Logo

HORIZON ASO 401K PLAN 401k Plan overview

Plan NameHORIZON ASO 401K PLAN
Plan identification number 001

HORIZON ASO 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HORIZON ASO has sponsored the creation of one or more 401k plans.

Company Name:HORIZON ASO
Employer identification number (EIN):261482786
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HORIZON ASO 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01MARTIN ITZKOWITZ2019-10-15
0012017-01-01MARTIN ITZKOWITZ
0012016-01-01
0012015-01-01NETHANIEL BOUSKILA
0012014-01-01TZIVYA FRIED
0012013-01-01TZIVYA FRIED
0012012-01-01TZIVYA FRIED
0012011-01-01TZIVYA FRIED
0012010-01-01JOHN SMITHSON
0012009-01-01TZIVI FRIED TZIVI FRIED2010-10-13

Plan Statistics for HORIZON ASO 401K PLAN

401k plan membership statisitcs for HORIZON ASO 401K PLAN

Measure Date Value
2019: HORIZON ASO 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0124,671
Total number of active participants reported on line 7a of the Form 55002019-01-018,838
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01109
Total of all active and inactive participants2019-01-018,947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-018,947
Number of participants with account balances2019-01-011,906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0141
2018: HORIZON ASO 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0124,671
Total number of active participants reported on line 7a of the Form 55002018-01-0110,622
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-0110,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0110,622
Number of participants with account balances2018-01-011,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HORIZON ASO 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0124,671
Total number of active participants reported on line 7a of the Form 55002017-01-0124,671
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0124,671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0124,671
Number of participants with account balances2017-01-011,691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HORIZON ASO 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0123,867
Total number of active participants reported on line 7a of the Form 55002016-01-0124,671
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0124,671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0124,671
Number of participants with account balances2016-01-011,514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HORIZON ASO 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0132,522
Total number of active participants reported on line 7a of the Form 55002015-01-0123,769
Number of retired or separated participants receiving benefits2015-01-0198
Total of all active and inactive participants2015-01-0123,867
Total participants2015-01-0123,867
Number of participants with account balances2015-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0144
2014: HORIZON ASO 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0115,020
Total number of active participants reported on line 7a of the Form 55002014-01-0117,374
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0117,374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0117,374
Number of participants with account balances2014-01-011,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: HORIZON ASO 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,217
Total number of active participants reported on line 7a of the Form 55002013-01-0115,020
Total of all active and inactive participants2013-01-0115,020
Total participants2013-01-0115,020
Number of participants with account balances2013-01-011,436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0137
2012: HORIZON ASO 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,306
Total number of active participants reported on line 7a of the Form 55002012-01-014,217
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-014,217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014,217
Number of participants with account balances2012-01-01802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0124
2011: HORIZON ASO 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,121
Total number of active participants reported on line 7a of the Form 55002011-01-018,754
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-018,754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-018,754
Number of participants with account balances2011-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0126
2010: HORIZON ASO 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,432
Total number of active participants reported on line 7a of the Form 55002010-01-016,121
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-016,121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-016,121
Number of participants with account balances2010-01-01546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0122
2009: HORIZON ASO 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,220
Total number of active participants reported on line 7a of the Form 55002009-01-01669
Number of retired or separated participants receiving benefits2009-01-010
Total of all active and inactive participants2009-01-01669
Total participants2009-01-01669
Number of participants with account balances2009-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on HORIZON ASO 401K PLAN

