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ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 004

ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. has sponsored the creation of one or more 401k plans.

Company Name:ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC.
Employer identification number (EIN):262450404
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042023-01-01
0042022-01-01
0042021-01-01
0042020-01-01JEFFREY STERN, M.D. FACS2021-04-08
0042019-01-01JEFFREY STERN, M.D. FACS2020-04-23
0042018-01-01
0042018-01-01JEFFREY STERN, M.D. FACS2019-12-17
0042017-01-01
0042016-01-01
0042016-01-01JEFFREY STERN, MD FACS2017-06-09

Financial Data on ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-09-150
Total liabilities as of the end of the plan year2025-09-150
Total liabilities as of the beginning of the plan year2025-09-150
Total expenses incurred by plan in this plan year2025-09-1582360
Net assets as of the end of the plan year2025-09-15678210
Total assets as of the beginning of the plan year2025-09-15603403
Value of plan covered by a fidelity bond2025-09-1575000
Participant contributions to plan in this plan year2025-09-1547348
Value of participant loans at end of plan year2025-09-1515045
Other expenses paid from plan in this plan year2025-09-150
Other contributions to plan in this plan year2025-09-150
Other income to plan in this plan year2025-09-1572238
Plan net income in this plan year2025-09-1574807
Net assets as of the end of the plan year2025-09-15678210
Net assets as of the beginning of the plan year2025-09-15603403
Employer contributions to plan in this plan year2025-09-1537581
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-150
2024 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-05-070
Total liabilities as of the end of the plan year2024-05-070
Total liabilities as of the beginning of the plan year2024-05-070
Total expenses incurred by plan in this plan year2024-05-0712033
Net assets as of the end of the plan year2024-05-07603403
Total assets as of the beginning of the plan year2024-05-07453784
Value of plan covered by a fidelity bond2024-05-0775000
Participant contributions to plan in this plan year2024-05-0723476
Value of participant loans at end of plan year2024-05-0720079
Other expenses paid from plan in this plan year2024-05-070
Other contributions to plan in this plan year2024-05-070
Other income to plan in this plan year2024-05-07108575
Plan net income in this plan year2024-05-07149619
Net assets as of the end of the plan year2024-05-07603403
Net assets as of the beginning of the plan year2024-05-07453784
Employer contributions to plan in this plan year2024-05-0729601
Expensese paid to adminstrative service provicers from plan in this plan year2024-05-075955
2020 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$92,257
Expenses. Total of all expenses incurred2020-12-31$67,387
Benefits paid (including direct rollovers)2020-12-31$63,286
Total plan assets at end of year2020-12-31$477,056
Total plan assets at beginning of year2020-12-31$452,186
Value of fidelity bond covering the plan2020-12-31$100,000
Total contributions received or receivable from participants2020-12-31$22,906
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$55,291
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$24,870
Net plan assets at end of year (total assets less liabilities)2020-12-31$477,056
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$452,186
Assets. Value of participant loans2020-12-31$41,271
Total contributions received or receivable from employer(s)2020-12-31$14,060
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$4,101
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$104,286
Expenses. Total of all expenses incurred2019-12-31$36,025
Benefits paid (including direct rollovers)2019-12-31$31,490
Total plan assets at end of year2019-12-31$452,186
Total plan assets at beginning of year2019-12-31$383,925
Value of fidelity bond covering the plan2019-12-31$100,000
Total contributions received or receivable from participants2019-12-31$23,278
Assets. Value of loans (other than to participants)2019-12-31$32,525
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$16,125
Other income received2019-12-31$52,165
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$68,261
Net plan assets at end of year (total assets less liabilities)2019-12-31$452,186
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$383,925
Total contributions received or receivable from employer(s)2019-12-31$12,718
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$4,535
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$15,900
Expenses. Total of all expenses incurred2018-12-31$251,328
Benefits paid (including direct rollovers)2018-12-31$243,941
Total plan assets at end of year2018-12-31$397,738
Total plan assets at beginning of year2018-12-31$633,166
Value of fidelity bond covering the plan2018-12-31$100,000
Total contributions received or receivable from participants2018-12-31$11,266
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-41,215
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-235,428
Net plan assets at end of year (total assets less liabilities)2018-12-31$397,738
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$633,166
Total contributions received or receivable from employer(s)2018-12-31$45,849
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$7,387
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$344,691
Expenses. Total of all expenses incurred2017-12-31$6,426
Benefits paid (including direct rollovers)2017-12-31$2,365
Total plan assets at end of year2017-12-31$633,166
Total plan assets at beginning of year2017-12-31$294,901
Value of fidelity bond covering the plan2017-12-31$250,000
Total contributions received or receivable from participants2017-12-31$163,747
Expenses. Other expenses not covered elsewhere2017-12-31$4,061
Contributions received from other sources (not participants or employers)2017-12-31$6,233
Other income received2017-12-31$45,235
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$338,265
Net plan assets at end of year (total assets less liabilities)2017-12-31$633,166
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$294,901
Total contributions received or receivable from employer(s)2017-12-31$129,476
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$295,705
Expenses. Total of all expenses incurred2016-12-31$804
Total plan assets at end of year2016-12-31$294,901
Total plan assets at beginning of year2016-12-31$0
Value of fidelity bond covering the plan2016-12-31$1,000
Total contributions received or receivable from participants2016-12-31$106,656
Expenses. Other expenses not covered elsewhere2016-12-31$804
Contributions received from other sources (not participants or employers)2016-12-31$71,371
Other income received2016-12-31$1,510
Net income (gross income less expenses)2016-12-31$294,901
Net plan assets at end of year (total assets less liabilities)2016-12-31$294,901
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$116,168

Form 5500 Responses for ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN

2020: ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ACADEMIC UROLOGY & UROGYNECOLOGY OF ARIZONA, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1

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