ALLIANCE FOR SUSTAINABLE ENERGY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NREL 403B EMPLOYEE SAVINGS PLAN
Measure | Date | Value |
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2022 : NREL 403B EMPLOYEE SAVINGS PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $-48,410,121 |
Total of all expenses incurred | 2022-12-31 | $30,621,382 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $30,185,866 |
Value of total corrective distributions | 2022-12-31 | $4,215 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $37,884,457 |
Value of total assets at end of year | 2022-12-31 | $422,176,184 |
Value of total assets at beginning of year | 2022-12-31 | $501,207,687 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $431,301 |
Total interest from all sources | 2022-12-31 | $975,813 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $6,114,380 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $6,114,380 |
Administrative expenses professional fees incurred | 2022-12-31 | $25,134 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $28,379,368 |
Participant contributions at end of year | 2022-12-31 | $1,971,431 |
Participant contributions at beginning of year | 2022-12-31 | $2,073,898 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $5,455,512 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $5,888,735 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,015,141 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $1,632 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $2,705 |
Other income not declared elsewhere | 2022-12-31 | $-1,190,485 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-79,031,503 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $422,176,184 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $501,207,687 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $331,647 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $392,783,880 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $442,421,546 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $8,829,817 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $10,630,955 |
Interest on participant loans | 2022-12-31 | $90,444 |
Interest earned on other investments | 2022-12-31 | $885,369 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $12,916,412 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $40,004,926 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-90,763,070 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,431,216 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $7,489,948 |
Employer contributions (assets) at end of year | 2022-12-31 | $217,500 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $184,922 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $30,185,866 |
Contract administrator fees | 2022-12-31 | $74,520 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | FORVIS, LLP |
Accountancy firm EIN | 2022-12-31 | 440160260 |
2021 : NREL 403B EMPLOYEE SAVINGS PLAN 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-12-31 | $95,785,306 |
Total of all expenses incurred | 2021-12-31 | $23,087,062 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $22,666,380 |
Value of total corrective distributions | 2021-12-31 | $4,001 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $34,139,285 |
Value of total assets at end of year | 2021-12-31 | $501,207,687 |
Value of total assets at beginning of year | 2021-12-31 | $428,509,443 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $416,681 |
Total interest from all sources | 2021-12-31 | $1,130,681 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,866,712 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,866,712 |
Administrative expenses professional fees incurred | 2021-12-31 | $28,938 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $25,691,560 |
Participant contributions at end of year | 2021-12-31 | $2,073,898 |
Participant contributions at beginning of year | 2021-12-31 | $2,006,351 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $5,888,735 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $5,188,079 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,616,717 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $2,705 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $3,900 |
Other income not declared elsewhere | 2021-12-31 | $326,771 |
Administrative expenses (other) incurred | 2021-12-31 | $338,723 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $72,698,244 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $501,207,687 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $428,509,443 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $49,020 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $442,421,546 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $371,204,542 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $10,630,955 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $9,238,432 |
Interest on participant loans | 2021-12-31 | $104,045 |
Interest earned on other investments | 2021-12-31 | $1,026,636 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $40,004,926 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $40,868,139 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $52,472,853 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,849,004 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $6,831,008 |
Employer contributions (assets) at end of year | 2021-12-31 | $184,922 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $22,666,380 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | FORVIS, LLP |
Accountancy firm EIN | 2021-12-31 | 440160260 |
2020 : NREL 403B EMPLOYEE SAVINGS PLAN 2020 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $15,000 |
Total income from all sources (including contributions) | 2020-12-31 | $94,818,418 |
Total of all expenses incurred | 2020-12-31 | $19,360,645 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $19,015,194 |
Value of total corrective distributions | 2020-12-31 | $3,175 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $31,974,523 |
Value of total assets at end of year | 2020-12-31 | $428,509,443 |
Value of total assets at beginning of year | 2020-12-31 | $353,066,670 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $342,276 |
Total interest from all sources | 2020-12-31 | $1,138,127 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $4,733,857 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $4,733,857 |
Administrative expenses professional fees incurred | 2020-12-31 | $45,000 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $23,265,060 |
Participant contributions at end of year | 2020-12-31 | $2,006,351 |
Participant contributions at beginning of year | 2020-12-31 | $1,686,551 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $5,188,079 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $3,695,659 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,575,483 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $3,900 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $384,908 |
Administrative expenses (other) incurred | 2020-12-31 | $297,276 |