Measure Date Value
2019 : HORIZON ASO 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$122,815
Total transfer of assets to this plan2019-12-31$122,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,800,529
Total income from all sources (including contributions)2019-12-31$7,800,529
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,021,399
Total of all expenses incurred2019-12-31$4,021,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,806,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,806,759
Expenses. Certain deemed distributions of participant loans2019-12-31$71,836
Expenses. Certain deemed distributions of participant loans2019-12-31$71,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,066,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,066,259
Value of total assets at end of year2019-12-31$28,828,507
Value of total assets at end of year2019-12-31$28,828,507
Value of total assets at beginning of year2019-12-31$24,926,562
Value of total assets at beginning of year2019-12-31$24,926,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$142,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$142,804
Total interest from all sources2019-12-31$34,458
Total interest from all sources2019-12-31$34,458
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$142,804
Administrative expenses professional fees incurred2019-12-31$142,804
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,666,010
Contributions received from participants2019-12-31$2,666,010
Participant contributions at end of year2019-12-31$740,637
Participant contributions at end of year2019-12-31$740,637
Participant contributions at beginning of year2019-12-31$707,300
Participant contributions at beginning of year2019-12-31$707,300
Participant contributions at end of year2019-12-31$85,367
Participant contributions at end of year2019-12-31$85,367
Participant contributions at beginning of year2019-12-31$123,341
Participant contributions at beginning of year2019-12-31$123,341
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$335,945
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$335,945
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$26,893
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$26,893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,779,130
Value of net income/loss2019-12-31$3,779,130
Value of net assets at end of year (total assets less liabilities)2019-12-31$28,828,507
Value of net assets at end of year (total assets less liabilities)2019-12-31$28,828,507
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,926,562
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,926,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$25,212,007
Value of interest in pooled separate accounts at end of year2019-12-31$25,212,007
Value of interest in pooled separate accounts at beginning of year2019-12-31$21,187,226
Interest on participant loans2019-12-31$34,458
Interest on participant loans2019-12-31$34,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,789,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,789,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,860,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,860,432
Net investment gain/loss from pooled separate accounts2019-12-31$4,699,812
Net investment gain/loss from pooled separate accounts2019-12-31$4,699,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$64,304
Contributions received in cash from employer2019-12-31$64,304
Employer contributions (assets) at end of year2019-12-31$1,021
Employer contributions (assets) at end of year2019-12-31$1,021
Employer contributions (assets) at beginning of year2019-12-31$48,263
Employer contributions (assets) at beginning of year2019-12-31$48,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,779,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,779,866
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BLATT & DAUMAN LLP
Accountancy firm name2019-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2019-12-31112778625
Accountancy firm EIN2019-12-31112778625
2018 : HORIZON ASO 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$532,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$25,907
Total income from all sources (including contributions)2018-12-31$1,995,213
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,631,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,330,294
Expenses. Certain deemed distributions of participant loans2018-12-31$135,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,416,425
Value of total assets at end of year2018-12-31$24,926,562
Value of total assets at beginning of year2018-12-31$27,120,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$165,879
Total interest from all sources2018-12-31$29,209
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$165,879
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,982,317
Participant contributions at end of year2018-12-31$707,300
Participant contributions at beginning of year2018-12-31$724,186
Participant contributions at end of year2018-12-31$123,341
Participant contributions at beginning of year2018-12-31$1,194
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$227,508
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$25,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,636,252
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,926,562
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$27,094,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$21,187,226
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,716,885
Interest on participant loans2018-12-31$29,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,860,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,627,592
Net investment gain/loss from pooled separate accounts2018-12-31$-1,450,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$206,600
Employer contributions (assets) at end of year2018-12-31$48,263
Employer contributions (assets) at beginning of year2018-12-31$51,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,330,294
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2018-12-31112778625
2017 : HORIZON ASO 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$25,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$10,594
Total income from all sources (including contributions)2017-12-31$7,242,729
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,278,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,065,765
Expenses. Certain deemed distributions of participant loans2017-12-31$42,063
Value of total corrective distributions2017-12-31$450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,803,475
Value of total assets at end of year2017-12-31$27,120,858
Value of total assets at beginning of year2017-12-31$22,141,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$170,675
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$170,675
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,186,497
Participant contributions at end of year2017-12-31$724,186
Participant contributions at beginning of year2017-12-31$611,512
Participant contributions at end of year2017-12-31$1,194
Participant contributions at beginning of year2017-12-31$5,541
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$471,455
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$25,907
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$10,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,963,776
Value of net assets at end of year (total assets less liabilities)2017-12-31$27,094,951
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$22,131,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$23,716,885
Value of interest in pooled separate accounts at beginning of year2017-12-31$18,828,456
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,627,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,659,577
Net investment gain/loss from pooled separate accounts2017-12-31$3,439,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$145,523
Employer contributions (assets) at end of year2017-12-31$51,001
Employer contributions (assets) at beginning of year2017-12-31$36,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,065,765
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2017-12-31112778625
2016 : HORIZON ASO 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,594
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$158,361
Total income from all sources (including contributions)2016-12-31$5,331,470
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,203,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,783,114
Expenses. Certain deemed distributions of participant loans2016-12-31$254,138
Value of total corrective distributions2016-12-31$6,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,868,435
Value of total assets at end of year2016-12-31$22,141,769
Value of total assets at beginning of year2016-12-31$19,161,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$159,743
Total interest from all sources2016-12-31$55,080
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,143,532
Participant contributions at end of year2016-12-31$611,512
Participant contributions at beginning of year2016-12-31$549,735
Participant contributions at end of year2016-12-31$5,541
Participant contributions at beginning of year2016-12-31$35,378
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$502,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$10,594
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$158,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,127,632
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,131,175
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,003,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$159,743
Value of interest in pooled separate accounts at end of year2016-12-31$18,828,456
Value of interest in pooled separate accounts at beginning of year2016-12-31$15,802,240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$55,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,659,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,735,826
Net investment gain/loss from pooled separate accounts2016-12-31$1,407,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$222,604
Employer contributions (assets) at end of year2016-12-31$36,683
Employer contributions (assets) at beginning of year2016-12-31$38,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,783,114
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2016-12-31112778625
2015 : HORIZON ASO 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$158,361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$42,679
Total income from all sources (including contributions)2015-12-31$3,059,453
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,524,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,986,681
Expenses. Certain deemed distributions of participant loans2015-12-31$120,150
Value of total corrective distributions2015-12-31$199,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,295,344
Value of total assets at end of year2015-12-31$19,161,904
Value of total assets at beginning of year2015-12-31$18,511,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$218,462
