
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-3171,442,804
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-0118,666
Total number of active participants reported on line 7a of the Form 55002021-01-013,077
Number of retired or separated participants receiving benefits2021-01-018,096
Number of other retired or separated participants entitled to future benefits2021-01-014,874
Total of all active and inactive participants2021-01-0116,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011,640
Total participants2021-01-0117,687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ROCKWELL AUTOMATION PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-312,913,163,161
Acturial value of plan assets2020-12-312,751,768,181
Funding target for retired participants and beneficiaries receiving payment2020-12-311,077,418,878
Number of terminated vested participants2020-12-315,777
Fundng target for terminated vested participants2020-12-31391,966,657
Active participant vested funding target2020-12-31834,032,474
Number of active participants2020-12-313,866
Total funding liabilities for active participants2020-12-31850,155,138
Total participant count2020-12-3119,404
Total funding target for all participants2020-12-312,319,540,673
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31466,914,394
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-3194,097,016
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31372,817,378
Present value of excess contributions2020-12-3145,483,840
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-3156,222,575
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-3156,222,575
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31517,062,136
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3143,196,781
Net shortfall amortization installment of oustanding balance2020-12-3184,834,628
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-3151,935,502
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-3151,935,502
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0119,404
Total number of active participants reported on line 7a of the Form 55002020-01-013,517
Number of retired or separated participants receiving benefits2020-01-018,274
Number of other retired or separated participants entitled to future benefits2020-01-015,324
Total of all active and inactive participants2020-01-0117,115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011,551
Total participants2020-01-0118,666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ROCKWELL AUTOMATION PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-312,527,770,233
Acturial value of plan assets2019-12-312,672,521,093
Funding target for retired participants and beneficiaries receiving payment2019-12-311,125,140,690
Number of terminated vested participants2019-12-316,149
Fundng target for terminated vested participants2019-12-31392,708,883
Active participant vested funding target2019-12-31858,889,236
Number of active participants2019-12-314,214
Total funding liabilities for active participants2019-12-31876,408,705
Total participant count2019-12-3120,166
Total funding target for all participants2019-12-312,394,258,278
Balance at beginning of prior year after applicable adjustments2019-12-3114,502,931
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31581,412,973
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-3114,502,931
Prefunding balanced used to offset prior years funding requirement2019-12-3182,466,196
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31498,946,777
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31466,914,394
Total employer contributions2019-12-3150,000,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-3145,483,840
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-3176,654,698
Net shortfall amortization installment of oustanding balance2019-12-31188,651,579
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31111,707,001
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-31111,707,001
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-3145,483,840
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-0120,166
Total number of active participants reported on line 7a of the Form 55002019-01-013,866
Number of retired or separated participants receiving benefits2019-01-018,376
Number of other retired or separated participants entitled to future benefits2019-01-015,638
Total of all active and inactive participants2019-01-0117,880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011,524
Total participants2019-01-0119,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ROCKWELL AUTOMATION PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-312,956,755,728
Acturial value of plan assets2018-12-312,736,622,345
Funding target for retired participants and beneficiaries receiving payment2018-12-311,141,062,071
Number of terminated vested participants2018-12-316,456
Fundng target for terminated vested participants2018-12-31406,003,599
Active participant vested funding target2018-12-31799,370,380
Number of active participants2018-12-314,542
Total funding liabilities for active participants2018-12-31820,343,938
Total participant count2018-12-3120,956
Total funding target for all participants2018-12-312,367,409,608
Balance at beginning of prior year after applicable adjustments2018-12-3171,522,107
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31492,848,159
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-3159,228,362
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3112,293,745
Amount remaining of prefunding balance2018-12-31492,848,159
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-3114,502,931
Balance of prefunding at beginning of current year2018-12-31581,412,973
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3159,959,870
Net shortfall amortization installment of oustanding balance2018-12-31226,703,167
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3196,969,127
Carryover balance elected to use to offset funding requirement2018-12-3114,502,931
Prefunding balance elected to use to offset funding requirement2018-12-3182,466,196
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-0120,956
Total number of active participants reported on line 7a of the Form 55002018-01-014,214
Number of retired or separated participants receiving benefits2018-01-018,468
Number of other retired or separated participants entitled to future benefits2018-01-015,860
Total of all active and inactive participants2018-01-0118,542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011,624
Total participants2018-01-0120,166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ROCKWELL AUTOMATION PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-312,747,230,674
Acturial value of plan assets2017-12-312,761,415,804
Funding target for retired participants and beneficiaries receiving payment2017-12-311,060,317,197
Number of terminated vested participants2017-12-316,830
Fundng target for terminated vested participants2017-12-31403,431,445
Active participant vested funding target2017-12-31788,814,228
Number of active participants2017-12-314,919
Total funding liabilities for active participants2017-12-31810,084,399
Total participant count2017-12-3121,645
Total funding target for all participants2017-12-312,273,833,041
Balance at beginning of prior year after applicable adjustments2017-12-3164,825,620
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31294,108,050
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3164,825,620
Amount remaining of prefunding balance2017-12-31294,108,050
Present value of excess contributions2017-12-31158,634,455
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31168,358,747
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-31168,358,747
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-3171,522,107
Balance of prefunding at beginning of current year2017-12-31492,848,159
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3159,228,362
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3159,228,362
Carryover balance elected to use to offset funding requirement2017-12-3159,228,362
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0121,645
Total number of active participants reported on line 7a of the Form 55002017-01-014,542
Number of retired or separated participants receiving benefits2017-01-018,632
Number of other retired or separated participants entitled to future benefits2017-01-016,320