Liabilities. Value of operating payables at end of year | 2020-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $15,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $75,457,773 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $428,509,443 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $353,051,670 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $371,204,542 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $304,554,534 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $9,238,432 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $8,728,626 |
Interest on participant loans | 2020-12-31 | $100,421 |
Interest earned on other investments | 2020-12-31 | $1,037,706 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $40,868,139 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $34,401,300 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $55,556,962 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $1,030,041 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $6,133,980 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $19,015,194 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BKD LLP |
Accountancy firm EIN | 2020-12-31 | 440160260 |
2019 : NREL 403B EMPLOYEE SAVINGS PLAN 2019 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $15,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $88,140,440 |
Total of all expenses incurred | 2019-12-31 | $21,340,476 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $20,994,340 |
Value of total corrective distributions | 2019-12-31 | $5,380 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $26,542,791 |
Value of total assets at end of year | 2019-12-31 | $353,066,670 |
Value of total assets at beginning of year | 2019-12-31 | $286,251,706 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $340,756 |
Total interest from all sources | 2019-12-31 | $1,556,171 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $5,043,936 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $5,043,936 |
Administrative expenses professional fees incurred | 2019-12-31 | $304,524 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $19,555,521 |
Participant contributions at end of year | 2019-12-31 | $1,686,551 |
Participant contributions at beginning of year | 2019-12-31 | $1,528,811 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $3,695,659 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $2,183,620 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,786,127 |
Other income not declared elsewhere | 2019-12-31 | $42,634 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $15,000 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $66,799,964 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $353,051,670 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $286,251,706 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $36,232 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $304,554,534 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $239,945,355 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $8,728,626 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $7,519,451 |
Interest on participant loans | 2019-12-31 | $90,172 |
Interest earned on other investments | 2019-12-31 | $1,465,999 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $34,401,300 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $35,074,469 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $53,453,205 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,501,703 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $5,201,143 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $20,994,340 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ACM LLP |
Accountancy firm EIN | 2019-12-31 | 010724563 |
2018 : NREL 403B EMPLOYEE SAVINGS PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-12-31 | $10,300,482 |
Total of all expenses incurred | 2018-12-31 | $17,693,765 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $17,366,521 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $24,516,821 |
Value of total assets at end of year | 2018-12-31 | $286,251,706 |
Value of total assets at beginning of year | 2018-12-31 | $293,644,989 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $327,244 |
Total interest from all sources | 2018-12-31 | $1,004,895 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $4,417,912 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $4,417,912 |
Administrative expenses professional fees incurred | 2018-12-31 | $17,250 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $16,903,919 |
Participant contributions at end of year | 2018-12-31 | $1,528,811 |
Participant contributions at beginning of year | 2018-12-31 | $1,383,711 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $2,183,620 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $1,553,161 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,127,394 |
Other income not declared elsewhere | 2018-12-31 | $61,284 |
Administrative expenses (other) incurred | 2018-12-31 | $243,164 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,393,283 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $286,251,706 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $293,644,989 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $66,830 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $239,945,355 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $250,153,067 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $7,519,451 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $8,690,341 |
Interest on participant loans | 2018-12-31 | $71,214 |
Interest earned on other investments | 2018-12-31 | $933,681 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $35,074,469 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $31,864,709 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-19,476,542 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-223,888 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,485,508 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $17,366,521 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | ACM LLP |
Accountancy firm EIN | 2018-12-31 | 010724563 |
2017 : NREL 403B EMPLOYEE SAVINGS PLAN 2017 401k financial data |
---|
Total income from all sources (including contributions) | 2017-12-31 | $64,463,418 |
Total of all expenses incurred | 2017-12-31 | $16,774,687 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $16,378,783 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $20,548,777 |
Value of total assets at end of year | 2017-12-31 | $293,644,989 |
Value of total assets at beginning of year | 2017-12-31 | $245,956,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $395,904 |
Total interest from all sources | 2017-12-31 | $941,278 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,711,065 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,711,065 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $15,527,056 |
Participant contributions at end of year | 2017-12-31 | $1,383,711 |
Participant contributions at beginning of year | 2017-12-31 | $1,622,065 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $1,553,161 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $1,142,371 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $990,747 |
Other income not declared elsewhere | 2017-12-31 | $37,248 |