Total interest from all sources2015-12-31$60,000
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,873,520
Participant contributions at end of year2015-12-31$549,735
Participant contributions at beginning of year2015-12-31$510,227
Participant contributions at end of year2015-12-31$35,378
Participant contributions at beginning of year2015-12-31$97,546
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$238,057
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$158,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$42,679
Administrative expenses (other) incurred2015-12-31$72,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$535,148
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,003,543
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,468,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$146,100
Value of interest in pooled separate accounts at end of year2015-12-31$15,802,240
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,941,828
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$60,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,735,826
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,916,267
Net investment gain/loss from pooled separate accounts2015-12-31$-295,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$183,767
Employer contributions (assets) at end of year2015-12-31$38,725
Employer contributions (assets) at beginning of year2015-12-31$45,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,986,681
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BLATT & DAUMAN CPA'S
Accountancy firm EIN2015-12-31112778625
2014 : HORIZON ASO 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$42,679
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$99,459
Total income from all sources (including contributions)2014-12-31$4,266,795
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,447,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,262,879
Value of total corrective distributions2014-12-31$42,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,451,702
Value of total assets at end of year2014-12-31$18,511,074
Value of total assets at beginning of year2014-12-31$16,748,614
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$141,997
Total interest from all sources2014-12-31$36,541
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$141,997
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,768,166
Participant contributions at end of year2014-12-31$510,227
Participant contributions at beginning of year2014-12-31$452,502
Participant contributions at end of year2014-12-31$97,546
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$430,885
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$42,679
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$99,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,819,240
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,468,395
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,649,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$14,941,828
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,016,638
Interest on participant loans2014-12-31$36,541
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,916,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,201,654
Net investment gain/loss from pooled separate accounts2014-12-31$778,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$252,651
Employer contributions (assets) at end of year2014-12-31$45,206
Employer contributions (assets) at beginning of year2014-12-31$77,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,262,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BLATT & DAUMAN CPA
Accountancy firm EIN2014-12-31112778625
2013 : HORIZON ASO 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$5,983,429
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$99,459
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$113,543
Total income from all sources (including contributions)2013-12-31$4,880,616
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,396,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,165,319
Value of total corrective distributions2013-12-31$99,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,238,244
Value of total assets at end of year2013-12-31$16,748,614
Value of total assets at beginning of year2013-12-31$7,295,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$132,162
Total interest from all sources2013-12-31$43,314
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$132,050
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,366,320
Participant contributions at end of year2013-12-31$452,502
Participant contributions at beginning of year2013-12-31$185,950
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$541,844
Administrative expenses (other) incurred2013-12-31$112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,483,676
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,649,155
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,182,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$13,016,638
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,683,574
Interest on participant loans2013-12-31$5,971
Interest earned on other investments2013-12-31$37,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,201,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,397,651
Net investment gain/loss from pooled separate accounts2013-12-31$1,599,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$330,080
Employer contributions (assets) at end of year2013-12-31$77,820
Employer contributions (assets) at beginning of year2013-12-31$28,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,165,319
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$99,459
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$113,543
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2013-12-31112778625
2012 : HORIZON ASO 401K PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$609,120
Total income from all sources (including contributions)2012-12-31$2,650,606
Total of all expenses incurred2012-12-31$630,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$472,316
Expenses. Certain deemed distributions of participant loans2012-12-31$4,470
Value of total corrective distributions2012-12-31$75,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,033,320
Value of total assets at end of year2012-12-31$7,295,593
Value of total assets at beginning of year2012-12-31$4,665,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$77,498
Total interest from all sources2012-12-31$30,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$77,498
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,610,321
Participant contributions at end of year2012-12-31$185,950
Participant contributions at beginning of year2012-12-31$110,905
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$197,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,020,554
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,295,593
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,665,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$5,683,574
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,363,848
Interest on participant loans2012-12-31$4,620
Interest earned on other investments2012-12-31$26,236
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,397,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,154,244
Net investment gain/loss from pooled separate accounts2012-12-31$586,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$225,033
Employer contributions (assets) at end of year2012-12-31$28,418
Employer contributions (assets) at beginning of year2012-12-31$36,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$472,316
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2012-12-31112778625
2011 : HORIZON ASO 401K PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,837,556
Total of all expenses incurred2011-12-31$441,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$366,148
Value of total corrective distributions2011-12-31$25,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,949,733
Value of total assets at end of year2011-12-31$4,674,360
Value of total assets at beginning of year2011-12-31$3,278,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$50,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$49,847
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$265,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,406,139
Participant contributions at end of year2011-12-31$119,346
Participant contributions at beginning of year2011-12-31$56,554
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$358,111
Administrative expenses (other) incurred2011-12-31$295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,395,758
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,674,360
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,278,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,363,848
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,259,558
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,154,244
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$934,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$185,483
Employer contributions (assets) at end of year2011-12-31$36,922
Employer contributions (assets) at beginning of year2011-12-31$27,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$366,148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2011-12-31112778625
2010 : HORIZON ASO 401K PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$2,660,027
Total of all expenses incurred2010-12-31$110,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$79,135
Expenses. Certain deemed distributions of participant loans2010-12-31$1,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,356,045
Value of total assets at end of year2010-12-31$3,251,080
Value of total assets at beginning of year2010-12-31$701,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$265,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,110,172
Participant contributions at end of year2010-12-31$56,554
Participant contributions at beginning of year2010-12-31$2,112
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,135,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,549,277
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,251,080
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$701,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$2,259,558
Value of interest in pooled separate accounts at beginning of year2010-12-31$494,748
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$934,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$194,311
Net investment gain/loss from pooled separate accounts2010-12-31$303,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$110,153
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$10,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$79,135
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$30,099
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BLATT & DAUMAN LLP
Accountancy firm EIN2010-12-31112778625
2009 : HORIZON ASO 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HORIZON ASO 401K PLAN