Total of all active and inactive participants2017-01-0119,494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011,462
Total participants2017-01-0120,956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: ROCKWELL AUTOMATION PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-312,506,115,668
Acturial value of plan assets2016-12-312,604,690,687
Funding target for retired participants and beneficiaries receiving payment2016-12-311,040,624,639
Number of terminated vested participants2016-12-317,157
Fundng target for terminated vested participants2016-12-31391,917,743
Active participant vested funding target2016-12-31759,756,923
Number of active participants2016-12-315,315
Total funding liabilities for active participants2016-12-31782,365,122
Total participant count2016-12-3122,357
Total funding target for all participants2016-12-312,214,907,504
Balance at beginning of prior year after applicable adjustments2016-12-3165,706,081
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31298,102,625
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3165,706,081
Amount remaining of prefunding balance2016-12-31298,102,625
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-3164,825,620
Balance of prefunding at beginning of current year2016-12-31294,108,050
Total employer contributions2016-12-31200,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31180,761,159
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3152,976,217
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3122,126,704
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3122,126,704
Contributions allocatedtoward minimum required contributions for current year2016-12-31180,761,159
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0122,357
Total number of active participants reported on line 7a of the Form 55002016-01-014,919
Number of retired or separated participants receiving benefits2016-01-018,621
Number of other retired or separated participants entitled to future benefits2016-01-016,691
Total of all active and inactive participants2016-01-0120,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011,414
Total participants2016-01-0121,645
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: ROCKWELL AUTOMATION PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0126,236
Total number of active participants reported on line 7a of the Form 55002015-01-015,315
Number of retired or separated participants receiving benefits2015-01-018,654
Number of other retired or separated participants entitled to future benefits2015-01-017,044
Total of all active and inactive participants2015-01-0121,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011,344
Total participants2015-01-0122,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: ROCKWELL AUTOMATION PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0127,266
Total number of active participants reported on line 7a of the Form 55002014-01-015,779
Number of retired or separated participants receiving benefits2014-01-018,646
Number of other retired or separated participants entitled to future benefits2014-01-0110,503
Total of all active and inactive participants2014-01-0124,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011,308
Total participants2014-01-0126,236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0142
2013: ROCKWELL AUTOMATION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0127,056
Total number of active participants reported on line 7a of the Form 55002013-01-016,252
Number of retired or separated participants receiving benefits2013-01-018,292
Number of other retired or separated participants entitled to future benefits2013-01-0110,630
Total of all active and inactive participants2013-01-0125,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012,092
Total participants2013-01-0127,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0171
2012: ROCKWELL AUTOMATION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0129,750
Total number of active participants reported on line 7a of the Form 55002012-01-016,650
Number of retired or separated participants receiving benefits2012-01-018,400
Number of other retired or separated participants entitled to future benefits2012-01-0111,018
Total of all active and inactive participants2012-01-0126,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011,894
Total participants2012-01-0127,962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01165
2011: ROCKWELL AUTOMATION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0130,129
Total number of active participants reported on line 7a of the Form 55002011-01-017,117
Number of retired or separated participants receiving benefits2011-01-018,603
Number of other retired or separated participants entitled to future benefits2011-01-0113,105
Total of all active and inactive participants2011-01-0128,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011,720
Total participants2011-01-0130,545
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01294
2009: ROCKWELL AUTOMATION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0130,289
Total number of active participants reported on line 7a of the Form 55002009-01-018,466
Number of retired or separated participants receiving benefits2009-01-017,098
Number of other retired or separated participants entitled to future benefits2009-01-0112,720
Total of all active and inactive participants2009-01-0128,284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011,403
Total participants2009-01-0129,687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011,270

Financial Data on ROCKWELL AUTOMATION PENSION PLAN

Measure Date Value
2022 : ROCKWELL AUTOMATION PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-304,161,941
Total unrealized appreciation/depreciation of assets2022-12-31$-304,161,941
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$18,691,976
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$36,199,160
Total income from all sources (including contributions)2022-12-31$-549,875,120
Total loss/gain on sale of assets2022-12-31$-165,715,356
Total of all expenses incurred2022-12-31$385,495,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$375,043,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$2,144,532,065
Value of total assets at beginning of year2022-12-31$3,097,409,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$10,451,420
Total interest from all sources2022-12-31$32,172,643
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$17,944,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,812,458
Administrative expenses professional fees incurred2022-12-31$803,657
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$65,070
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$1,744,853
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$118,798,668
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$59,229,590
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$10,871,134
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$10,476,038
Other income not declared elsewhere2022-12-31$599,938
Administrative expenses (other) incurred2022-12-31$2,685,573
Liabilities. Value of operating payables at end of year2022-12-31$18,691,976
Liabilities. Value of operating payables at beginning of year2022-12-31$36,199,160
Total non interest bearing cash at end of year2022-12-31$932,269
Total non interest bearing cash at beginning of year2022-12-31$170,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-935,370,484
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,125,840,089
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,061,210,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$6,960,165
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$51,683,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$73,173,449
Interest earned on other investments2022-12-31$1,897,497
Income. Interest from US Government securities2022-12-31$6,392,619
Income. Interest from corporate debt instruments2022-12-31$23,871,130
Value of interest in common/collective trusts at end of year2022-12-31$666,484,289
Value of interest in common/collective trusts at beginning of year2022-12-31$728,575,789
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$11,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$867,610
Asset value of US Government securities at end of year2022-12-31$326,840,399
Asset value of US Government securities at beginning of year2022-12-31$400,942,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,118,280
