401k Plan data: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN plan

COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 401k Plan overview

Plan Name	COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN
Plan identification number	001

COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC

Employer identification number (EIN): 261367228

NAIC Classification: 522291
NAIC Description: Consumer Lending

Additional information about COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2007-12-27

Company Identification Number: 0800916087

Legal Registered Office Address: 1901 GATEWAY DR STE 200

IRVING
United States of America (USA)
75038

More information about COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 BETH COGGSHALL
001 2016-01-01 BETH COGGSHALL
001 2015-01-01 BETH COGGSHALL
001 2014-01-01 BETH COGGSHALL
001 2013-01-01 BETH COGGSHALL
001 2012-01-01 BETH COGGSHALL
001 2011-01-01 BETH COGGSHALL
001 2009-01-01 BETH L COGGSHALL

Plan Statistics for COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

401k plan membership statisitcs for COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

Measure Date Value
2023: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 468
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 361
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 74
Total of all active and inactive participants 2023-01-01 435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 435
Number of participants with account balances 2023-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 14
2022: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 524
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 355
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 86
Total of all active and inactive participants 2022-01-01 441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 441
Number of participants with account balances 2022-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 50
2021: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 664
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 415
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 87
Total of all active and inactive participants 2021-01-01 502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 502
Number of participants with account balances 2021-01-01 266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 73
2020: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 675
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 549
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 64
Total of all active and inactive participants 2020-01-01 613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 613
Number of participants with account balances 2020-01-01 302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 79
2019: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 556
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 511
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 104
Total of all active and inactive participants 2019-01-01 615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 615
Number of participants with account balances 2019-01-01 376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 66
2018: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 588
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 432
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 68
Total of all active and inactive participants 2018-01-01 500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 501
Number of participants with account balances 2018-01-01 300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 95
2017: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 540
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 463
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 61
Total of all active and inactive participants 2017-01-01 524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 524
Number of participants with account balances 2017-01-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 87
2016: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 556
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 429
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 47
Total of all active and inactive participants 2016-01-01 476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 476
Number of participants with account balances 2016-01-01 276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 18
2015: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 586
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 448
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 37
Total of all active and inactive participants 2015-01-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 485
Number of participants with account balances 2015-01-01 278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 11
2014: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 613
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 499
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 37
Total of all active and inactive participants 2014-01-01 536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 536
Number of participants with account balances 2014-01-01 304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 17
2013: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 536
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 525
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 22
Total of all active and inactive participants 2013-01-01 549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 549
Number of participants with account balances 2013-01-01 278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 79
2012: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 427
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 426
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 37
Total of all active and inactive participants 2012-01-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 464
Number of participants with account balances 2012-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 54
2011: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 449
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 377
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 397
Number of participants with account balances 2011-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 41
2009: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 323
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 331
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 350
Number of participants with account balances 2009-01-01 173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 24

Measure	Date	Value
2023: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	468
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	361
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	74
Total of all active and inactive participants	2023-01-01	435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	435
Number of participants with account balances	2023-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	14
2022: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	524
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	355
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	86
Total of all active and inactive participants	2022-01-01	441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	441
Number of participants with account balances	2022-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	50
2021: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	664
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	415
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	87
Total of all active and inactive participants	2021-01-01	502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	502
Number of participants with account balances	2021-01-01	266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	73
2020: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	675
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	549
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	64
Total of all active and inactive participants	2020-01-01	613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	613
Number of participants with account balances	2020-01-01	302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	79
2019: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	556
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	511
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	104
Total of all active and inactive participants	2019-01-01	615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	615
Number of participants with account balances	2019-01-01	376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	66
2018: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	588
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	432
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	68
Total of all active and inactive participants	2018-01-01	500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	501
Number of participants with account balances	2018-01-01	300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	95
2017: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	540
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	463
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	61
Total of all active and inactive participants	2017-01-01	524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	524
Number of participants with account balances	2017-01-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	87
2016: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	556
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	429
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	47
Total of all active and inactive participants	2016-01-01	476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	476
Number of participants with account balances	2016-01-01	276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	18
2015: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	586
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	448
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	37
Total of all active and inactive participants	2015-01-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	485
Number of participants with account balances	2015-01-01	278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	11
2014: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	613
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	499
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	37
Total of all active and inactive participants	2014-01-01	536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	536
Number of participants with account balances	2014-01-01	304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	17
2013: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	536
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	525
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	22
Total of all active and inactive participants	2013-01-01	549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	549
Number of participants with account balances	2013-01-01	278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	79
2012: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	427
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	426
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	37
Total of all active and inactive participants	2012-01-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	464
Number of participants with account balances	2012-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	54
2011: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	449
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	377
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	397
Number of participants with account balances	2011-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	41
2009: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	323
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	331
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	350
Number of participants with account balances	2009-01-01	173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	24

