401k Plan data: HIGHTOWER 401(K) PLAN plan

HIGHTOWER 401(K) PLAN 401k Plan overview

Plan Name	HIGHTOWER 401(K) PLAN
Plan identification number	001

HIGHTOWER 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HIGHTOWER HOLDING, LLC has sponsored the creation of one or more 401k plans.

Company Name: HIGHTOWER HOLDING, LLC

Employer identification number (EIN): 262270729

NAIC Classification: 523900

Additional information about HIGHTOWER HOLDING, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3536123

More information about HIGHTOWER HOLDING, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HIGHTOWER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 SAGAR KURADA
001 2016-01-01 SAGAR KURADA
001 2015-01-01 SAGAR KURADA
001 2014-01-01 LISA BREDENKAMP SARAH MUSANTE 2015-10-15
001 2013-01-01 LAWRENCE KOEHLER
001 2012-01-01 LAWRENCE KOEHLER LAWRENCE KOEHLER 2013-10-15
001 2011-01-01 LAWRENCE KOEHLER
001 2009-01-01 LAWRENCE KOEHLER

Plan Statistics for HIGHTOWER 401(K) PLAN

401k plan membership statisitcs for HIGHTOWER 401(K) PLAN

Measure Date Value
2022: HIGHTOWER 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,286
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,322
Number of retired or separated participants receiving benefits 2022-01-01 3
Number of other retired or separated participants entitled to future benefits 2022-01-01 191
Total of all active and inactive participants 2022-01-01 1,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 1,518
Number of participants with account balances 2022-01-01 1,306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 55
2021: HIGHTOWER 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 940
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,042
Number of retired or separated participants receiving benefits 2021-01-01 3
Number of other retired or separated participants entitled to future benefits 2021-01-01 153
Total of all active and inactive participants 2021-01-01 1,198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,198
Number of participants with account balances 2021-01-01 1,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 58
2020: HIGHTOWER 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 845
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 913
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 913
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 15
2019: HIGHTOWER 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 657
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 634
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 102
Total of all active and inactive participants 2019-01-01 736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 736
Number of participants with account balances 2019-01-01 673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 38
2018: HIGHTOWER 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 639
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 532
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 120
Total of all active and inactive participants 2018-01-01 652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 652
Number of participants with account balances 2018-01-01 548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 69
2017: HIGHTOWER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 559
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 544
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 73
Total of all active and inactive participants 2017-01-01 617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 617
Number of participants with account balances 2017-01-01 523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 38
2016: HIGHTOWER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 451
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 443
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 42
Total of all active and inactive participants 2016-01-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 485
Number of participants with account balances 2016-01-01 394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 33
2015: HIGHTOWER 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 379
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 400
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 46
Total of all active and inactive participants 2015-01-01 446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 446
Number of participants with account balances 2015-01-01 358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 23
2014: HIGHTOWER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 346
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 376
Number of participants with account balances 2014-01-01 286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: HIGHTOWER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 286
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 25
Total of all active and inactive participants 2013-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 311
Number of participants with account balances 2013-01-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: HIGHTOWER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 252
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 15
Total of all active and inactive participants 2012-01-01 267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 267
Number of participants with account balances 2012-01-01 185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HIGHTOWER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 189
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 13
Total of all active and inactive participants 2011-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 202
Number of participants with account balances 2011-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: HIGHTOWER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 71
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 74
Number of participants with account balances 2009-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: HIGHTOWER 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,286
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,322
Number of retired or separated participants receiving benefits	2022-01-01	3
Number of other retired or separated participants entitled to future benefits	2022-01-01	191
Total of all active and inactive participants	2022-01-01	1,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	1,518
Number of participants with account balances	2022-01-01	1,306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	55
2021: HIGHTOWER 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	940
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,042
Number of retired or separated participants receiving benefits	2021-01-01	3
Number of other retired or separated participants entitled to future benefits	2021-01-01	153
Total of all active and inactive participants	2021-01-01	1,198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,198
Number of participants with account balances	2021-01-01	1,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	58
2020: HIGHTOWER 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	845
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	913
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	913
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	15
2019: HIGHTOWER 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	657
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	634
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	102
Total of all active and inactive participants	2019-01-01	736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	736
Number of participants with account balances	2019-01-01	673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	38
2018: HIGHTOWER 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	639
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	532
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	120
Total of all active and inactive participants	2018-01-01	652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	652
Number of participants with account balances	2018-01-01	548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	69
2017: HIGHTOWER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	559
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	544
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	73
Total of all active and inactive participants	2017-01-01	617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	617
Number of participants with account balances	2017-01-01	523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	38
2016: HIGHTOWER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	451
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	443
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	42
Total of all active and inactive participants	2016-01-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	485
Number of participants with account balances	2016-01-01	394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	33
2015: HIGHTOWER 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	379
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	400
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	46
Total of all active and inactive participants	2015-01-01	446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	446
Number of participants with account balances	2015-01-01	358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	23
2014: HIGHTOWER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	346
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	376
Number of participants with account balances	2014-01-01	286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: HIGHTOWER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	286
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	25
Total of all active and inactive participants	2013-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	311
Number of participants with account balances	2013-01-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: HIGHTOWER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	252
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	15
Total of all active and inactive participants	2012-01-01	267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	267
Number of participants with account balances	2012-01-01	185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HIGHTOWER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	189
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	13
Total of all active and inactive participants	2011-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	202
Number of participants with account balances	2011-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: HIGHTOWER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	71
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	74
Number of participants with account balances	2009-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HIGHTOWER 401(K) PLAN