Net investment gain or loss from common/collective trusts2022-12-31$-118,596,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from preferred stock2022-12-31$27,136
Income. Dividends from common stock2022-12-31$13,104,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$375,043,944
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$206,624,250
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$326,427,403
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$253,222,822
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$346,315,028
Contract administrator fees2022-12-31$2,025
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$509,010,163
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$1,149,487,605
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,337,663,443
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,503,378,799
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : ROCKWELL AUTOMATION PENSION PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$142,633,447
Total unrealized appreciation/depreciation of assets2021-12-31$142,633,447
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$36,199,160
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$70,053,495
Total income from all sources (including contributions)2021-12-31$355,416,790
Total loss/gain on sale of assets2021-12-31$44,359,997
Total of all expenses incurred2021-12-31$376,082,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$363,315,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$3,097,409,733
Value of total assets at beginning of year2021-12-31$3,151,929,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$12,767,154
Total interest from all sources2021-12-31$30,860,749
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$22,602,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,617,963
Administrative expenses professional fees incurred2021-12-31$646,739
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$1,744,853
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$5,069,059
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$59,229,590
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$83,933,348
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$10,476,038
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$28,309,892
Other income not declared elsewhere2021-12-31$96,690
Administrative expenses (other) incurred2021-12-31$3,240,713
Liabilities. Value of operating payables at end of year2021-12-31$36,199,160
Liabilities. Value of operating payables at beginning of year2021-12-31$70,053,495
Total non interest bearing cash at end of year2021-12-31$170,367
Total non interest bearing cash at beginning of year2021-12-31$910,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-20,665,518
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,061,210,573
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,081,876,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$8,874,897
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$73,173,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$123,423,460
Interest earned on other investments2021-12-31$1,393,984
Income. Interest from US Government securities2021-12-31$5,145,783
Income. Interest from corporate debt instruments2021-12-31$24,314,806
Value of interest in common/collective trusts at end of year2021-12-31$728,575,789
Value of interest in common/collective trusts at beginning of year2021-12-31$672,712,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$6,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$867,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$865,516
Asset value of US Government securities at end of year2021-12-31$400,942,001
Asset value of US Government securities at beginning of year2021-12-31$403,332,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,471,923
Net investment gain or loss from common/collective trusts2021-12-31$103,391,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Income. Dividends from preferred stock2021-12-31$-18,300
Income. Dividends from common stock2021-12-31$17,002,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$363,315,154
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$326,427,403
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$353,857,799
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$346,315,028
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$353,439,444
Contract administrator fees2021-12-31$4,805
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$1,149,487,605
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$1,126,075,420
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$2,094,732,230
Aggregate carrying amount (costs) on sale of assets2021-12-31$2,050,372,233
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : ROCKWELL AUTOMATION PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$250,184,037
Total unrealized appreciation/depreciation of assets2020-12-31$250,184,037
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$70,053,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$66,671,311
Total income from all sources (including contributions)2020-12-31$427,112,402
Total loss/gain on sale of assets2020-12-31$21,888,890
Total of all expenses incurred2020-12-31$260,377,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$247,525,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$3,151,929,586
Value of total assets at beginning of year2020-12-31$2,981,812,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,852,014
Total interest from all sources2020-12-31$32,714,718
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$23,210,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,812,361
Administrative expenses professional fees incurred2020-12-31$675,027
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$5,069,059
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$6,231,866
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$83,933,348
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$84,881,850
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$28,309,892
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$21,623,704
Other income not declared elsewhere2020-12-31$-971,542
Administrative expenses (other) incurred2020-12-31$4,135,330
Liabilities. Value of operating payables at end of year2020-12-31$70,053,495
Liabilities. Value of operating payables at beginning of year2020-12-31$66,671,311
Total non interest bearing cash at end of year2020-12-31$910,503
Total non interest bearing cash at beginning of year2020-12-31$934,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$166,734,769
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,081,876,091
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,915,141,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$8,036,881
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$123,423,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$135,561,595
Interest earned on other investments2020-12-31$1,803,310
Income. Interest from US Government securities2020-12-31$4,937,251
Income. Interest from corporate debt instruments2020-12-31$25,973,690
Value of interest in common/collective trusts at end of year2020-12-31$672,712,394
Value of interest in common/collective trusts at beginning of year2020-12-31$593,364,146
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$467
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$865,516
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$868,644
Asset value of US Government securities at end of year2020-12-31$403,332,751
Asset value of US Government securities at beginning of year2020-12-31$427,403,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,502,624
Net investment gain or loss from common/collective trusts2020-12-31$89,583,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$50,000,000
Income. Dividends from preferred stock2020-12-31$169,966
Income. Dividends from common stock2020-12-31$17,228,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$247,525,619
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$353,857,799
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$334,572,483
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$353,439,444
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$326,685,522
Contract administrator fees2020-12-31$4,776
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$1,126,075,420
