401k Plan data: WHASN 401(K) PLAN plan

WHASN 401(K) PLAN 401k Plan overview

Plan Name	WHASN 401(K) PLAN
Plan identification number	001

WHASN 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WOMEN'S HEALTH ASSOCIATES OF SOUTHERN NEVADA has sponsored the creation of one or more 401k plans.

Company Name: WOMEN'S HEALTH ASSOCIATES OF SOUTHERN NEVADA

Employer identification number (EIN): 263147146

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHASN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 JOSEPH ROJAS MD 2017-09-08
001 2015-01-01 JOSEPH ROJAS MD
001 2014-01-01 JOSEPH ROJAS MD
001 2014-01-01 JOSEPH ROJAS MD
001 2013-01-01 JOSEPH ROJAS MD 2014-10-13
001 2012-01-01 JOSEPH ROJAS MD 2013-09-27
001 2011-01-01 JOSEPH ROJAS MD 2012-09-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-01-01	JOSEPH ROJAS MD	2017-09-08
001	2015-01-01	JOSEPH ROJAS MD
001	2014-01-01	JOSEPH ROJAS MD
001	2014-01-01	JOSEPH ROJAS MD
001	2013-01-01	JOSEPH ROJAS MD	2014-10-13
001	2012-01-01	JOSEPH ROJAS MD	2013-09-27
001	2011-01-01	JOSEPH ROJAS MD	2012-09-17

Plan Statistics for WHASN 401(K) PLAN

401k plan membership statisitcs for WHASN 401(K) PLAN

Measure Date Value
2015: WHASN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3
Number of participants with account balances 2015-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: WHASN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 154
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 48
Total of all active and inactive participants 2014-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 202
Number of participants with account balances 2014-01-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2015: WHASN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3
Number of participants with account balances	2015-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: WHASN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	154
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	48
Total of all active and inactive participants	2014-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	202
Number of participants with account balances	2014-01-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on WHASN 401(K) PLAN

Measure	Date	Value
2015 : WHASN 401(K) PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$2,444,895
Total income from all sources (including contributions)	2015-12-31	$246,892
Total of all expenses incurred	2015-12-31	$100,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$62,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$271,433
Value of total assets at end of year	2015-12-31	$2,439,082
Value of total assets at beginning of year	2015-12-31	$4,737,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$38,223
Total interest from all sources	2015-12-31	$979
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$36,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$36,120
Administrative expenses professional fees incurred	2015-12-31	$38,223
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$38,585
Participant contributions at beginning of year	2015-12-31	$87,732
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$4,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$146,183
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,439,082
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,737,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$335,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$330,831
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,222,088
Interest on participant loans	2015-12-31	$979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$73,951
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$87,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$87,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$16,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$20,512
Net investment gain/loss from pooled separate accounts	2015-12-31	$-82,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$228,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$62,486
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$2,029,184
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,992,896
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	STEWART ARCHIBALD & BARNEY, LLP
Accountancy firm EIN	2015-12-31	880382649
2014 : WHASN 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,546,820
Total of all expenses incurred	2014-12-31	$145,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$105,486
Expenses. Certain deemed distributions of participant loans	2014-12-31	$1,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,242,421
Value of total assets at end of year	2014-12-31	$4,737,794
Value of total assets at beginning of year	2014-12-31	$3,336,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$38,980
Total interest from all sources	2014-12-31	$783
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$38,306
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$38,306
Administrative expenses professional fees incurred	2014-12-31	$38,980
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$588,735
Participant contributions at end of year	2014-12-31	$87,732
Participant contributions at beginning of year	2014-12-31	$16,258
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$464,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,401,154
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,737,794
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,336,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$330,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$257,945
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,222,088
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,110,175
Interest on participant loans	2014-12-31	$783
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$87,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$126,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$126,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$16,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$7,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$197,579
Net investment gain/loss from pooled separate accounts	2014-12-31	$67,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$189,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$105,486
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,992,896
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$1,817,605
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	STEWART, ARCHIBALD & BARNEY, LLP
Accountancy firm EIN	2014-12-31	880382649

Form 5500 Responses for WHASN 401(K) PLAN

2015: WHASN 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WHASN 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600932-000

Policy instance

Insurance contract or identification number	600932-000
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $7,018
Total amount of fees paid to insurance company	USD $1,148
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,018
Additional information about fees paid to insurance broker	BROKER COMMISSIONS
Insurance broker organization code?	3
Amount paid for insurance broker fees	1148
Insurance broker name	LEBENSON ACTUARIAL SERVICES, INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600932-000

Policy instance

Insurance contract or identification number	600932-000
Number of Individuals Covered	201
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $5,928
Total amount of fees paid to insurance company	USD $697
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,928
Insurance broker organization code?	3
Amount paid for insurance broker fees	697
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	LEBENSON ACTUARIAL SERVICES, INC

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WOMEN'S HEALTH ASSOCIATES OF SOUTHERN NEVADA
Employer identification number (EIN):	263147146
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners