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COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 401k Plan overview

Plan NameCOTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN
Plan identification number 001

COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC
Employer identification number (EIN):261367228
NAIC Classification:522291
NAIC Description:Consumer Lending

Additional information about COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2007-12-27
Company Identification Number: 0800916087
Legal Registered Office Address: 1901 GATEWAY DR STE 200

IRVING
United States of America (USA)
75038

More information about COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BETH COGGSHALL
0012016-01-01BETH COGGSHALL
0012015-01-01BETH COGGSHALL
0012014-01-01BETH COGGSHALL
0012013-01-01BETH COGGSHALL
0012012-01-01BETH COGGSHALL
0012011-01-01BETH COGGSHALL
0012009-01-01BETH L COGGSHALL

Plan Statistics for COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

401k plan membership statisitcs for COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

Measure Date Value
2022: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01524
Total number of active participants reported on line 7a of the Form 55002022-01-01355
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0186
Total of all active and inactive participants2022-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01441
Number of participants with account balances2022-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0150
2021: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01664
Total number of active participants reported on line 7a of the Form 55002021-01-01415
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0187
Total of all active and inactive participants2021-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01502
Number of participants with account balances2021-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0173
2020: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01675
Total number of active participants reported on line 7a of the Form 55002020-01-01549
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0164
Total of all active and inactive participants2020-01-01613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01613
Number of participants with account balances2020-01-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0179
2019: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01556
Total number of active participants reported on line 7a of the Form 55002019-01-01511
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01104
Total of all active and inactive participants2019-01-01615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01615
Number of participants with account balances2019-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0166
2018: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01588
Total number of active participants reported on line 7a of the Form 55002018-01-01432
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0168
Total of all active and inactive participants2018-01-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01501
Number of participants with account balances2018-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0195
2017: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01540
Total number of active participants reported on line 7a of the Form 55002017-01-01463
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01524
Number of participants with account balances2017-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0187
2016: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01556
Total number of active participants reported on line 7a of the Form 55002016-01-01429
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0147
Total of all active and inactive participants2016-01-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01476
Number of participants with account balances2016-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01586
Total number of active participants reported on line 7a of the Form 55002015-01-01448
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-01485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01485
Number of participants with account balances2015-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01613
Total number of active participants reported on line 7a of the Form 55002014-01-01499
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0137
Total of all active and inactive participants2014-01-01536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01536
Number of participants with account balances2014-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01536
Total number of active participants reported on line 7a of the Form 55002013-01-01525
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01549
Number of participants with account balances2013-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0179
2012: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01427
Total number of active participants reported on line 7a of the Form 55002012-01-01426
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01464
Number of participants with account balances2012-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0154
2011: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01449
Total number of active participants reported on line 7a of the Form 55002011-01-01377
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01397
Number of participants with account balances2011-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0141
2009: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01323
Total number of active participants reported on line 7a of the Form 55002009-01-01331
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01350
Number of participants with account balances2009-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

