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NOBU 401K RETIREMENT PLAN 401k Plan overview

Plan NameNOBU 401K RETIREMENT PLAN
Plan identification number 001

NOBU 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOBU GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:NOBU GROUP, LLC
Employer identification number (EIN):264723313
NAIC Classification:722511
NAIC Description:Full-Service Restaurants

Additional information about NOBU GROUP, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4430794

More information about NOBU GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOBU 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHRISTINE LONGFIELD
0012016-01-01
0012016-01-01
0012015-01-01NOBU GROUP LLC
0012014-01-01MERRICK RHODES
0012013-01-01MERRICK RHODES
0012012-01-01MERRICK RHODES MERRICK RHODES2013-10-14
0012011-04-01MERRICK RHODES

Plan Statistics for NOBU 401K RETIREMENT PLAN

401k plan membership statisitcs for NOBU 401K RETIREMENT PLAN

Measure Date Value
2022: NOBU 401K RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,157
Total number of active participants reported on line 7a of the Form 55002022-01-01533
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01488
Total of all active and inactive participants2022-01-011,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,021
Number of participants with account balances2022-01-01911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NOBU 401K RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01863
Total number of active participants reported on line 7a of the Form 55002021-01-01605
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01363
Total of all active and inactive participants2021-01-01968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01968
Number of participants with account balances2021-01-01709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NOBU 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,286
Total number of active participants reported on line 7a of the Form 55002020-01-01915
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01278
Total of all active and inactive participants2020-01-011,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,193
Number of participants with account balances2020-01-01643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NOBU 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,767
Total number of active participants reported on line 7a of the Form 55002019-01-011,152
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01281
Total of all active and inactive participants2019-01-011,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-011,436
Number of participants with account balances2019-01-011,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NOBU 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,641
Total number of active participants reported on line 7a of the Form 55002018-01-011,241
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01386
Total of all active and inactive participants2018-01-011,627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,628
Number of participants with account balances2018-01-011,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NOBU 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,502
Total number of active participants reported on line 7a of the Form 55002017-01-011,190
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01341
Total of all active and inactive participants2017-01-011,531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,533
Number of participants with account balances2017-01-011,110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NOBU 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,285
Total number of active participants reported on line 7a of the Form 55002016-01-01989
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01452
Total of all active and inactive participants2016-01-011,441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,441
Number of participants with account balances2016-01-011,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NOBU 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,087
Total number of active participants reported on line 7a of the Form 55002015-01-01788
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01443
Total of all active and inactive participants2015-01-011,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,231
Number of participants with account balances2015-01-01995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NOBU 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01832
Total number of active participants reported on line 7a of the Form 55002014-01-011,094
Number of other retired or separated participants entitled to future benefits2014-01-01225
Total of all active and inactive participants2014-01-011,319
Total participants2014-01-011,319
Number of participants with account balances2014-01-01833
2013: NOBU 401K RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01840
Total number of active participants reported on line 7a of the Form 55002013-01-01763
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01217
Total of all active and inactive participants2013-01-01980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01980
Number of participants with account balances2013-01-01692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NOBU 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01809
Total number of active participants reported on line 7a of the Form 55002012-01-01691
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01131
Total of all active and inactive participants2012-01-01822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01822
Number of participants with account balances2012-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NOBU 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01696
Total number of active participants reported on line 7a of the Form 55002011-04-01683
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0156
Total of all active and inactive participants2011-04-01739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01739
Number of participants with account balances2011-04-01460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010

