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FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 401k Plan overview

Plan NameFOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN
Plan identification number 001

FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FOLIO DYNAMICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:FOLIO DYNAMICS, INC.
Employer identification number (EIN):261526401
NAIC Classification:523900

Additional information about FOLIO DYNAMICS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4442130

More information about FOLIO DYNAMICS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JONELLE STENSON2015-08-12
0012013-01-01JONELLE STENSON2014-07-10
0012012-01-01JONELLE STENSON2013-03-05
0012011-01-01JONELLE STENSON2012-05-30
0012010-01-01JONELLE STENSON2011-05-23
0012009-01-01JONELLE STENSON

Plan Statistics for FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN

401k plan membership statisitcs for FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN

Measure Date Value
2018: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01164
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01174
Total number of active participants reported on line 7a of the Form 55002017-01-01151
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01164
Total participants2017-01-01164
Number of participants with account balances2017-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01125
Total number of active participants reported on line 7a of the Form 55002016-01-01159
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01174
Number of participants with account balances2016-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2009: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0148
Total number of active participants reported on line 7a of the Form 55002009-01-0152
Total of all active and inactive participants2009-01-0152
Total participants2009-01-0152
Number of participants with account balances2009-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN

Measure Date Value
2018 : FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2018 401k financial data
Total transfer of assets from this plan2018-03-31$8,491,607
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$21
Total income from all sources (including contributions)2018-03-31$134,765
Total of all expenses incurred2018-03-31$109,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$109,149
Value of total assets at end of year2018-03-31$0
Value of total assets at beginning of year2018-03-31$8,466,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$159
Total interest from all sources2018-03-31$1,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Administrative expenses professional fees incurred2018-03-31$440
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$2,000,000
If this is an individual account plan, was there a blackout period2018-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Participant contributions at end of year2018-03-31$0
Participant contributions at beginning of year2018-03-31$143,886
Liabilities. Value of operating payables at end of year2018-03-31$0
Liabilities. Value of operating payables at beginning of year2018-03-31$21
Total non interest bearing cash at end of year2018-03-31$0
Total non interest bearing cash at beginning of year2018-03-31$8,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$25,457
Value of net assets at end of year (total assets less liabilities)2018-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$8,466,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Investment advisory and management fees2018-03-31$-417
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$7,998,830
Interest on participant loans2018-03-31$1,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$133,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Employer contributions (assets) at end of year2018-03-31$0
Employer contributions (assets) at beginning of year2018-03-31$315,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$109,149
Contract administrator fees2018-03-31$136
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-03-31Yes
Did the plan have assets held for investment2018-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31CAMPBELL TAYLOR AND COMPANY
Accountancy firm EIN2018-03-31680251243
2017 : FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$21
Total income from all sources (including contributions)2017-12-31$2,796,370
Total of all expenses incurred2017-12-31$807,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$677,653
Value of total corrective distributions2017-12-31$130,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,562,083
Value of total assets at end of year2017-12-31$8,466,171
Value of total assets at beginning of year2017-12-31$6,477,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36
Total interest from all sources2017-12-31$6,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$1,305
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,099,822
Participant contributions at end of year2017-12-31$143,886
Participant contributions at beginning of year2017-12-31$106,670
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$147,124
Liabilities. Value of operating payables at end of year2017-12-31$21
Total non interest bearing cash at end of year2017-12-31$8,318
Total non interest bearing cash at beginning of year2017-12-31$2,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,988,516
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,466,150
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,477,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,998,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,119,705
Interest on participant loans2017-12-31$6,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,228,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$315,137
Employer contributions (assets) at end of year2017-12-31$315,137
Employer contributions (assets) at beginning of year2017-12-31$248,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$677,653
Contract administrator fees2017-12-31$-1,269
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CAMPBELL TAYLOR AND COMPANY
Accountancy firm EIN2017-12-31680251243
2016 : FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,734,509
Total of all expenses incurred2016-12-31$364,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$363,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,292,393
Value of total assets at end of year2016-12-31$6,477,634
Value of total assets at beginning of year2016-12-31$5,107,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$818
Total interest from all sources2016-12-31$4,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$882,615
Participant contributions at end of year2016-12-31$106,670
Participant contributions at beginning of year2016-12-31$118,372
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$161,314
Total non interest bearing cash at end of year2016-12-31$2,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,369,850
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,477,634
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,107,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,119,705
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,771,768
Interest on participant loans2016-12-31$4,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$437,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$248,464
Employer contributions (assets) at end of year2016-12-31$248,464
Employer contributions (assets) at beginning of year2016-12-31$217,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$363,841
Contract administrator fees2016-12-31$818
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CAMPBELL TAYLOR AND COMPANY
Accountancy firm EIN2016-12-31680251243
2009 : FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN

2018: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2009: FOLIODYNAMIX 401(K) & PROFIT-SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number
Policy instance 1
Number of Individuals Covered0
Total amount of commissions paid to insurance brokerUSD $6,179
Total amount of fees paid to insurance companyUSD $440
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,134
Insurance broker organization code?7
Amount paid for insurance broker fees440
Insurance broker namePENSYS INC
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number
Policy instance 1
Number of Individuals Covered116
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $25,179
Total amount of fees paid to insurance companyUSD $1,305
Commission paid to Insurance BrokerUSD $17,578
Insurance broker organization code?3
Amount paid for insurance broker fees1305
Insurance broker namePENSYS, INC.

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