401k Plan data: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN plan

HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 401k Plan overview

Plan Name	HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN
Plan identification number	001

HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARVEY INDUSTRIES, LLC has sponsored the creation of one or more 401k plans.

Company Name: HARVEY INDUSTRIES, LLC

Employer identification number (EIN): 260401511

NAIC Classification: 336300

Additional information about HARVEY INDUSTRIES, LLC

Jurisdiction of Incorporation: Indiana Secretary of State

Incorporation Date:

Company Identification Number: 007070900143

More information about HARVEY INDUSTRIES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 ROBIN HEWITT
001 2013-01-01 ROBIN HEWITT
001 2012-01-01 ROBIN HEWITT
001 2011-01-01 ROBIN HEWITT ROBIN HEWITT 2012-10-16
001 2010-01-01 ROBIN HEWITT
001 2009-01-01 ROBIN HEWITT
001 2009-01-01 ROBIN HEWITT

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	ROBIN HEWITT
001	2013-01-01	ROBIN HEWITT
001	2012-01-01	ROBIN HEWITT
001	2011-01-01	ROBIN HEWITT	ROBIN HEWITT	2012-10-16
001	2010-01-01	ROBIN HEWITT
001	2009-01-01	ROBIN HEWITT
001	2009-01-01	ROBIN HEWITT

Plan Statistics for HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN

401k plan membership statisitcs for HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN

Measure Date Value
2014: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 344
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 228
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 27
Total of all active and inactive participants 2014-01-01 255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 255
Number of participants with account balances 2014-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 45
2013: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 346
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 285
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 37
Total of all active and inactive participants 2013-01-01 322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 322
Number of participants with account balances 2013-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 161
2012: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 324
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 299
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 318
Number of participants with account balances 2012-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 41
2011: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 284
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 307
Number of participants with account balances 2011-01-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 61
2010: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 240
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 12
Total of all active and inactive participants 2010-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 252
Number of participants with account balances 2010-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 21
2009: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 138
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 153
Number of participants with account balances 2009-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	344
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	228
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	27
Total of all active and inactive participants	2014-01-01	255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	255
Number of participants with account balances	2014-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	45
2013: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	346
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	285
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	37
Total of all active and inactive participants	2013-01-01	322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	322
Number of participants with account balances	2013-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	161
2012: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	324
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	299
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	318
Number of participants with account balances	2012-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	41
2011: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	284
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	307
Number of participants with account balances	2011-01-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	61
2010: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	240
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	12
Total of all active and inactive participants	2010-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	252
Number of participants with account balances	2010-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	21
2009: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	138
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	153
Number of participants with account balances	2009-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN

Measure	Date	Value
2014 : HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$861,238
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,574,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,571,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$149,690
Value of total assets at end of year	2014-12-31	$10,358,306
Value of total assets at beginning of year	2014-12-31	$11,071,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,497
Total interest from all sources	2014-12-31	$30,215
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$113,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$113,962
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$149,690
Participant contributions at end of year	2014-12-31	$365,211
Participant contributions at beginning of year	2014-12-31	$538,983
Participant contributions at end of year	2014-12-31	$3,252
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$101,085
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$99,667
Other income not declared elsewhere	2014-12-31	$1,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-712,922
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,358,306
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,071,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,913,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,213,068
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,975,655
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,219,510
Interest on participant loans	2014-12-31	$30,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$540,436
Net investment gain/loss from pooled separate accounts	2014-12-31	$25,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,571,663
Contract administrator fees	2014-12-31	$2,497
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROSKEY LANNI, PC
Accountancy firm EIN	2014-12-31	382777985
2013 : HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,192,409
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,144,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,138,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$303,615
Value of total assets at end of year	2013-12-31	$11,071,228
Value of total assets at beginning of year	2013-12-31	$10,023,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,785
Total interest from all sources	2013-12-31	$40,578
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$100,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$100,713
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$303,615
Participant contributions at end of year	2013-12-31	$538,983
Participant contributions at beginning of year	2013-12-31	$631,567
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$99,667
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$84,191
Other income not declared elsewhere	2013-12-31	$15,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,047,724
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,071,228
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,023,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,213,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,088,740
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,219,510
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,219,006
Interest on participant loans	2013-12-31	$40,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,701,565
Net investment gain/loss from pooled separate accounts	2013-12-31	$30,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,138,900
Contract administrator fees	2013-12-31	$5,785
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROSKEY LANNI, PC
Accountancy firm EIN	2013-12-31	382777985
2012 : HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,425,355
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,100,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,080,814
Expenses. Certain deemed distributions of participant loans	2012-12-31	$15,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$331,949
Value of total assets at end of year	2012-12-31	$10,023,504
Value of total assets at beginning of year	2012-12-31	$9,698,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,533
Total interest from all sources	2012-12-31	$46,364
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$129,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$129,897
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$278,683
Participant contributions at end of year	2012-12-31	$631,567
Participant contributions at beginning of year	2012-12-31	$757,671
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$84,191
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$68,803
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$53,266
Other income not declared elsewhere	2012-12-31	$15,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$324,845
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,023,504
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,698,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,088,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,532,161
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,219,006
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,340,024
Interest on participant loans	2012-12-31	$46,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$860,018
Net investment gain/loss from pooled separate accounts	2012-12-31	$41,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,080,814
Contract administrator fees	2012-12-31	$4,533
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DOEREN MAYHEW
Accountancy firm EIN	2012-12-31	382492570
2011 : HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,430,845
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$467,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$461,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,463,034
Value of total assets at end of year	2011-12-31	$9,698,659
Value of total assets at beginning of year	2011-12-31	$8,735,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,230
Total interest from all sources	2011-12-31	$44,348
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$102,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$102,251
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$311,255
Participant contributions at end of year	2011-12-31	$757,671
Participant contributions at beginning of year	2011-12-31	$441,285
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$68,803
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$113,228
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,151,779
Other income not declared elsewhere	2011-12-31	$-44,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$963,151
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,698,659
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,735,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,532,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,972,800
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,340,024
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,208,195
Interest on participant loans	2011-12-31	$44,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-182,380
Net investment gain/loss from pooled separate accounts	2011-12-31	$48,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$461,464
Contract administrator fees	2011-12-31	$6,230
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DOEREN MAYHEW
Accountancy firm EIN	2011-12-31	382492570
2010 : HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$932,470
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$257,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$230,984
Expenses. Certain deemed distributions of participant loans	2010-12-31	$23,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$131,564
Value of total assets at end of year	2010-12-31	$8,735,508
Value of total assets at beginning of year	2010-12-31	$8,060,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,665
Total interest from all sources	2010-12-31	$38,602
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$84,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$84,315
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$131,564
Participant contributions at end of year	2010-12-31	$441,285
Participant contributions at beginning of year	2010-12-31	$453,544
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$113,228
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$106,917
Other income not declared elsewhere	2010-12-31	$6,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$674,715
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,735,508
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,060,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,972,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,257,559
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,208,195
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,242,773
Interest on participant loans	2010-12-31	$38,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$624,398
Net investment gain/loss from pooled separate accounts	2010-12-31	$47,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$230,984
Contract administrator fees	2010-12-31	$3,665
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DOEREN MAYHEW
Accountancy firm EIN	2010-12-31	382492570
2009 : HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN

2014: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HARVEY INDUSTRIES, LLC 401K SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	105
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	147
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	175
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	200
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	107
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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See full terms and conditions

Company Name:	HARVEY INDUSTRIES, LLC
Employer identification number (EIN):	260401511
NAIC Classification:	336300

Jurisdiction of Incorporation:	Indiana Secretary of State
Incorporation Date:
Company Identification Number:	007070900143