Financial Data on NOBU 401K RETIREMENT PLAN

Measure Date Value
2022 : NOBU 401K RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$108,942
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$59,376
Total income from all sources (including contributions)2022-12-31$-211,536
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$741,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$636,220
Expenses. Certain deemed distributions of participant loans2022-12-31$12,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,845,643
Value of total assets at end of year2022-12-31$10,914,726
Value of total assets at beginning of year2022-12-31$11,817,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$92,324
Total interest from all sources2022-12-31$18,140
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$579,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$579,525
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,843,404
Participant contributions at end of year2022-12-31$300,349
Participant contributions at beginning of year2022-12-31$309,819
Participant contributions at end of year2022-12-31$37,192
Participant contributions at beginning of year2022-12-31$27,519
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$108,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$59,376
Other income not declared elsewhere2022-12-31$4,980
Administrative expenses (other) incurred2022-12-31$92,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-952,545
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,805,784
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,758,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,165,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$11,041,095
Interest on participant loans2022-12-31$18,140
Value of interest in common/collective trusts at end of year2022-12-31$411,431
Value of interest in common/collective trusts at beginning of year2022-12-31$439,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,617,643
Net investment gain or loss from common/collective trusts2022-12-31$-42,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$636,220
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COHN REZNICK LLP
Accountancy firm EIN2022-12-31221478099
2021 : NOBU 401K RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$59,376
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,682,722
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$597,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$499,583
Expenses. Certain deemed distributions of participant loans2021-12-31$18,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,162,210
Value of total assets at end of year2021-12-31$11,817,705
Value of total assets at beginning of year2021-12-31$9,673,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$79,900
Total interest from all sources2021-12-31$16,521
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$470,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$470,613
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,157,794
Participant contributions at end of year2021-12-31$309,819
Participant contributions at beginning of year2021-12-31$260,660
Participant contributions at end of year2021-12-31$27,519
Participant contributions at beginning of year2021-12-31$12,061
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,416
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$59,376
Other income not declared elsewhere2021-12-31$4,222
Administrative expenses (other) incurred2021-12-31$79,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,085,106
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,758,329
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,673,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$11,041,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$9,170,493
Interest on participant loans2021-12-31$16,521
Value of interest in common/collective trusts at end of year2021-12-31$439,272
Value of interest in common/collective trusts at beginning of year2021-12-31$230,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$992,374
Net investment gain or loss from common/collective trusts2021-12-31$36,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$499,583
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHN REZNICK LLP
Accountancy firm EIN2021-12-31221478099
2020 : NOBU 401K RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,017,417
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,831,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,704,725
Expenses. Certain deemed distributions of participant loans2020-12-31$56,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$995,509
Value of total assets at end of year2020-12-31$9,673,223
Value of total assets at beginning of year2020-12-31$10,486,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$70,013
Total interest from all sources2020-12-31$10,522
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$285,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$285,408
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$992,583
Participant contributions at end of year2020-12-31$260,660
Participant contributions at beginning of year2020-12-31$392,690
Participant contributions at end of year2020-12-31$12,061
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,926
Other income not declared elsewhere2020-12-31$134
Administrative expenses (other) incurred2020-12-31$70,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-813,628
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,673,223
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,486,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,170,493
Value of interest in pooled separate accounts at beginning of year2020-12-31$9,964,757
Interest on participant loans2020-12-31$10,522
Value of interest in common/collective trusts at end of year2020-12-31$230,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$129,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$721,504
Net investment gain or loss from common/collective trusts2020-12-31$4,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,704,725
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHN REZNICK, LLP
Accountancy firm EIN2020-12-31221478099
2019 : NOBU 401K RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,935,365
Total of all expenses incurred2019-12-31$1,237,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,155,930
Value of total corrective distributions2019-12-31$485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,074,145
Value of total assets at end of year2019-12-31$10,486,851
Value of total assets at beginning of year2019-12-31$7,789,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$81,318
Total interest from all sources2019-12-31$21,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$32,250
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,996,893
Participant contributions at end of year2019-12-31$392,690
Participant contributions at beginning of year2019-12-31$367,263
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$77,252
Administrative expenses (other) incurred2019-12-31$29,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,697,632
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,486,851
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,789,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$19,076
Value of interest in pooled separate accounts at end of year2019-12-31$9,964,757
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,307,006
Interest on participant loans2019-12-31$20,725
Interest earned on other investments2019-12-31$878
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$129,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$114,950
Net investment gain/loss from pooled separate accounts2019-12-31$1,839,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,155,930
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHN REZNICK, LLP
Accountancy firm EIN2019-12-31221478099
2018 : NOBU 401K RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,048,333
Total of all expenses incurred2018-12-31$644,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$595,958
Expenses. Certain deemed distributions of participant loans2018-12-31$8,915
Value of total corrective distributions2018-12-31$1,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,636,922
Value of total assets at end of year2018-12-31$7,789,219
Value of total assets at beginning of year2018-12-31$7,385,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$37,731
Total interest from all sources2018-12-31$15,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,636,922
Participant contributions at end of year2018-12-31$367,263
Participant contributions at beginning of year2018-12-31$301,015
Administrative expenses (other) incurred2018-12-31$36,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$404,213
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,789,219
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,385,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,387
Value of interest in pooled separate accounts at end of year2018-12-31$7,307,006
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,012,220
Interest on participant loans2018-12-31$15,276
Interest earned on other investments2018-12-31$495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$114,950
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$71,771
Net investment gain/loss from pooled separate accounts2018-12-31$-604,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$595,958
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COHN REZNICK, LLP
Accountancy firm EIN2018-12-31221478099
2017 : NOBU 401K RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,580,315
Total of all expenses incurred2017-12-31$640,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$596,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,515,701
Value of total assets at end of year2017-12-31$7,385,006
Value of total assets at beginning of year2017-12-31$5,445,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,692
Total interest from all sources2017-12-31$10,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,423,739
Participant contributions at end of year2017-12-31$301,015
