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VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 401k Plan overview

Plan NameVALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY
Plan identification number 002

VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

VALLEY METRO-BARBOSA GROUP has sponsored the creation of one or more 401k plans.

Company Name:VALLEY METRO-BARBOSA GROUP
Employer identification number (EIN):260878971
NAIC Classification:561600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01KAMPSEY LINDKE2017-10-04
0022015-01-01KAMPSEY LINDKE
0022014-01-01KAMPSEY LINDKE
0022013-01-01KAMPSEY LINDKE
0022012-01-01KAMPSEY LINDKE
0022011-01-01KAMPSEY LINDKE
0022010-01-01KAMPSEY LINDKE
0022009-01-01EUGENE LUNDFELDT

Plan Statistics for VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY

401k plan membership statisitcs for VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY

Measure Date Value
2015: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2015 401k membership
Total participants, beginning-of-year2015-01-01234
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2014 401k membership
Total participants, beginning-of-year2014-01-01239
Total number of active participants reported on line 7a of the Form 55002014-01-01221
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01234
Number of participants with account balances2014-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2013 401k membership
Total participants, beginning-of-year2013-01-01243
Total number of active participants reported on line 7a of the Form 55002013-01-01214
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01230
Number of participants with account balances2013-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2012 401k membership
Total participants, beginning-of-year2012-01-01239
Total number of active participants reported on line 7a of the Form 55002012-01-01217
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0118
Total of all active and inactive participants2012-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01235
Number of participants with account balances2012-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2011 401k membership
Total participants, beginning-of-year2011-01-01259
Total number of active participants reported on line 7a of the Form 55002011-01-01239
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01253
Number of participants with account balances2011-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2010 401k membership
Total participants, beginning-of-year2010-01-01217
Total number of active participants reported on line 7a of the Form 55002010-01-01237
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0117
Total of all active and inactive participants2010-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01254
Number of participants with account balances2010-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2009 401k membership
Total participants, beginning-of-year2009-01-01184
Total number of active participants reported on line 7a of the Form 55002009-01-01174
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01192
Number of participants with account balances2009-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY

Measure Date Value
2015 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$489
Total income from all sources (including contributions)2015-12-31$213,143
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$11,748,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,651,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$53,483
Value of total assets at end of year2015-12-31$14,053
Value of total assets at beginning of year2015-12-31$11,549,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$96,334
Total interest from all sources2015-12-31$5,632
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$107,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$107,312
Administrative expenses professional fees incurred2015-12-31$14,750
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$19,195
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$850,117
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$34,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$489
Administrative expenses (other) incurred2015-12-31$2,147
Total non interest bearing cash at end of year2015-12-31$14,053
Total non interest bearing cash at beginning of year2015-12-31$59,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-11,535,098
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,053
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,549,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,156,561
Interest on participant loans2015-12-31$5,632
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$1,170,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$46,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$266,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,651,907
Contract administrator fees2015-12-31$79,437
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$46,700
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BONADIO & CO. LLP
Accountancy firm EIN2015-12-31161131146
2014 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$489
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$24,425
Total income from all sources (including contributions)2014-12-31$2,102,541
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$921,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$870,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,720,666
Value of total assets at end of year2014-12-31$11,549,640
Value of total assets at beginning of year2014-12-31$10,392,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$51,187
Total interest from all sources2014-12-31$36,093
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$703,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$703,040
Administrative expenses professional fees incurred2014-12-31$4,450
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$209,756
Participant contributions at end of year2014-12-31$850,117
Participant contributions at beginning of year2014-12-31$940,293
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$13,518
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$33,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$489
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$24,425
Total non interest bearing cash at end of year2014-12-31$59,203
Total non interest bearing cash at beginning of year2014-12-31$40,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,181,122
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,549,151
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,368,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,156,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,927,606
Interest on participant loans2014-12-31$36,093
Value of interest in common/collective trusts at end of year2014-12-31$1,170,874
Value of interest in common/collective trusts at beginning of year2014-12-31$1,252,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-357,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,477,510
Employer contributions (assets) at end of year2014-12-31$266,185
Employer contributions (assets) at beginning of year2014-12-31$218,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$870,232
Contract administrator fees2014-12-31$46,737
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$46,700
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31THE BONADIO GROUP
Accountancy firm EIN2014-12-31161131146
2013 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$24,425
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$10,095
Total income from all sources (including contributions)2013-12-31$2,549,472
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$618,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$578,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,377,720
Value of total assets at end of year2013-12-31$10,392,454
Value of total assets at beginning of year2013-12-31$8,446,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$39,746
Total interest from all sources2013-12-31$38,308
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$493,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$493,323
Administrative expenses professional fees incurred2013-12-31$9,878
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$152,038
Participant contributions at end of year2013-12-31$940,293
Participant contributions at beginning of year2013-12-31$885,291
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$6,196
Assets. Other investments not covered elsewhere at end of year2013-12-31$13,518
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$16,297
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$24,425
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$3,631
Total non interest bearing cash at end of year2013-12-31$40,559
Total non interest bearing cash at beginning of year2013-12-31$12,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,931,348
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,368,029
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,436,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,927,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,300,271
Interest on participant loans2013-12-31$38,308
Value of interest in common/collective trusts at end of year2013-12-31$1,252,054
Value of interest in common/collective trusts at beginning of year2013-12-31$1,026,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$640,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,222,105
Employer contributions (assets) at end of year2013-12-31$218,424
Employer contributions (assets) at beginning of year2013-12-31$199,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$578,378
Contract administrator fees2013-12-31$26,237
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$10,095
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31THE BONADIO GROUP
Accountancy firm EIN2013-12-31161131146
2012 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$10,095
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,057,858
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$295,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$266,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,429,649
Value of total assets at end of year2012-12-31$8,446,776
Value of total assets at beginning of year2012-12-31$6,673,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$28,966
Total interest from all sources2012-12-31$36,121
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$146,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$146,976
Administrative expenses professional fees incurred2012-12-31$2,375
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$181,824
Participant contributions at end of year2012-12-31$885,291
Participant contributions at beginning of year2012-12-31$949,705
Participant contributions at end of year2012-12-31$6,196
Participant contributions at beginning of year2012-12-31$7,751
Assets. Other investments not covered elsewhere at end of year2012-12-31$16,297
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$40,113
Administrative expenses (other) incurred2012-12-31$7,533
Total non interest bearing cash at end of year2012-12-31$12,828
Total non interest bearing cash at beginning of year2012-12-31$1,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,762,817
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,436,681
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,673,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,300,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,754,144
Interest on participant loans2012-12-31$36,121
Value of interest in common/collective trusts at end of year2012-12-31$1,026,674
Value of interest in common/collective trusts at beginning of year2012-12-31$754,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$445,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,207,712
Employer contributions (assets) at end of year2012-12-31$199,219
Employer contributions (assets) at beginning of year2012-12-31$206,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$266,075
Contract administrator fees2012-12-31$19,058
Liabilities. Value of benefit claims payable at end of year2012-12-31$10,095
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TOSKI & CO P.C.
Accountancy firm EIN2012-12-31161170608
2011 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,401,649
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$291,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$274,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,554,232
Value of total assets at end of year2011-12-31$6,673,864
Value of total assets at beginning of year2011-12-31$5,563,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,198
Total interest from all sources2011-12-31$26,271
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$123,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$123,477
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$210,426
Participant contributions at end of year2011-12-31$949,705
Participant contributions at beginning of year2011-12-31$464,313
Participant contributions at end of year2011-12-31$7,751
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$140,957
Administrative expenses (other) incurred2011-12-31$2,746
Total non interest bearing cash at end of year2011-12-31$1,278
Total non interest bearing cash at beginning of year2011-12-31$19,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,110,256
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,673,864
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,563,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,754,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,105,686
Interest on participant loans2011-12-31$26,271
Value of interest in common/collective trusts at end of year2011-12-31$754,935
Value of interest in common/collective trusts at beginning of year2011-12-31$769,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-302,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,202,849
Employer contributions (assets) at end of year2011-12-31$206,051
Employer contributions (assets) at beginning of year2011-12-31$204,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$274,195
Contract administrator fees2011-12-31$14,452
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TOSKI, SCHAEFER & CO PC
Accountancy firm EIN2011-12-31161170608
2010 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,677,651
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$368,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$343,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,178,959
Value of total assets at end of year2010-12-31$5,563,608
Value of total assets at beginning of year2010-12-31$4,254,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,864
Total interest from all sources2010-12-31$15,737
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$83,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$83,073
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$90,818
Participant contributions at end of year2010-12-31$464,313
Participant contributions at beginning of year2010-12-31$423,459
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$12,340
Total non interest bearing cash at end of year2010-12-31$19,613
Total non interest bearing cash at beginning of year2010-12-31$27,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,309,161
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,563,608
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,254,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,105,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,724,077
Interest on participant loans2010-12-31$15,737
Value of interest in common/collective trusts at end of year2010-12-31$769,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$399,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,088,141
Employer contributions (assets) at end of year2010-12-31$204,269
Employer contributions (assets) at beginning of year2010-12-31$66,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$343,626
Contract administrator fees2010-12-31$24,864
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TOSKI, SCHAEFER & CO PC
Accountancy firm EIN2010-12-31161170608
2009 : VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY

2015: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VALLEY METRO-BARBOSA GROUP PLAN FOR CERTAIN EMPLOYEES AT THE BATAVIA NEW YORK FACILITY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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