Administrative expenses (other) incurred | 2017-12-31 | $321,854 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $47,688,731 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $293,644,989 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $245,956,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $74,050 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $250,153,067 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $204,126,843 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $8,690,341 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $8,554,681 |
Interest on participant loans | 2017-12-31 | $62,635 |
Interest earned on other investments | 2017-12-31 | $878,643 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $31,864,709 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $30,510,298 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $37,803,437 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,421,613 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,030,974 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $16,378,783 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | ANTON COLLINS MITCHELL LLP |
Accountancy firm EIN | 2017-12-31 | 010724563 |
2016 : NREL 403B EMPLOYEE SAVINGS PLAN 2016 401k financial data |
---|
Total income from all sources (including contributions) | 2016-12-31 | $37,399,268 |
Total of all expenses incurred | 2016-12-31 | $12,959,514 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $12,636,839 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-1,574 |
Value of total corrective distributions | 2016-12-31 | $678 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $19,072,150 |
Value of total assets at end of year | 2016-12-31 | $245,956,258 |
Value of total assets at beginning of year | 2016-12-31 | $221,516,504 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $323,571 |
Total interest from all sources | 2016-12-31 | $953,290 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,773,184 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,773,184 |
Administrative expenses professional fees incurred | 2016-12-31 | $20,000 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $14,420,506 |
Participant contributions at end of year | 2016-12-31 | $1,622,065 |
Participant contributions at beginning of year | 2016-12-31 | $1,513,324 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $1,142,371 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,189,079 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $837,899 |
Other income not declared elsewhere | 2016-12-31 | $48,928 |
Administrative expenses (other) incurred | 2016-12-31 | $257,531 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $24,439,754 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $245,956,258 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $221,516,504 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $46,040 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $204,126,843 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $181,812,122 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $8,554,681 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $8,775,945 |
Interest on participant loans | 2016-12-31 | $65,719 |
Interest earned on other investments | 2016-12-31 | $887,571 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $30,510,298 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $28,226,034 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $109,202 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $14,014,016 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $537,700 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $3,813,745 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $12,527,637 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ANTON COLLINS MITCHELL LLP |
Accountancy firm EIN | 2016-12-31 | 010724563 |
2015 : NREL 403B EMPLOYEE SAVINGS PLAN 2015 401k financial data |
---|
Total income from all sources (including contributions) | 2015-12-31 | $20,551,466 |
Total of all expenses incurred | 2015-12-31 | $14,497,371 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $14,172,730 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $-10,425 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $19,799,207 |
Value of total assets at end of year | 2015-12-31 | $221,516,504 |
Value of total assets at beginning of year | 2015-12-31 | $215,462,409 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $335,066 |
Total interest from all sources | 2015-12-31 | $865,924 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,459,077 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $2,459,077 |
Administrative expenses professional fees incurred | 2015-12-31 | $13,283 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $14,572,048 |
Participant contributions at end of year | 2015-12-31 | $1,513,324 |
Participant contributions at beginning of year | 2015-12-31 | $1,389,275 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,189,079 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $944,719 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,474,145 |
Other income not declared elsewhere | 2015-12-31 | $-11,158 |
Administrative expenses (other) incurred | 2015-12-31 | $255,501 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $14,737 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $6,054,095 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $221,516,504 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $215,462,409 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $66,282 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $181,812,122 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $170,827,902 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $8,775,945 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $28,899,565 |
Interest on participant loans | 2015-12-31 | $63,944 |
Interest earned on other investments | 2015-12-31 | $801,980 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $28,226,034 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $13,348,039 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,565,810 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $4,226 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,753,014 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $38,172 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $14,172,730 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ANTON COLLINS MITCHELL LLP |
Accountancy firm EIN | 2015-12-31 | 010724563 |
2014 : NREL 403B EMPLOYEE SAVINGS PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $29,563,332 |
Total of all expenses incurred | 2014-12-31 | $15,102,712 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $14,265,130 |
Value of total corrective distributions | 2014-12-31 | $7,505 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $16,942,741 |
Value of total assets at end of year | 2014-12-31 | $215,462,409 |
Value of total assets at beginning of year | 2014-12-31 | $201,001,789 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $830,077 |
Total interest from all sources | 2014-12-31 | $582,323 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,332,856 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,332,856 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $12,484,277 |