Participant contributions at beginning of year2017-12-31$172,025
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$91,962
Administrative expenses (other) incurred2017-12-31$42,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,939,842
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,385,006
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,445,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,292
Value of interest in pooled separate accounts at end of year2017-12-31$7,012,220
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,160,854
Interest on participant loans2017-12-31$9,727
Interest earned on other investments2017-12-31$506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$71,771
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$112,285
Net investment gain/loss from pooled separate accounts2017-12-31$1,054,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$596,781
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHN REZNICK, LLP
Accountancy firm EIN2017-12-31221478099
2016 : NOBU 401K RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,583,627
Total of all expenses incurred2016-12-31$296,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$243,216
Expenses. Certain deemed distributions of participant loans2016-12-31$21,982
Value of total corrective distributions2016-12-31$5,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,214,722
Value of total assets at end of year2016-12-31$5,445,164
Value of total assets at beginning of year2016-12-31$4,157,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,498
Total interest from all sources2016-12-31$6,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,198,100
Participant contributions at end of year2016-12-31$172,025
Participant contributions at beginning of year2016-12-31$175,814
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$16,622
Administrative expenses (other) incurred2016-12-31$25,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,287,515
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,445,164
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,157,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,160,854
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,863,997
Interest on participant loans2016-12-31$6,160
Interest earned on other investments2016-12-31$623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$112,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$117,838
Net investment gain/loss from pooled separate accounts2016-12-31$362,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$243,216
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHN REZNICK, LLP
Accountancy firm EIN2016-12-31221478099
2015 : NOBU 401K RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,069,096
Total of all expenses incurred2015-12-31$141,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$117,513
Expenses. Certain deemed distributions of participant loans2015-12-31$326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,164,924
Value of total assets at end of year2015-12-31$4,157,649
Value of total assets at beginning of year2015-12-31$3,230,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$23,611
Total interest from all sources2015-12-31$5,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$18,157
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,097,575
Participant contributions at end of year2015-12-31$175,814
Participant contributions at beginning of year2015-12-31$76,018
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$67,349
Other income not declared elsewhere2015-12-31$453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$927,646
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,157,649
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,230,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,454
Value of interest in pooled separate accounts at end of year2015-12-31$3,863,997
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,102,331
Interest on participant loans2015-12-31$5,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$117,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$51,654
Net investment gain/loss from pooled separate accounts2015-12-31$-101,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$117,513
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHN REZNICK LLP
Accountancy firm EIN2015-12-31221478099
2014 : NOBU 401K RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,135,920
Total of all expenses incurred2014-12-31$115,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$94,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$972,188
Value of total assets at end of year2014-12-31$3,230,003
Value of total assets at beginning of year2014-12-31$2,209,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,121
Total interest from all sources2014-12-31$2,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$13,338
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$936,921
Participant contributions at end of year2014-12-31$76,018
Participant contributions at beginning of year2014-12-31$57,166
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$35,267
Other income not declared elsewhere2014-12-31$415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,020,841
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,230,003
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,209,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$6,783
Value of interest in pooled separate accounts at end of year2014-12-31$3,102,331
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,131,329
Interest on participant loans2014-12-31$2,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$51,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$20,667
Net investment gain/loss from pooled separate accounts2014-12-31$160,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$94,958
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHN REZNICK LLP
Accountancy firm EIN2014-12-31221478099
2013 : NOBU 401K RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,070,773
Total of all expenses incurred2013-12-31$93,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$78,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$768,958
Value of total assets at end of year2013-12-31$2,209,162
Value of total assets at beginning of year2013-12-31$1,231,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,909
Total interest from all sources2013-12-31$1,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$9,930
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$768,207
Participant contributions at end of year2013-12-31$57,166
Participant contributions at beginning of year2013-12-31$11,232
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$751
Other income not declared elsewhere2013-12-31$186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$977,658
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,209,162
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,231,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,979
Value of interest in pooled separate accounts at end of year2013-12-31$2,131,329
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,211,618
Interest on participant loans2013-12-31$1,116
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$20,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,137
Net investment gain/loss from pooled separate accounts2013-12-31$300,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at beginning of year2013-12-31$5,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$78,206
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHN REZNICK LLP
Accountancy firm EIN2013-12-31221478099
2012 : NOBU 401K RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$797,277
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$105,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$92,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$691,982
Value of total assets at end of year2012-12-31$1,231,504
Value of total assets at beginning of year2012-12-31$540,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,307
Total interest from all sources2012-12-31$172
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$9,272
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$691,982
Participant contributions at end of year2012-12-31$11,232
Participant contributions at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$691,357
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,231,504
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$540,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$4,035
Value of interest in pooled separate accounts at end of year2012-12-31$1,211,618
Value of interest in pooled separate accounts at beginning of year2012-12-31$537,319
Interest on participant loans2012-12-31$172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,828
Net investment gain/loss from pooled separate accounts2012-12-31$104,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$5,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$92,613
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHN REZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : NOBU 401K RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$554,198
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$14,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$565,847
Value of total assets at end of year2011-12-31$540,147
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,901
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$1,318
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$547,051
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$18,796
Other income not declared elsewhere2011-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$540,147
Value of net assets at end of year (total assets less liabilities)2011-12-31$540,147
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$583
Value of interest in pooled separate accounts at end of year2011-12-31$537,319
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,828
Net investment gain/loss from pooled separate accounts2011-12-31$-11,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,150
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHN REZNICK LLP
Accountancy firm EIN2011-12-31221478099