Measure	Date	Value
2022 : HIGHTOWER 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$13,237,742
Total of all expenses incurred	2022-12-31	$4,452,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,382,439
Expenses. Certain deemed distributions of participant loans	2022-12-31	$56,628
Value of total corrective distributions	2022-12-31	$3,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$32,929,416
Value of total assets at end of year	2022-12-31	$107,188,883
Value of total assets at beginning of year	2022-12-31	$98,403,806
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$10,239
Total interest from all sources	2022-12-31	$43,439
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,664,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,664,929
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$15,587,702
Participant contributions at end of year	2022-12-31	$1,072,376
Participant contributions at beginning of year	2022-12-31	$822,015
Participant contributions at end of year	2022-12-31	$40,775
Participant contributions at beginning of year	2022-12-31	$46,301
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$12,241,263
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$2,293
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$2,202
Administrative expenses (other) incurred	2022-12-31	$10,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$8,785,077
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$107,188,883
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$98,403,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$100,220,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$93,933,676
Interest on participant loans	2022-12-31	$43,439
Value of interest in common/collective trusts at end of year	2022-12-31	$5,830,108
Value of interest in common/collective trusts at beginning of year	2022-12-31	$3,596,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-21,526,917
Net investment gain or loss from common/collective trusts	2022-12-31	$126,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$5,100,451
Employer contributions (assets) at end of year	2022-12-31	$23,095
Employer contributions (assets) at beginning of year	2022-12-31	$3,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,382,439
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2022-12-31	133891517
2021 : HIGHTOWER 401(K) PLAN 2021 401k financial data
Total transfer of assets to this plan	2021-12-31	$101,472
Total income from all sources (including contributions)	2021-12-31	$35,749,812
Total of all expenses incurred	2021-12-31	$4,155,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,122,149
Expenses. Certain deemed distributions of participant loans	2021-12-31	$18,135
Value of total corrective distributions	2021-12-31	$9,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$23,431,680
Value of total assets at end of year	2021-12-31	$98,403,806
Value of total assets at beginning of year	2021-12-31	$66,707,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$5,948
Total interest from all sources	2021-12-31	$43,440
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,726,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,726,627
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$12,052,411
Participant contributions at end of year	2021-12-31	$822,015
Participant contributions at beginning of year	2021-12-31	$0
Participant contributions at end of year	2021-12-31	$46,301
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$65,935,428
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$7,920,044
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$2,202
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$772,402
Administrative expenses (other) incurred	2021-12-31	$5,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$31,594,504
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$98,403,806
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$66,707,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$93,933,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$43,440
Value of interest in common/collective trusts at end of year	2021-12-31	$3,596,510
Value of interest in common/collective trusts at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$10,488,063
Net investment gain or loss from common/collective trusts	2021-12-31	$60,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$3,459,225
Employer contributions (assets) at end of year	2021-12-31	$3,102
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,122,149
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2021-12-31	752783674
2020 : HIGHTOWER 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$21,469,692
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,379,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,354,260
Value of total corrective distributions	2020-12-31	$13,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$12,373,480
Value of total assets at end of year	2020-12-31	$66,707,830
Value of total assets at beginning of year	2020-12-31	$48,617,427
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$11,313
Total interest from all sources	2020-12-31	$34,819
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$7,770,518
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$65,935,428
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,316,110
Assets. Loans (other than to participants) at end of year	2020-12-31	$772,402
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$644,920
Total non interest bearing cash at end of year	2020-12-31	$65,935,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$18,090,403
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$66,707,830
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$48,617,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$47,972,507
Interest on participant loans	2020-12-31	$34,819
Net investment gain/loss from pooled separate accounts	2020-12-31	$9,061,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$2,286,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,354,260
Contract administrator fees	2020-12-31	$11,313
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RSM US LLP
Accountancy firm EIN	2020-12-31	420714325
2019 : HIGHTOWER 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$55,297
Total transfer of assets to this plan	2019-12-31	$55,297
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$18,851,732
Total income from all sources (including contributions)	2019-12-31	$18,851,732
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,693,695