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$999,684,853
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$5,643,021,691
Aggregate carrying amount (costs) on sale of assets2020-12-31$5,621,132,801
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : ROCKWELL AUTOMATION PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$272,326,558
Total unrealized appreciation/depreciation of assets2019-12-31$272,326,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$66,671,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$66,581,891
Total income from all sources (including contributions)2019-12-31$619,491,325
Total loss/gain on sale of assets2019-12-31$90,944,397
Total of all expenses incurred2019-12-31$232,120,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$208,834,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$50,000,000
Value of total assets at end of year2019-12-31$2,981,812,633
Value of total assets at beginning of year2019-12-31$2,594,352,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,285,298
Total interest from all sources2019-12-31$38,609,963
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$27,606,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,003,678
Administrative expenses professional fees incurred2019-12-31$765,560
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$6,231,866
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$4,647,345
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$84,881,850
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$126,448,213
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$21,623,704
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$50,859,702
Other income not declared elsewhere2019-12-31$-167,758
Administrative expenses (other) incurred2019-12-31$11,778,308
Liabilities. Value of operating payables at end of year2019-12-31$66,671,311
Liabilities. Value of operating payables at beginning of year2019-12-31$66,581,891
Total non interest bearing cash at end of year2019-12-31$934,134
Total non interest bearing cash at beginning of year2019-12-31$1,890,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$387,371,089
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,915,141,322
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,527,770,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$9,077,404
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$135,561,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$141,293,046
Interest earned on other investments2019-12-31$3,354,285
Income. Interest from US Government securities2019-12-31$7,156,101
Income. Interest from corporate debt instruments2019-12-31$28,112,052
Value of interest in common/collective trusts at end of year2019-12-31$593,364,146
Value of interest in common/collective trusts at beginning of year2019-12-31$494,241,685
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$-12,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$868,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$868,603
Asset value of US Government securities at end of year2019-12-31$427,403,836
Asset value of US Government securities at beginning of year2019-12-31$383,532,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$29,812,480
Net investment gain or loss from common/collective trusts2019-12-31$110,359,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$50,000,000
Employer contributions (assets) at end of year2019-12-31$50,000,000
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$185,305
Income. Dividends from common stock2019-12-31$19,417,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$208,834,938
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$334,572,483
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$285,624,738
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$326,685,522
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$316,414,569
Contract administrator fees2019-12-31$1,664,026
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$999,684,853
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$788,531,208
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$4,169,764,647
Aggregate carrying amount (costs) on sale of assets2019-12-31$4,078,820,250
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
2018 : ROCKWELL AUTOMATION PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-165,608,931
Total unrealized appreciation/depreciation of assets2018-12-31$-165,608,931
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$66,581,891
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$40,206,658
Total income from all sources (including contributions)2018-12-31$-181,878,319
Total loss/gain on sale of assets2018-12-31$-17,893,543
Total of all expenses incurred2018-12-31$247,107,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$233,126,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$2,594,352,124
Value of total assets at beginning of year2018-12-31$2,996,962,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,980,891
Total interest from all sources2018-12-31$39,112,869
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$27,409,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$8,645,063
Administrative expenses professional fees incurred2018-12-31$811,768
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$4,647,345
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$8,226,655
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$126,448,213
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$147,936,497
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$50,859,702
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$12,854,289
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,178,690
Other income not declared elsewhere2018-12-31$-1,725,405
Administrative expenses (other) incurred2018-12-31$3,860,460
Liabilities. Value of operating payables at end of year2018-12-31$66,581,891
Liabilities. Value of operating payables at beginning of year2018-12-31$39,027,968
Total non interest bearing cash at end of year2018-12-31$1,890,197
Total non interest bearing cash at beginning of year2018-12-31$910,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-428,985,495
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,527,770,233
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,956,755,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$9,281,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$141,293,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$231,827,007
Interest earned on other investments2018-12-31$2,856,457
Income. Interest from US Government securities2018-12-31$6,993,273
Income. Interest from corporate debt instruments2018-12-31$29,262,143
Value of interest in common/collective trusts at end of year2018-12-31$494,241,685
Value of interest in common/collective trusts at beginning of year2018-12-31$592,751,718
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$868,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$867,764
Asset value of US Government securities at end of year2018-12-31$383,532,818
Asset value of US Government securities at beginning of year2018-12-31$396,617,379
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-20,425,033
Net investment gain or loss from common/collective trusts2018-12-31$-42,747,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Income. Dividends from preferred stock2018-12-31$134,406
Income. Dividends from common stock2018-12-31$18,629,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$233,126,285
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$285,624,738
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$315,037,450
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$316,414,569
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$352,859,444
Contract administrator fees2018-12-31$27,152
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$788,531,208
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$937,073,380
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,671,875,147
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,689,768,690
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : ROCKWELL AUTOMATION PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$179,464,638
Total unrealized appreciation/depreciation of assets2017-12-31$179,464,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$40,206,658
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$35,345,759