Financial Data on COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

Measure	Date	Value
2023 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$15,846
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$1,353,904
Total loss/gain on sale of assets	2023-12-31	$44,383
Total of all expenses incurred	2023-12-31	$845,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$761,472
Value of total corrective distributions	2023-12-31	$54,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$576,114
Value of total assets at end of year	2023-12-31	$5,745,741
Value of total assets at beginning of year	2023-12-31	$5,221,200
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$28,922
Total interest from all sources	2023-12-31	$4,551
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$136,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$136,222
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$497,635
Participant contributions at end of year	2023-12-31	$78,137
Participant contributions at beginning of year	2023-12-31	$94,112
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$5,518
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$6,438
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$5,394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$15,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$0
Administrative expenses (other) incurred	2023-12-31	$1,635
Total non interest bearing cash at end of year	2023-12-31	$20,789
Total non interest bearing cash at beginning of year	2023-12-31	$18,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$508,695
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$5,729,895
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$5,221,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$4,188
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$4,782,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$4,117,010
Interest on participant loans	2023-12-31	$4,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$857,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$985,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$985,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$592,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$72,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$761,472
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-12-31	Yes
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Aggregate proceeds on sale of assets	2023-12-31	$1,283,583
Aggregate carrying amount (costs) on sale of assets	2023-12-31	$1,239,200
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	ARMANINO, LLP
Accountancy firm EIN	2023-12-31	946214841
2022 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-315,632
Total loss/gain on sale of assets	2022-12-31	$137,116
Total of all expenses incurred	2022-12-31	$1,360,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,237,734
Value of total corrective distributions	2022-12-31	$85,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$647,670
Value of total assets at end of year	2022-12-31	$5,221,200
Value of total assets at beginning of year	2022-12-31	$6,897,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$36,856
Total interest from all sources	2022-12-31	$5,599
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$92,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$92,847
Administrative expenses professional fees incurred	2022-12-31	$36,856
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$570,369
Participant contributions at end of year	2022-12-31	$94,112
Participant contributions at beginning of year	2022-12-31	$163,878
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$5,394
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$1,736
Total non interest bearing cash at end of year	2022-12-31	$18,902
Total non interest bearing cash at beginning of year	2022-12-31	$4,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,676,028
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$5,221,200
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$6,897,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,117,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$5,619,725
Interest on participant loans	2022-12-31	$5,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$985,782
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,107,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,107,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,198,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$77,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,237,734
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$1,680,762
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$1,543,646
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ARMANINO, LLP
Accountancy firm EIN	2022-12-31	946214841
2021 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,687,620
Total loss/gain on sale of assets	2021-12-31	$258,258
Total of all expenses incurred	2021-12-31	$888,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$747,374
Value of total corrective distributions	2021-12-31	$103,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$889,587
Value of total assets at end of year	2021-12-31	$6,897,228
Value of total assets at beginning of year	2021-12-31	$6,098,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$37,790
Total interest from all sources	2021-12-31	$5,586
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$78,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$78,066
Administrative expenses professional fees incurred	2021-12-31	$37,790
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$796,794
Participant contributions at end of year	2021-12-31	$163,878
Participant contributions at beginning of year	2021-12-31	$106,050
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$5,092
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$1,736
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$2,003
Total non interest bearing cash at end of year	2021-12-31	$4,784
Total non interest bearing cash at beginning of year	2021-12-31	$27,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$798,742
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$6,897,228
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$6,098,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$5,619,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$5,107,278
Interest on participant loans	2021-12-31	$5,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,107,105
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$855,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$855,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$456,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$87,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$747,374
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$1,627,117
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$1,368,859
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ARMANINO, LLP
Accountancy firm EIN	2021-12-31	946214841
2020 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,713,848
Total loss/gain on sale of assets	2020-12-31	$50,833
Total of all expenses incurred	2020-12-31	$812,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$727,131
Value of total corrective distributions	2020-12-31	$58,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$934,351
Value of total assets at end of year	2020-12-31	$6,098,486
Value of total assets at beginning of year	2020-12-31	$5,196,726
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$26,480
Total interest from all sources	2020-12-31	$5,851
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$73,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$73,773
Administrative expenses professional fees incurred	2020-12-31	$26,480
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$812,876
Participant contributions at end of year	2020-12-31	$106,050
Participant contributions at beginning of year	2020-12-31	$115,322
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$18,603
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$2,003
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$27,561