Measure Date Value
2022 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-315,632
Total loss/gain on sale of assets2022-12-31$137,116
Total of all expenses incurred2022-12-31$1,360,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,237,734
Value of total corrective distributions2022-12-31$85,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$647,670
Value of total assets at end of year2022-12-31$5,221,200
Value of total assets at beginning of year2022-12-31$6,897,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$36,856
Total interest from all sources2022-12-31$5,599
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$92,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$92,847
Administrative expenses professional fees incurred2022-12-31$36,856
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$570,369
Participant contributions at end of year2022-12-31$94,112
Participant contributions at beginning of year2022-12-31$163,878
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$5,394
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,736
Total non interest bearing cash at end of year2022-12-31$18,902
Total non interest bearing cash at beginning of year2022-12-31$4,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,676,028
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,221,200
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,897,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,117,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,619,725
Interest on participant loans2022-12-31$5,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$985,782
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,107,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,107,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,198,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$77,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,237,734
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$1,680,762
Aggregate carrying amount (costs) on sale of assets2022-12-31$1,543,646
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ARMANINO, LLP
Accountancy firm EIN2022-12-31946214841
2021 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,687,620
Total loss/gain on sale of assets2021-12-31$258,258
Total of all expenses incurred2021-12-31$888,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$747,374
Value of total corrective distributions2021-12-31$103,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$889,587
Value of total assets at end of year2021-12-31$6,897,228
Value of total assets at beginning of year2021-12-31$6,098,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$37,790
Total interest from all sources2021-12-31$5,586
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$78,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$78,066
Administrative expenses professional fees incurred2021-12-31$37,790
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$796,794
Participant contributions at end of year2021-12-31$163,878
Participant contributions at beginning of year2021-12-31$106,050
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,092
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,736
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$2,003
Total non interest bearing cash at end of year2021-12-31$4,784
Total non interest bearing cash at beginning of year2021-12-31$27,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$798,742
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,897,228
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,098,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,619,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,107,278
Interest on participant loans2021-12-31$5,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,107,105
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$855,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$855,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$456,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$87,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$747,374
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,627,117
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,368,859
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ARMANINO, LLP
Accountancy firm EIN2021-12-31946214841
2020 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,713,848
Total loss/gain on sale of assets2020-12-31$50,833
Total of all expenses incurred2020-12-31$812,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$727,131
Value of total corrective distributions2020-12-31$58,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$934,351
Value of total assets at end of year2020-12-31$6,098,486
Value of total assets at beginning of year2020-12-31$5,196,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$26,480
Total interest from all sources2020-12-31$5,851
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$73,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$73,773
Administrative expenses professional fees incurred2020-12-31$26,480
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$812,876
Participant contributions at end of year2020-12-31$106,050
Participant contributions at beginning of year2020-12-31$115,322
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$18,603
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$2,003
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$27,561
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$901,760
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,098,486
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,196,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,107,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,081,404
Interest on participant loans2020-12-31$5,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$855,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$649,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$102,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$727,131
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$2,007,993
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,957,160
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ARMANINO, LLP
Accountancy firm EIN2020-12-31946214841
2019 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,890,956
Total of all expenses incurred2019-12-31$862,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$798,491
Value of total corrective distributions2019-12-31$41,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,015,134
Value of total assets at end of year2019-12-31$5,196,726
Value of total assets at beginning of year2019-12-31$4,168,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,285
Total interest from all sources2019-12-31$7,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$797,783
Participant contributions at end of year2019-12-31$115,322
Participant contributions at beginning of year2019-12-31$126,683
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$87,059
Administrative expenses (other) incurred2019-12-31$23,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,028,091
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,196,726
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,168,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$5,081,404
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,041,952
Interest on participant loans2019-12-31$7,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$868,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$130,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$798,491
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ARMANINO, LLP
Accountancy firm EIN2019-12-31946214841
2018 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$469,047
Total of all expenses incurred2018-12-31$677,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$638,534
Value of total corrective distributions2018-12-31$17,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$726,383
Value of total assets at end of year2018-12-31$4,168,635
Value of total assets at beginning of year2018-12-31$4,376,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,218
Total interest from all sources2018-12-31$6,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$629,598
Participant contributions at end of year2018-12-31$126,683
Participant contributions at beginning of year2018-12-31$138,994
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,785
Administrative expenses (other) incurred2018-12-31$21,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-208,120
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,168,635
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,376,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,041,952
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,237,761
Interest on participant loans2018-12-31$6,988
Net investment gain/loss from pooled separate accounts2018-12-31$-264,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$91,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$638,534
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ARMANINO, LLP
Accountancy firm EIN2018-12-31946214841
2017 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,352,643
Total of all expenses incurred2017-12-31$740,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$719,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$750,847
Value of total assets at end of year2017-12-31$4,376,755
Value of total assets at beginning of year2017-12-31$3,765,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,295
Total interest from all sources2017-12-31$3,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$651,260
Participant contributions at end of year2017-12-31$138,994
Participant contributions at beginning of year2017-12-31$68,478
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$330
Administrative expenses (other) incurred2017-12-31$21,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$611,693
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,376,755
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,765,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,237,761
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,696,584
Interest on participant loans2017-12-31$3,578
Net investment gain/loss from pooled separate accounts2017-12-31$598,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$99,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$719,655