Total income from all sources (including contributions)2017-12-31$447,798,857
Total loss/gain on sale of assets2017-12-31$64,543,473
Total of all expenses incurred2017-12-31$246,431,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$230,387,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$2,996,962,386
Value of total assets at beginning of year2017-12-31$2,790,734,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,044,616
Total interest from all sources2017-12-31$36,909,141
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$25,204,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$8,407,770
Administrative expenses professional fees incurred2017-12-31$968,443
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$8,226,655
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$6,621,374
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$147,936,497
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$147,068,736
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$12,854,289
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$11,884,782
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,178,690
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$170,053
Other income not declared elsewhere2017-12-31$594,250
Administrative expenses (other) incurred2017-12-31$745,404
Liabilities. Value of operating payables at end of year2017-12-31$39,027,968
Liabilities. Value of operating payables at beginning of year2017-12-31$32,884,240
Total non interest bearing cash at end of year2017-12-31$910,803
Total non interest bearing cash at beginning of year2017-12-31$280,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$201,366,872
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,956,755,728
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,755,388,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,182,423
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$231,827,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$208,903,281
Interest earned on other investments2017-12-31$2,363,548
Income. Interest from US Government securities2017-12-31$6,573,534
Income. Interest from corporate debt instruments2017-12-31$27,999,872
Value of interest in common/collective trusts at end of year2017-12-31$592,751,718
Value of interest in common/collective trusts at beginning of year2017-12-31$622,280,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$-27,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$867,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$866,121
Asset value of US Government securities at end of year2017-12-31$396,617,379
Asset value of US Government securities at beginning of year2017-12-31$330,347,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$41,113,585
Net investment gain or loss from common/collective trusts2017-12-31$99,969,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$200,000,000
Income. Dividends from preferred stock2017-12-31$95,334
Income. Dividends from common stock2017-12-31$16,701,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$230,387,369
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$315,037,450
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$263,628,646
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$352,859,444
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$295,223,685
Contract administrator fees2017-12-31$2,148,346
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$937,073,380
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$703,628,676
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,787,337,239
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,722,793,766
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$2,291,466
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : ROCKWELL AUTOMATION PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$60,413,786
Total unrealized appreciation/depreciation of assets2016-12-31$60,413,786
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$35,345,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$11,460,734
Total income from all sources (including contributions)2016-12-31$448,587,852
Total loss/gain on sale of assets2016-12-31$51,581,783
Total of all expenses incurred2016-12-31$199,314,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$180,157,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$200,000,000
Value of total assets at end of year2016-12-31$2,790,734,615
Value of total assets at beginning of year2016-12-31$2,517,576,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,156,987
Total interest from all sources2016-12-31$36,185,522
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$23,626,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$22,088,453
Administrative expenses professional fees incurred2016-12-31$41,276
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$6,621,374
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$6,227,527
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$147,068,736
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$160,267,464
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$11,884,782
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$12,846,237
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$170,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,191,357
Other income not declared elsewhere2016-12-31$393,370
Administrative expenses (other) incurred2016-12-31$11,825,349
Liabilities. Value of operating payables at end of year2016-12-31$32,884,240
Liabilities. Value of operating payables at beginning of year2016-12-31$2,153,591
Total non interest bearing cash at end of year2016-12-31$280,954
Total non interest bearing cash at beginning of year2016-12-31$17,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$249,273,188
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,755,388,856
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,506,115,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$7,290,362
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$208,903,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$193,338,008
Interest earned on other investments2016-12-31$2,143,812
Income. Interest from US Government securities2016-12-31$6,356,732
Income. Interest from corporate debt instruments2016-12-31$27,684,978
Value of interest in common/collective trusts at end of year2016-12-31$622,280,752
Value of interest in common/collective trusts at beginning of year2016-12-31$607,017,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$866,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$863,262
Asset value of US Government securities at end of year2016-12-31$330,347,608
Asset value of US Government securities at beginning of year2016-12-31$271,129,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,401,572
Net investment gain or loss from common/collective trusts2016-12-31$64,985,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31Yes
Contributions received in cash from employer2016-12-31$200,000,000
Employer contributions (assets) at end of year2016-12-31$200,000,000
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$5,971
Income. Dividends from common stock2016-12-31$1,532,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$180,157,677
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$263,628,646
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$283,094,015
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$295,223,685
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$297,733,060
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$703,628,676
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$685,041,884
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,155,522,125
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,103,940,342
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$2,291,466
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$8,115,786
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : ROCKWELL AUTOMATION PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-79,966,342
Total unrealized appreciation/depreciation of assets2015-12-31$-79,966,342
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$11,460,734
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,090,228
Total income from all sources (including contributions)2015-12-31$-36,009,677
Total loss/gain on sale of assets2015-12-31$3,262,341