Participant contributions at end of year | 2014-12-31 | $1,389,275 |
Participant contributions at beginning of year | 2014-12-31 | $1,126,582 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $944,719 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $747,407 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,279,504 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $806 |
Other income not declared elsewhere | 2014-12-31 | $78,810 |
Administrative expenses (other) incurred | 2014-12-31 | $749,389 |
Total non interest bearing cash at end of year | 2014-12-31 | $14,737 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $244,680 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $14,460,620 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $215,462,409 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $201,001,789 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $80,688 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $170,827,902 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $154,705,270 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $28,899,565 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $30,434,661 |
Interest on participant loans | 2014-12-31 | $57,131 |
Interest earned on other investments | 2014-12-31 | $525,192 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $13,348,039 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $13,742,383 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $8,490,452 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $1,136,150 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $3,178,960 |
Employer contributions (assets) at end of year | 2014-12-31 | $38,172 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $14,265,130 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | PICKETT, CHANEY &MCMULLEN LLP |
Accountancy firm EIN | 2014-12-31 | 481246310 |
2013 : NREL 403B EMPLOYEE SAVINGS PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $51,037,054 |
Total of all expenses incurred | 2013-12-31 | $13,148,935 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $12,852,291 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $16,998,994 |
Value of total assets at end of year | 2013-12-31 | $201,001,789 |
Value of total assets at beginning of year | 2013-12-31 | $163,113,670 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $296,644 |
Total interest from all sources | 2013-12-31 | $578,899 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,134,386 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,134,386 |
Administrative expenses professional fees incurred | 2013-12-31 | $20,567 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $11,442,158 |
Participant contributions at end of year | 2013-12-31 | $1,126,582 |
Participant contributions at beginning of year | 2013-12-31 | $1,068,033 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $747,407 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $456,459 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,538,672 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $806 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $476 |
Other income not declared elsewhere | 2013-12-31 | $112,314 |
Administrative expenses (other) incurred | 2013-12-31 | $236,527 |
Total non interest bearing cash at end of year | 2013-12-31 | $244,680 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $238,617 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $37,888,119 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $201,001,789 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $163,113,670 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $39,550 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $154,705,270 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $118,951,984 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $30,434,661 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $28,282,274 |
Interest on participant loans | 2013-12-31 | $58,886 |
Interest earned on other investments | 2013-12-31 | $520,013 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $13,742,383 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $14,115,827 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $29,235,018 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,977,443 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,018,164 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $12,852,291 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | PICKETT, CHANEY & MCMULLEN LLP |
Accountancy firm EIN | 2013-12-31 | 481246310 |
2012 : NREL 403B EMPLOYEE SAVINGS PLAN 2012 401k financial data |
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Total transfer of assets to this plan | 2012-12-31 | $145,724,707 |
Total income from all sources (including contributions) | 2012-12-31 | $29,384,970 |
Total of all expenses incurred | 2012-12-31 | $11,996,007 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $11,679,995 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $2,474 |
Value of total corrective distributions | 2012-12-31 | $520 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $15,986,718 |
Value of total assets at end of year | 2012-12-31 | $163,113,670 |
Value of total assets at beginning of year | 2012-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $313,018 |
Total interest from all sources | 2012-12-31 | $555,556 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,827,389 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,827,389 |
Administrative expenses professional fees incurred | 2012-12-31 | $6,651 |
Was this plan covered by a fidelity bond | 2012-12-31 | No |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $10,047,145 |
Participant contributions at end of year | 2012-12-31 | $1,068,033 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $456,459 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $2,480,953 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $476 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Other income not declared elsewhere | 2012-12-31 | $11,158 |
Administrative expenses (other) incurred | 2012-12-31 | $256,159 |
Total non interest bearing cash at end of year | 2012-12-31 | $238,617 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $17,388,963 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $163,113,670 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $50,208 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $118,951,984 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $28,282,274 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $0 |
Interest on participant loans | 2012-12-31 | $47,283 |
Interest earned on other investments | 2012-12-31 | $508,273 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $14,115,827 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $9,834,464 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,169,685 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,458,620 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $11,679,995 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PICKETT, CHANEY & MCMULLEN LLP |
Accountancy firm EIN | 2012-12-31 | 481246310 |