Total of all expenses incurred	2019-12-31	$3,693,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,652,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,652,362
Expenses. Certain deemed distributions of participant loans	2019-12-31	$28,659
Expenses. Certain deemed distributions of participant loans	2019-12-31	$28,659
Value of total corrective distributions	2019-12-31	$2,230
Value of total corrective distributions	2019-12-31	$2,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,289,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,289,849
Value of total assets at end of year	2019-12-31	$48,617,427
Value of total assets at end of year	2019-12-31	$48,617,427
Value of total assets at beginning of year	2019-12-31	$33,404,093
Value of total assets at beginning of year	2019-12-31	$33,404,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$10,444
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$10,444
Total interest from all sources	2019-12-31	$36,682
Total interest from all sources	2019-12-31	$36,682
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$6,515,859
Contributions received from participants	2019-12-31	$6,515,859
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,976,546
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,976,546
Assets. Loans (other than to participants) at end of year	2019-12-31	$644,920
Assets. Loans (other than to participants) at end of year	2019-12-31	$644,920
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$701,612
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$701,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$15,158,037
Value of net income/loss	2019-12-31	$15,158,037
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$48,617,427
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$48,617,427
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$33,404,093
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$33,404,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$47,972,507
Value of interest in pooled separate accounts at end of year	2019-12-31	$47,972,507
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$32,702,481
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$32,702,481
Interest on participant loans	2019-12-31	$36,682
Interest on participant loans	2019-12-31	$36,682
Net investment gain/loss from pooled separate accounts	2019-12-31	$8,525,201
Net investment gain/loss from pooled separate accounts	2019-12-31	$8,525,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,797,444
Contributions received in cash from employer	2019-12-31	$1,797,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,652,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,652,362
Contract administrator fees	2019-12-31	$10,444
Contract administrator fees	2019-12-31	$10,444
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	RSM US LLP
Accountancy firm name	2019-12-31	RSM US LLP
Accountancy firm EIN	2019-12-31	420714325
Accountancy firm EIN	2019-12-31	420714325
2018 : HIGHTOWER 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$27,084
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$6,340,843
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$7,703,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$7,689,514
Value of total corrective distributions	2018-12-31	$3,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$8,484,497
Value of total assets at end of year	2018-12-31	$33,404,093
Value of total assets at beginning of year	2018-12-31	$34,739,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$10,221
Total interest from all sources	2018-12-31	$32,637
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$5,551,561
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,036,409
Assets. Loans (other than to participants) at end of year	2018-12-31	$701,612
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$675,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,362,725
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$33,404,093
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$34,739,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$32,702,481
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$34,064,157
Interest on participant loans	2018-12-31	$32,637
Net investment gain/loss from pooled separate accounts	2018-12-31	$-2,176,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,896,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$7,689,514
Contract administrator fees	2018-12-31	$10,221
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RSM US LLP
Accountancy firm EIN	2018-12-31	420714325
2017 : HIGHTOWER 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$13,120,210
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,263,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,213,557
Value of total corrective distributions	2017-12-31	$44,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$8,171,124
Value of total assets at end of year	2017-12-31	$34,739,734
Value of total assets at beginning of year	2017-12-31	$25,882,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,980
Total interest from all sources	2017-12-31	$26,207
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$5,071,312
Participant contributions at end of year	2017-12-31	$675,577
Participant contributions at beginning of year	2017-12-31	$457,192
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,418,840
Total non interest bearing cash at beginning of year	2017-12-31	$4,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$8,857,006
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$34,739,734
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$25,882,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$34,064,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$23,388,230
Interest on participant loans	2017-12-31	$26,207
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$2,031,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$2,031,878
Net investment gain/loss from pooled separate accounts	2017-12-31	$4,922,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,680,972
Employer contributions (assets) at beginning of year	2017-12-31	$469
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,213,557
Contract administrator fees	2017-12-31	$4,980
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RSM US LLP
Accountancy firm EIN	2017-12-31	420714325
2016 : HIGHTOWER 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$448
Total income from all sources (including contributions)	2016-12-31	$8,978,522
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,842,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,823,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,244,717