Total of all expenses incurred2015-12-31$309,654,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$295,918,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$2,517,576,402
Value of total assets at beginning of year2015-12-31$2,865,869,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,735,589
Total interest from all sources2015-12-31$41,162,078
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$23,307,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$8,315,671
Administrative expenses professional fees incurred2015-12-31$53,084
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$6,227,527
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$112,950
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$160,267,464
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$186,257,853
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$12,846,237
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$14,537,938
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,191,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,326,373
Other income not declared elsewhere2015-12-31$12,385,489
Administrative expenses (other) incurred2015-12-31$4,792,793
Liabilities. Value of operating payables at end of year2015-12-31$2,153,591
Liabilities. Value of operating payables at beginning of year2015-12-31$2,020,627
Total non interest bearing cash at end of year2015-12-31$17,556
Total non interest bearing cash at beginning of year2015-12-31$14,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-345,663,827
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,506,115,668
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,851,779,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$8,889,712
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$193,338,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$220,168,125
Interest earned on other investments2015-12-31$2,341,423
Income. Interest from US Government securities2015-12-31$6,911,543
Income. Interest from corporate debt instruments2015-12-31$31,909,112
Value of interest in common/collective trusts at end of year2015-12-31$607,017,790
Value of interest in common/collective trusts at beginning of year2015-12-31$677,963,438
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$863,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$855,132
Asset value of US Government securities at end of year2015-12-31$271,129,599
Asset value of US Government securities at beginning of year2015-12-31$327,572,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,121,161
Net investment gain or loss from common/collective trusts2015-12-31$-34,039,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31Yes
Income. Dividends from preferred stock2015-12-31$61,457
Income. Dividends from common stock2015-12-31$14,930,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$295,918,561
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$283,094,015
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$339,749,600
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$297,733,060
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$369,212,452
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$685,041,884
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$729,425,283
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,151,409,421
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,148,147,080
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$8,115,786
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$8,743,228
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : ROCKWELL AUTOMATION PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$146,869,139
Total unrealized appreciation/depreciation of assets2014-12-31$146,869,139
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,090,228
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$68,142,570
Total income from all sources (including contributions)2014-12-31$326,585,921
Total loss/gain on sale of assets2014-12-31$55,065,844
Total of all expenses incurred2014-12-31$184,711,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$170,214,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$2,865,869,723
Value of total assets at beginning of year2014-12-31$2,778,047,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,497,394
Total interest from all sources2014-12-31$43,018,379
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$20,797,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,054,511
Administrative expenses professional fees incurred2014-12-31$104,930
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$112,950
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$255,730
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$186,257,853
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$172,160,052
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$14,537,938
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$17,457,384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,326,373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$2,559,497
Other income not declared elsewhere2014-12-31$18,895,940
Administrative expenses (other) incurred2014-12-31$6,293,377
Liabilities. Value of operating payables at end of year2014-12-31$2,020,627
Liabilities. Value of operating payables at beginning of year2014-12-31$2,577,795
Total non interest bearing cash at end of year2014-12-31$14,377
Total non interest bearing cash at beginning of year2014-12-31$17,653,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$141,874,269
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,851,779,495
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,709,905,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,099,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$220,168,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$212,263,751
Interest earned on other investments2014-12-31$2,532,138
Income. Interest from US Government securities2014-12-31$8,319,619
Income. Interest from corporate debt instruments2014-12-31$32,166,622
Value of interest in common/collective trusts at end of year2014-12-31$677,963,438
Value of interest in common/collective trusts at beginning of year2014-12-31$775,830,978
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$855,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$847,235
Asset value of US Government securities at end of year2014-12-31$327,572,575
Asset value of US Government securities at beginning of year2014-12-31$326,678,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,823,457
Net investment gain or loss from common/collective trusts2014-12-31$31,115,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from preferred stock2014-12-31$206,017
Income. Dividends from common stock2014-12-31$15,536,770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$170,214,258
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$339,749,600
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$255,497,714
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$369,212,452
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$289,672,549
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$729,425,283
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$709,730,835
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,006,859,657
Aggregate carrying amount (costs) on sale of assets2014-12-31$951,793,813
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$8,743,228
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$63,005,278
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : ROCKWELL AUTOMATION PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$70,589,769
Total unrealized appreciation/depreciation of assets2013-12-31$70,589,769
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$68,142,570
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,261,028
Total income from all sources (including contributions)2013-12-31$362,970,209
Total loss/gain on sale of assets2013-12-31$44,941,674
Total of all expenses incurred2013-12-31$177,873,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$163,934,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$2,778,047,796
Value of total assets at beginning of year2013-12-31$2,540,069,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,938,452
Total interest from all sources2013-12-31$50,615,181
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$8,801,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,556,521
Administrative expenses professional fees incurred2013-12-31$34,598