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$901,760
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$6,098,486
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,196,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$5,107,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$0
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$5,081,404
Interest on participant loans	2020-12-31	$5,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$855,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$649,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$102,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$727,131
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$2,007,993
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$1,957,160
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ARMANINO, LLP
Accountancy firm EIN	2020-12-31	946214841
2019 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$1,890,956
Total of all expenses incurred	2019-12-31	$862,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$798,491
Value of total corrective distributions	2019-12-31	$41,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,015,134
Value of total assets at end of year	2019-12-31	$5,196,726
Value of total assets at beginning of year	2019-12-31	$4,168,635
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$23,285
Total interest from all sources	2019-12-31	$7,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$797,783
Participant contributions at end of year	2019-12-31	$115,322
Participant contributions at beginning of year	2019-12-31	$126,683
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$87,059
Administrative expenses (other) incurred	2019-12-31	$23,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,028,091
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,196,726
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,168,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$5,081,404
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,041,952
Interest on participant loans	2019-12-31	$7,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$868,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$130,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$798,491
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ARMANINO, LLP
Accountancy firm EIN	2019-12-31	946214841
2018 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$469,047
Total of all expenses incurred	2018-12-31	$677,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$638,534
Value of total corrective distributions	2018-12-31	$17,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$726,383
Value of total assets at end of year	2018-12-31	$4,168,635
Value of total assets at beginning of year	2018-12-31	$4,376,755
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$21,218
Total interest from all sources	2018-12-31	$6,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$629,598
Participant contributions at end of year	2018-12-31	$126,683
Participant contributions at beginning of year	2018-12-31	$138,994
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$5,785
Administrative expenses (other) incurred	2018-12-31	$21,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-208,120
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,168,635
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,376,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$4,041,952
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$4,237,761
Interest on participant loans	2018-12-31	$6,988
Net investment gain/loss from pooled separate accounts	2018-12-31	$-264,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$91,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$638,534
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ARMANINO, LLP
Accountancy firm EIN	2018-12-31	946214841
2017 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,352,643
Total of all expenses incurred	2017-12-31	$740,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$719,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$750,847
Value of total assets at end of year	2017-12-31	$4,376,755
Value of total assets at beginning of year	2017-12-31	$3,765,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$21,295
Total interest from all sources	2017-12-31	$3,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$651,260
Participant contributions at end of year	2017-12-31	$138,994
Participant contributions at beginning of year	2017-12-31	$68,478
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$330
Administrative expenses (other) incurred	2017-12-31	$21,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$611,693
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,376,755
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,765,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,237,761
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,696,584
Interest on participant loans	2017-12-31	$3,578
Net investment gain/loss from pooled separate accounts	2017-12-31	$598,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$99,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$719,655
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ARMANINO, LLP
Accountancy firm EIN	2017-12-31	946214841
2016 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,035,593
Total of all expenses incurred	2016-12-31	$609,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$532,247
Value of total corrective distributions	2016-12-31	$54,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$744,653
Value of total assets at end of year	2016-12-31	$3,765,062
Value of total assets at beginning of year	2016-12-31	$3,339,334
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$23,375
Total interest from all sources	2016-12-31	$2,959
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$615,914
Participant contributions at end of year	2016-12-31	$68,478
Participant contributions at beginning of year	2016-12-31	$91,213
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$27,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$425,728
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,765,062
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,339,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,696,584
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$3,248,121
Interest on participant loans	2016-12-31	$2,959
Net investment gain/loss from pooled separate accounts	2016-12-31	$287,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$101,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$532,247
Contract administrator fees	2016-12-31	$23,375
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ARMANINO LLP
Accountancy firm EIN	2016-12-31	946214841
2015 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$700,365
Total of all expenses incurred	2015-12-31	$1,062,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$955,962
Value of total corrective distributions	2015-12-31	$83,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$769,141
Value of total assets at end of year	2015-12-31	$3,339,334
Value of total assets at beginning of year	2015-12-31	$3,701,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$22,994
Total interest from all sources	2015-12-31	$4,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$675,929
Participant contributions at end of year	2015-12-31	$91,213
Participant contributions at beginning of year	2015-12-31	$132,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-361,840
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,339,334
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,701,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$3,248,121
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$3,568,793
Interest on participant loans	2015-12-31	$4,356
Net investment gain/loss from pooled separate accounts	2015-12-31	$-73,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$93,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$955,962
Contract administrator fees	2015-12-31	$22,994
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	TRAVIS WOLFF, LLP
Accountancy firm EIN	2015-12-31	208185533