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ARMANINO, LLP
Accountancy firm EIN2017-12-31946214841
2016 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,035,593
Total of all expenses incurred2016-12-31$609,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$532,247
Value of total corrective distributions2016-12-31$54,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$744,653
Value of total assets at end of year2016-12-31$3,765,062
Value of total assets at beginning of year2016-12-31$3,339,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,375
Total interest from all sources2016-12-31$2,959
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$615,914
Participant contributions at end of year2016-12-31$68,478
Participant contributions at beginning of year2016-12-31$91,213
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$27,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$425,728
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,765,062
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,339,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,696,584
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,248,121
Interest on participant loans2016-12-31$2,959
Net investment gain/loss from pooled separate accounts2016-12-31$287,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$101,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$532,247
Contract administrator fees2016-12-31$23,375
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ARMANINO LLP
Accountancy firm EIN2016-12-31946214841
2015 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$700,365
Total of all expenses incurred2015-12-31$1,062,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$955,962
Value of total corrective distributions2015-12-31$83,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$769,141
Value of total assets at end of year2015-12-31$3,339,334
Value of total assets at beginning of year2015-12-31$3,701,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$22,994
Total interest from all sources2015-12-31$4,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$675,929
Participant contributions at end of year2015-12-31$91,213
Participant contributions at beginning of year2015-12-31$132,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-361,840
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,339,334
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,701,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,248,121
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,568,793
Interest on participant loans2015-12-31$4,356
Net investment gain/loss from pooled separate accounts2015-12-31$-73,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$93,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$955,962
Contract administrator fees2015-12-31$22,994
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TRAVIS WOLFF, LLP
Accountancy firm EIN2015-12-31208185533
2014 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,044,699
Total of all expenses incurred2014-12-31$559,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$538,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$815,921
Value of total assets at end of year2014-12-31$3,701,174
Value of total assets at beginning of year2014-12-31$3,215,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,094
Total interest from all sources2014-12-31$3,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$716,813
Participant contributions at end of year2014-12-31$132,381
Participant contributions at beginning of year2014-12-31$58,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$485,485
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,701,174
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,215,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,568,793
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,157,408
Interest on participant loans2014-12-31$3,503
Net investment gain/loss from pooled separate accounts2014-12-31$225,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$99,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$538,120
Contract administrator fees2014-12-31$21,094
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TRAVIS WOLFF, LLP
Accountancy firm EIN2014-12-31208185533
2013 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,141,385
Total of all expenses incurred2013-12-31$379,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$364,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$759,008
Value of total assets at end of year2013-12-31$3,215,689
Value of total assets at beginning of year2013-12-31$2,453,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,166
Total interest from all sources2013-12-31$1,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$640,041
Participant contributions at end of year2013-12-31$58,281
Participant contributions at beginning of year2013-12-31$24,753
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$23,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$761,825
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,215,689
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,453,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,157,408
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,429,111
Interest on participant loans2013-12-31$1,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$380,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$95,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$364,394
Contract administrator fees2013-12-31$15,166
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TRAVIS WOLFF, LLP
Accountancy firm EIN2013-12-31208185533
2012 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$890,004
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$385,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$374,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$622,456
Value of total assets at end of year2012-12-31$2,453,864
Value of total assets at beginning of year2012-12-31$1,948,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,608
Total interest from all sources2012-12-31$1,364
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$547,430
Participant contributions at end of year2012-12-31$24,753
Participant contributions at beginning of year2012-12-31$37,879
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$504,888
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,453,864
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,948,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,429,111
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,911,097
Interest on participant loans2012-12-31$1,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$266,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$74,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$374,508
Contract administrator fees2012-12-31$10,608
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31NICHOLAS & MONTGOMERY LLP
Accountancy firm EIN2012-12-31752852438
2011 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$542,339
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$341,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$331,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$629,281
Value of total assets at end of year2011-12-31$1,948,976
Value of total assets at beginning of year2011-12-31$1,747,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,590
Total interest from all sources2011-12-31$1,509
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$536,886
Participant contributions at end of year2011-12-31$37,879
Participant contributions at beginning of year2011-12-31$23,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$201,024
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,948,976
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,747,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,911,097
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,724,351
Interest on participant loans2011-12-31$1,509
Net investment gain/loss from pooled separate accounts2011-12-31$-88,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$92,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$331,725
Contract administrator fees2011-12-31$9,590
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31NICHOLAS & MONTGOMERY LLP
Accountancy firm EIN2011-12-31752852438
2010 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$787,018
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$200,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$190,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$572,842
Value of total assets at end of year2010-12-31$1,747,952
Value of total assets at beginning of year2010-12-31$1,161,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,249
Total interest from all sources2010-12-31$1,237
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$495,266
Participant contributions at end of year2010-12-31$23,601
Participant contributions at beginning of year2010-12-31$14,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$586,057
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,747,952
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,161,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,724,351
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,147,793
Interest on participant loans2010-12-31$1,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$212,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$77,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$190,712
Contract administrator fees2010-12-31$10,249
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31NICHOLAS & MONTGOMERY LLP
Accountancy firm EIN2010-12-31752852438
2009 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

2022: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990640
Policy instance 1
Insurance contract or identification number990640
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990640
Policy instance 1
Insurance contract or identification number990640
Number of Individuals Covered376
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990640
Policy instance 1
Insurance contract or identification number990640
Number of Individuals Covered300
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990640
Policy instance 1
Insurance contract or identification number990640
Number of Individuals Covered297
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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