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$255,730
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$626,519
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$172,160,052
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$126,039,334
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$17,457,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$13,359,980
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$2,559,497
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$146,039
Administrative expenses (other) incurred2013-12-31$6,542,380
Liabilities. Value of operating payables at end of year2013-12-31$2,577,795
Liabilities. Value of operating payables at beginning of year2013-12-31$1,924,768
Total non interest bearing cash at end of year2013-12-31$17,653,352
Total non interest bearing cash at beginning of year2013-12-31$1,483,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$185,097,095
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,709,905,226
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,524,808,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,361,474
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$212,263,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$163,263,133
Interest earned on other investments2013-12-31$15,174,549
Income. Interest from US Government securities2013-12-31$8,411,519
Income. Interest from corporate debt instruments2013-12-31$27,029,113
Value of interest in common/collective trusts at end of year2013-12-31$775,830,978
Value of interest in common/collective trusts at beginning of year2013-12-31$671,106,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$35,274,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$35,274,193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$847,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$839,886
Asset value of US Government securities at end of year2013-12-31$326,678,216
Asset value of US Government securities at beginning of year2013-12-31$316,605,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$54,161,119
Net investment gain or loss from common/collective trusts2013-12-31$133,714,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from preferred stock2013-12-31$16,969
Income. Dividends from common stock2013-12-31$6,228,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$163,934,662
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$255,497,714
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$257,472,183
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$289,672,549
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$284,130,184
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$709,730,835
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$669,868,247
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$977,758,448
Aggregate carrying amount (costs) on sale of assets2013-12-31$932,816,774
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$63,005,278
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$13,336,260
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : ROCKWELL AUTOMATION PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$103,055,062
Total unrealized appreciation/depreciation of assets2012-12-31$103,055,062
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,261,028
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$32,051,354
Total income from all sources (including contributions)2012-12-31$318,439,851
Total loss/gain on sale of assets2012-12-31$39,736,882
Total of all expenses incurred2012-12-31$144,316,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$132,996,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$2,540,069,159
Value of total assets at beginning of year2012-12-31$2,382,735,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,319,740
Total interest from all sources2012-12-31$48,756,506
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$24,934,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$9,283,449
Administrative expenses professional fees incurred2012-12-31$8,246
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$626,519
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$941,586
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$126,039,334
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$104,235,932
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$13,359,980
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$12,647,858
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$84
Other income not declared elsewhere2012-12-31$197,523
Administrative expenses (other) incurred2012-12-31$3,282,592
Liabilities. Value of operating payables at end of year2012-12-31$1,924,768
Liabilities. Value of operating payables at beginning of year2012-12-31$1,790,138
Total non interest bearing cash at end of year2012-12-31$1,483,597
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$174,123,510
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,524,808,131
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,350,684,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$8,028,902
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$163,263,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$373,639,085
Interest earned on other investments2012-12-31$15,148,617
Income. Interest from US Government securities2012-12-31$8,584,382
Income. Interest from corporate debt instruments2012-12-31$25,023,673
Value of interest in common/collective trusts at end of year2012-12-31$671,106,238
Value of interest in common/collective trusts at beginning of year2012-12-31$599,541,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$35,274,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6,798,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6,798,423
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-166
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$839,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$848,805
Asset value of US Government securities at end of year2012-12-31$316,605,665
Asset value of US Government securities at beginning of year2012-12-31$296,714,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$20,153,641
Net investment gain or loss from common/collective trusts2012-12-31$81,606,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from preferred stock2012-12-31$13,358
Income. Dividends from common stock2012-12-31$15,637,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$132,996,601
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$257,472,183
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$202,006,269
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$284,130,184
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$182,660,531
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$669,868,247
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$602,702,058
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,079,794,099
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,040,057,217
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$13,336,260
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$30,261,132
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : ROCKWELL AUTOMATION PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$71,538,319
Total unrealized appreciation/depreciation of assets2011-12-31$71,538,319
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$32,051,354
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$100,934,751
Total income from all sources (including contributions)2011-12-31$424,465,225
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$165,226,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$152,113,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$300,000,000
Value of total assets at end of year2011-12-31$2,382,735,975
Value of total assets at beginning of year2011-12-31$2,192,380,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,112,508
Total interest from all sources2011-12-31$26,839,535
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$24,583,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$964,730
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$941,586
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$587,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$104,235,932
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$68,143,888
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$12,647,858