Value of total assets at end of year	2016-12-31	$25,882,728
Value of total assets at beginning of year	2016-12-31	$18,747,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$19,227
Total interest from all sources	2016-12-31	$19,886
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$530,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$530,471
Administrative expenses professional fees incurred	2016-12-31	$19,227
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,830,158
Participant contributions at end of year	2016-12-31	$457,192
Participant contributions at beginning of year	2016-12-31	$359,574
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,056,854
Other income not declared elsewhere	2016-12-31	$8,405
Liabilities. Value of operating payables at beginning of year	2016-12-31	$65
Total non interest bearing cash at end of year	2016-12-31	$4,959
Total non interest bearing cash at beginning of year	2016-12-31	$5,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$7,135,949
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,882,728
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$18,746,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$23,388,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$17,710,026
Interest on participant loans	2016-12-31	$17,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$2,031,878
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$658,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$658,096
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$2,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,175,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,357,705
Employer contributions (assets) at end of year	2016-12-31	$469
Employer contributions (assets) at beginning of year	2016-12-31	$14,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,823,346
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$383
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RSM US LLP
Accountancy firm EIN	2016-12-31	420714325
2015 : HIGHTOWER 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$448
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,615,010
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,254,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,240,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,627,736
Value of total assets at end of year	2015-12-31	$18,747,227
Value of total assets at beginning of year	2015-12-31	$15,385,785
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$13,219
Total interest from all sources	2015-12-31	$14,879
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$247,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$247,659
Administrative expenses professional fees incurred	2015-12-31	$13,219
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,325,786
Participant contributions at end of year	2015-12-31	$359,574
Participant contributions at beginning of year	2015-12-31	$343,178
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$452,466
Other income not declared elsewhere	2015-12-31	$9,721
Liabilities. Value of operating payables at end of year	2015-12-31	$65
Total non interest bearing cash at end of year	2015-12-31	$5,213
Total non interest bearing cash at beginning of year	2015-12-31	$117,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,360,994
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$18,746,779
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,385,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$17,710,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,283,437
Interest on participant loans	2015-12-31	$14,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$658,096
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$641,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$641,625
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$62
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-284,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$849,484
Employer contributions (assets) at end of year	2015-12-31	$14,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,240,797
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$383
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RSM US LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : HIGHTOWER 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,242,765
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$775,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$764,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,296,235
Value of total assets at end of year	2014-12-31	$15,385,785
Value of total assets at beginning of year	2014-12-31	$10,918,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,920
Total interest from all sources	2014-12-31	$11,680
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$180,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$180,501
Administrative expenses professional fees incurred	2014-12-31	$10,920
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,822,488
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$824,792
Assets. Loans (other than to participants) at end of year	2014-12-31	$343,178
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$221,920
Other income not declared elsewhere	2014-12-31	$8,195
Total non interest bearing cash at end of year	2014-12-31	$117,545
Total non interest bearing cash at beginning of year	2014-12-31	$3,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,467,184
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,385,785
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,918,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,283,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,172,460
Interest on participant loans	2014-12-31	$11,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$641,625
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$521,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$521,063
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$63
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$746,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$648,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$764,661
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : HIGHTOWER 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,904,659
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$371,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$359,608
Value of total corrective distributions	2013-12-31	$6,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,279,849
Value of total assets at end of year	2013-12-31	$10,918,601
