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SOKOLOVE LAW, LLC 401(K) PLAN 401k Plan overview

Plan NameSOKOLOVE LAW, LLC 401(K) PLAN
Plan identification number 003

SOKOLOVE LAW, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOKOLOVE LAW, LLC has sponsored the creation of one or more 401k plans.

Company Name:SOKOLOVE LAW, LLC
Employer identification number (EIN):260533663
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SOKOLOVE LAW, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4167847

More information about SOKOLOVE LAW, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOKOLOVE LAW, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01ROBERT BUNN
0032013-01-01ROBERT BUNN
0032012-01-01ROBERT BUNN
0032011-01-01ROBERT W. BUNN

Financial Data on SOKOLOVE LAW, LLC 401(K) PLAN

Measure Date Value
2017 : SOKOLOVE LAW, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,257,069
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$956,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$955,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$328,787
Value of total assets at end of year2017-12-31$5,240,528
Value of total assets at beginning of year2017-12-31$4,940,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$756
Total interest from all sources2017-12-31$1,128
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$756
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$230,071
Participant contributions at end of year2017-12-31$14,342
Participant contributions at beginning of year2017-12-31$25,834
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$300,496
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,240,528
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,940,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$5,184,476
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,806,334
Interest on participant loans2017-12-31$816
Interest earned on other investments2017-12-31$312
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$41,710
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$107,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$927,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$98,716
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$955,817
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOODY, FAMIGILETTI & ANDRONICO
Accountancy firm EIN2017-12-31043077056
2016 : SOKOLOVE LAW, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$935,348
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$855,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$854,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$524,348
Value of total assets at end of year2016-12-31$4,940,032
Value of total assets at beginning of year2016-12-31$4,860,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$968
Total interest from all sources2016-12-31$1,489
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$361,792
Participant contributions at end of year2016-12-31$25,834
Participant contributions at beginning of year2016-12-31$23,344
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$79,519
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,940,032
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,860,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$4,806,334
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,701,404
Interest on participant loans2016-12-31$912
Interest earned on other investments2016-12-31$577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$107,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$135,765
Net investment gain/loss from pooled separate accounts2016-12-31$409,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$162,556
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$854,861
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOODY, FAMIGILETTI & ANDRONICO
Accountancy firm EIN2016-12-31043077056
2015 : SOKOLOVE LAW, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$650,020
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$373,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$364,714
Expenses. Certain deemed distributions of participant loans2015-12-31$7,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$660,744
Value of total assets at end of year2015-12-31$4,860,513
Value of total assets at beginning of year2015-12-31$4,583,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$722
Total interest from all sources2015-12-31$2,087
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$450,200
Participant contributions at end of year2015-12-31$23,344
Participant contributions at beginning of year2015-12-31$53,433
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$276,885
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,860,513
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,583,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,530,195
Value of interest in pooled separate accounts at end of year2015-12-31$4,701,404
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$1,510
Interest earned on other investments2015-12-31$577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$135,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-12,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$210,544
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$364,714
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOODY, FAMIGILETTI & ANDRONICO
Accountancy firm EIN2015-12-31043077056
2014 : SOKOLOVE LAW, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$1,010,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,148,932
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$166,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$136,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$816,708
Value of total assets at end of year2014-12-31$4,583,628
Value of total assets at beginning of year2014-12-31$4,610,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,326
Total interest from all sources2014-12-31$2,477
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$21,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$21,369
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$523,857
Participant contributions at end of year2014-12-31$53,433
Participant contributions at beginning of year2014-12-31$67,395
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$50,741
Administrative expenses (other) incurred2014-12-31$29,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$982,800
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,583,628
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,610,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,530,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,543,051
Interest on participant loans2014-12-31$2,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$308,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$242,110
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$136,806
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOODY, FAMIGILETTI & ANDRONICO
Accountancy firm EIN2014-12-31043077056
2013 : SOKOLOVE LAW, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,998,055
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$986,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$949,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,045,646
Value of total assets at end of year2013-12-31$4,610,858
Value of total assets at beginning of year2013-12-31$3,598,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$36,526
Total interest from all sources2013-12-31$2,464
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$231,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$231,291
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$680,991
Participant contributions at end of year2013-12-31$67,395
Participant contributions at beginning of year2013-12-31$28,373
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$33,103
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$22,747
Administrative expenses (other) incurred2013-12-31$36,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,011,934
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,610,858
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,598,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,543,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,512,591
Interest on participant loans2013-12-31$2,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$512
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$512
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$29
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$718,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$341,908
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$24,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$949,595
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOODY, FAMIGILETTI & ANDRONICO
Accountancy firm EIN2013-12-31043077056
2012 : SOKOLOVE LAW, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,557,945
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$297,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$273,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,179,614
Value of total assets at end of year2012-12-31$3,598,924
Value of total assets at beginning of year2012-12-31$2,338,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,056
Total interest from all sources2012-12-31$753
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$578,225
Participant contributions at end of year2012-12-31$28,373
Participant contributions at beginning of year2012-12-31$11,350
Participant contributions at end of year2012-12-31$33,103
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$301,443
Administrative expenses (other) incurred2012-12-31$24,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,260,415
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,598,924
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,338,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,512,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,327,159
Interest on participant loans2012-12-31$753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$512
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$377,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$299,946
Employer contributions (assets) at end of year2012-12-31$24,345
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$273,474
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN2012-12-31043077056
2011 : SOKOLOVE LAW, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$702,368
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$319,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$299,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$733,068
Value of total assets at end of year2011-12-31$2,338,509
Value of total assets at beginning of year2011-12-31$1,955,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$20,057
Total interest from all sources2011-12-31$467
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$300,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$492,781
Participant contributions at end of year2011-12-31$11,350
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,214
Administrative expenses (other) incurred2011-12-31$20,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$382,971
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,338,509
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,955,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,327,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,955,538
Interest on participant loans2011-12-31$467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-31,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$229,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$299,340
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN2011-12-31043077056

Form 5500 Responses for SOKOLOVE LAW, LLC 401(K) PLAN

2017: SOKOLOVE LAW, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOKOLOVE LAW, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOKOLOVE LAW, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOKOLOVE LAW, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOKOLOVE LAW, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOKOLOVE LAW, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOKOLOVE LAW, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG36448
Policy instance 1

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