Form 5500 Responses for NOBU 401K RETIREMENT PLAN

2022: NOBU 401K RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NOBU 401K RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NOBU 401K RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NOBU 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NOBU 401K RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NOBU 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NOBU 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NOBU 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NOBU 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NOBU 401K RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NOBU 401K RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NOBU 401K RETIREMENT PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01First time form 5500 has been submittedYes
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904
Policy instance 1
Insurance contract or identification number341904
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-03-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904
Policy instance 1
Insurance contract or identification number341904
Number of Individuals Covered1141
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,033
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,033
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904
Policy instance 1
Insurance contract or identification number341904
Number of Individuals Covered1197
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $18,845
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,845
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904
Policy instance 1
Insurance contract or identification number341904
Number of Individuals Covered1110
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $15,537
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904-000
Policy instance 1
Insurance contract or identification number341904-000
Number of Individuals Covered1001
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,024
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,243
Insurance broker organization code?3
Insurance broker nameJULIE P ARMON
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904-000
Policy instance 1
Insurance contract or identification number341904-000
Number of Individuals Covered835
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $6,561
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $66
Insurance broker organization code?3
Insurance broker nameJULIE P ARMON
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904-000
Policy instance 1
Insurance contract or identification number341904-000
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,067
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $855
Insurance broker organization code?3
Insurance broker nameJULIE P ARMON
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904-000
Policy instance 1
Insurance contract or identification number341904-000
Number of Individuals Covered511
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,210
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,210
Insurance broker organization code?3
Insurance broker nameMATTHEW C RIZZO
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341904-000
Policy instance 1
Insurance contract or identification number341904-000
Number of Individuals Covered460
Insurance policy start date2011-04-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $451
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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