Value of total assets at beginning of year	2013-12-31	$6,385,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,506
Total interest from all sources	2013-12-31	$10,309
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$112,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$112,238
Administrative expenses professional fees incurred	2013-12-31	$3,469
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,345,268
Participant contributions at end of year	2013-12-31	$221,920
Participant contributions at beginning of year	2013-12-31	$257,733
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$418,866
Other income not declared elsewhere	2013-12-31	$2,209
Administrative expenses (other) incurred	2013-12-31	$2,037
Total non interest bearing cash at end of year	2013-12-31	$3,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,532,820
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,918,601
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,385,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,172,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,557,231
Interest on participant loans	2013-12-31	$10,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$521,063
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,570,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,570,817
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$72
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,500,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$515,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$359,608
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : HIGHTOWER 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,058,057
Total of all expenses incurred	2012-12-31	$238,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$237,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,591,970
Value of total assets at end of year	2012-12-31	$6,385,781
Value of total assets at beginning of year	2012-12-31	$2,566,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,053
Total interest from all sources	2012-12-31	$6,304
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$95,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$95,207
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,645,878
Participant contributions at end of year	2012-12-31	$257,733
Participant contributions at beginning of year	2012-12-31	$59,461
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,616,856
Administrative expenses (other) incurred	2012-12-31	$1,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,819,259
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,385,781
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,566,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,557,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,204,115
Interest on participant loans	2012-12-31	$6,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,570,817
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$302,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$302,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$96
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$364,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$329,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$237,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : HIGHTOWER 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,150,597
Total of all expenses incurred	2011-12-31	$113,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$111,797
Value of total corrective distributions	2011-12-31	$1,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,235,847
Value of total assets at end of year	2011-12-31	$2,566,522
Value of total assets at beginning of year	2011-12-31	$1,529,532
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$456
Total interest from all sources	2011-12-31	$743
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$45,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$45,398
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$905,690
Participant contributions at end of year	2011-12-31	$59,461
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$145,968
Administrative expenses (other) incurred	2011-12-31	$456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,036,990
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,566,522
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,529,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,204,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,437,168
Interest on participant loans	2011-12-31	$726
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$302,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$92,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$92,364
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-131,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$184,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$111,797
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2009 : HIGHTOWER 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HIGHTOWER 401(K) PLAN

2022: HIGHTOWER 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HIGHTOWER 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HIGHTOWER 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HIGHTOWER 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HIGHTOWER 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HIGHTOWER 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HIGHTOWER 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HIGHTOWER 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HIGHTOWER 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HIGHTOWER 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HIGHTOWER 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HIGHTOWER 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HIGHTOWER 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

069049

Policy instance

Insurance contract or identification number	069049
Number of Individuals Covered	913
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

069049

Policy instance

Insurance contract or identification number	069049
Number of Individuals Covered	736
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

069049

Policy instance

Insurance contract or identification number	069049
Number of Individuals Covered	652
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

69049

Policy instance

Insurance contract or identification number	69049
Number of Individuals Covered	617
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HIGHTOWER HOLDING, LLC
Employer identification number (EIN):	262270729
NAIC Classification:	523900

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3536123