2019: HORIZON ASO 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HORIZON ASO 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HORIZON ASO 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HORIZON ASO 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HORIZON ASO 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HORIZON ASO 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HORIZON ASO 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HORIZON ASO 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HORIZON ASO 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HORIZON ASO 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HORIZON ASO 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932122-000
Policy instance 1
Insurance contract or identification number932122-000
Number of Individuals Covered1906
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $105,083
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees105083
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932122-000
Policy instance 1
Insurance contract or identification number932122-000
Number of Individuals Covered1673
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $105,312
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees105312
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932122-000
Policy instance 1
Insurance contract or identification number932122-000
Number of Individuals Covered1691
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $95,459
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees95459
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932122
Policy instance 1
Insurance contract or identification number932122
Number of Individuals Covered123
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $73,666
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $73,667
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number9332122
Policy instance 1
Insurance contract or identification number9332122
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $73,128
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $73,128
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number9332122
Policy instance 1
Insurance contract or identification number9332122
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $54,409
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932122
Policy instance 1
Insurance contract or identification number932122
Number of Individuals Covered709
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $29,223
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $29,223
Insurance broker namePARK AVENUE SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932122
Policy instance 1
Insurance contract or identification number932122
Number of Individuals Covered716
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $19,213
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HORIZON ASO 401K (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number366071399
Policy instance 1
Insurance contract or identification number366071399
Number of Individuals Covered546
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,638
Total amount of fees paid to insurance companyUSD $0
Insurance broker namePARK AVENUE SECURITIES

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1