2014 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,044,699
Total of all expenses incurred	2014-12-31	$559,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$538,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$815,921
Value of total assets at end of year	2014-12-31	$3,701,174
Value of total assets at beginning of year	2014-12-31	$3,215,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$21,094
Total interest from all sources	2014-12-31	$3,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$716,813
Participant contributions at end of year	2014-12-31	$132,381
Participant contributions at beginning of year	2014-12-31	$58,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$485,485
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,701,174
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,215,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$3,568,793
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,157,408
Interest on participant loans	2014-12-31	$3,503
Net investment gain/loss from pooled separate accounts	2014-12-31	$225,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$99,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$538,120
Contract administrator fees	2014-12-31	$21,094
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	TRAVIS WOLFF, LLP
Accountancy firm EIN	2014-12-31	208185533
2013 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,141,385
Total of all expenses incurred	2013-12-31	$379,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$364,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$759,008
Value of total assets at end of year	2013-12-31	$3,215,689
Value of total assets at beginning of year	2013-12-31	$2,453,864
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$15,166
Total interest from all sources	2013-12-31	$1,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$100,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$640,041
Participant contributions at end of year	2013-12-31	$58,281
Participant contributions at beginning of year	2013-12-31	$24,753
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$23,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$761,825
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,215,689
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,453,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,157,408
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,429,111
Interest on participant loans	2013-12-31	$1,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$380,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$95,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$364,394
Contract administrator fees	2013-12-31	$15,166
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	TRAVIS WOLFF, LLP
Accountancy firm EIN	2013-12-31	208185533
2012 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$890,004
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$385,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$374,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$622,456
Value of total assets at end of year	2012-12-31	$2,453,864
Value of total assets at beginning of year	2012-12-31	$1,948,976
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,608
Total interest from all sources	2012-12-31	$1,364
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$100,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$547,430
Participant contributions at end of year	2012-12-31	$24,753
Participant contributions at beginning of year	2012-12-31	$37,879
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$504,888
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,453,864
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,948,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,429,111
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,911,097
Interest on participant loans	2012-12-31	$1,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$266,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$74,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$374,508
Contract administrator fees	2012-12-31	$10,608
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	NICHOLAS & MONTGOMERY LLP
Accountancy firm EIN	2012-12-31	752852438
2011 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$542,339
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$341,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$331,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$629,281
Value of total assets at end of year	2011-12-31	$1,948,976
Value of total assets at beginning of year	2011-12-31	$1,747,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$9,590
Total interest from all sources	2011-12-31	$1,509
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$536,886
Participant contributions at end of year	2011-12-31	$37,879
Participant contributions at beginning of year	2011-12-31	$23,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$201,024
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,948,976
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,747,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,911,097
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,724,351
Interest on participant loans	2011-12-31	$1,509
Net investment gain/loss from pooled separate accounts	2011-12-31	$-88,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$92,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$331,725
Contract administrator fees	2011-12-31	$9,590
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	NICHOLAS & MONTGOMERY LLP
Accountancy firm EIN	2011-12-31	752852438
2010 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$787,018
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$200,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$190,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$572,842
Value of total assets at end of year	2010-12-31	$1,747,952
Value of total assets at beginning of year	2010-12-31	$1,161,895
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,249
Total interest from all sources	2010-12-31	$1,237
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$495,266
Participant contributions at end of year	2010-12-31	$23,601
Participant contributions at beginning of year	2010-12-31	$14,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$586,057
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,747,952
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,161,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,724,351
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,147,793
Interest on participant loans	2010-12-31	$1,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$212,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$77,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$190,712
Contract administrator fees	2010-12-31	$10,249
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	NICHOLAS & MONTGOMERY LLP
Accountancy firm EIN	2010-12-31	752852438
2009 : COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN

2023: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC EMPLOYEE 401(K) INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990640

Policy instance

Insurance contract or identification number	990640
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990640

Policy instance

Insurance contract or identification number	990640
Number of Individuals Covered	376
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990640

Policy instance

Insurance contract or identification number	990640
Number of Individuals Covered	300
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990640

Policy instance

Insurance contract or identification number	990640
Number of Individuals Covered	297
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	COTTONWOOD FINANCIAL ADMINISTRATIVE SERVICES, LLC
Employer identification number (EIN):	261367228
NAIC Classification:	522291
NAIC Description:	Consumer Lending

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2007-12-27
Company Identification Number:	0800916087
Legal Registered Office Address:	1901 GATEWAY DR STE 200 IRVING United States of America (USA) 75038