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9,420,709
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$84
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$68,324,116
Other income not declared elsewhere2011-12-31$1,680,494
Administrative expenses (other) incurred2011-12-31$1,629,829
Liabilities. Value of operating payables at end of year2011-12-31$1,790,138
Liabilities. Value of operating payables at beginning of year2011-12-31$2,480,460
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$62,579,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$259,239,038
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,350,684,621
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,091,445,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$8,136,801
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$373,639,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$341,448,553
Interest earned on other investments2011-12-31$26,839,535
Value of interest in common/collective trusts at end of year2011-12-31$599,541,391
Value of interest in common/collective trusts at beginning of year2011-12-31$361,101,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6,798,423
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$12,280,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$12,280,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$848,805
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$873,587
Asset value of US Government securities at end of year2011-12-31$296,714,037
Asset value of US Government securities at beginning of year2011-12-31$254,353,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$7,526,015
Net investment gain or loss from common/collective trusts2011-12-31$-7,702,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$300,000,000
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$150,000,000
Income. Dividends from common stock2011-12-31$24,583,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$152,113,679
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$202,006,269
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$159,090,878
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$182,660,531
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$137,845,524
Contract administrator fees2011-12-31$2,381,148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$602,702,058
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$634,653,856
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$30,261,132
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$30,130,175
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : ROCKWELL AUTOMATION PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$196,683,663
Total unrealized appreciation/depreciation of assets2010-12-31$196,683,663
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$100,934,751
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$93,889,224
Total income from all sources (including contributions)2010-12-31$388,805,387
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$109,140,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$96,280,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$150,000,000
Value of total assets at end of year2010-12-31$2,192,380,334
Value of total assets at beginning of year2010-12-31$1,905,670,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,860,501
Total interest from all sources2010-12-31$21,105,967
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$20,963,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,282,177
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$587,500
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$31,630
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$68,143,888
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$52,895,476
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9,420,709
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$10,792,314
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$68,324,116
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$67,297,686
Other income not declared elsewhere2010-12-31$52,731
Administrative expenses (other) incurred2010-12-31$1,846,701
Liabilities. Value of operating payables at end of year2010-12-31$2,480,460
Liabilities. Value of operating payables at beginning of year2010-12-31$1,584,250
Total non interest bearing cash at end of year2010-12-31$62,579,567
Total non interest bearing cash at beginning of year2010-12-31$62,301,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$279,664,428
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,091,445,583
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,811,781,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$7,355,581
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$341,448,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$313,542,581
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest earned on other investments2010-12-31$21,105,967
Value of interest in common/collective trusts at end of year2010-12-31$361,101,632
Value of interest in common/collective trusts at beginning of year2010-12-31$372,417,499
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$12,280,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$6,496,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$6,496,207
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$873,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$859,758
Asset value of US Government securities at end of year2010-12-31$254,353,824
Asset value of US Government securities at beginning of year2010-12-31$204,671,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$150,000,000
Employer contributions (assets) at end of year2010-12-31$150,000,000
Employer contributions (assets) at beginning of year2010-12-31$150,000,000
Income. Dividends from common stock2010-12-31$20,963,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$96,280,458
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$159,090,878
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$99,449,776
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$137,845,524
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$122,770,613
Contract administrator fees2010-12-31$2,376,042
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$634,653,856
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$509,440,896
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$30,130,175
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$25,007,288
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : ROCKWELL AUTOMATION PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROCKWELL AUTOMATION PENSION PLAN

2022: ROCKWELL AUTOMATION PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCKWELL AUTOMATION PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCKWELL AUTOMATION PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCKWELL AUTOMATION PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCKWELL AUTOMATION PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCKWELL AUTOMATION PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCKWELL AUTOMATION PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCKWELL AUTOMATION PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCKWELL AUTOMATION PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCKWELL AUTOMATION PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCKWELL AUTOMATION PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROCKWELL AUTOMATION PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROCKWELL AUTOMATION PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 12209
Policy instance 1
Insurance contract or identification numberPF 12209
Insurance policy start date2022-01-01
Insurance policy end date2022-05-16
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 12209
Policy instance 1
Insurance contract or identification numberPF 12209
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 12209
Policy instance 1
Insurance contract or identification numberPF 12209
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 12209
Policy instance 1
Insurance contract or identification numberPF 12209
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 12209
Policy instance 1
Insurance contract or identification numberPF 12209
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberPF 12209
Policy instance 1
Insurance contract or identification numberPF 12209
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1