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ATARAXIS, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameATARAXIS, INC. RETIREMENT SAVINGS PLAN
Plan identification number 001

ATARAXIS, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Unknown benefit code

401k Sponsoring company profile

ATARAXIS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ATARAXIS, INC.
Employer identification number (EIN):264786697
NAIC Classification:541214
NAIC Description:Payroll Services

Additional information about ATARAXIS, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2006-08-29
Company Identification Number: 20061245994
Legal Registered Office Address: 5348 VEGAS DRIVE

LAS VEGAS
United States of America (USA)
89108

More information about ATARAXIS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATARAXIS, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01STEPHEN CILLEY2023-10-11
0012021-01-01STEPHEN CILLEY2022-10-17
0012021-01-01STEPHEN CILLEY2023-04-20
0012020-01-01STEPHEN CILLEY2021-10-14
0012020-01-01STEPHEN CILLEY2023-02-02
0012019-01-01STEPHEN CILLEY2020-10-14
0012018-01-01STEPHEN CILLEY2019-10-14
0012018-01-01STEPHEN CILLEY2022-09-12
0012017-01-01STEPHEN CILLEY2022-05-06
0012017-01-01STEPHEN CILLEY2022-07-14
0012016-01-01ZANE WOOLSEY
0012016-01-01
0012015-01-01DYLAN PEDERSEN
0012014-01-01STEPHEN CILLEY
0012013-01-01STEPHEN CILLEY
0012012-01-01LARINDA SPENCER2013-08-28
0012011-01-01LARINDA J. SPENCER2012-07-06
0012010-03-01LARINDA J SPENCER2011-06-06

Plan Statistics for ATARAXIS, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ATARAXIS, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2022: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,343
Total number of active participants reported on line 7a of the Form 55002022-01-011,784
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01365
Total of all active and inactive participants2022-01-012,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-012,149
Number of participants with account balances2022-01-011,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0183
2021: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,921
Total number of active participants reported on line 7a of the Form 55002021-01-011,891
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01439
Total of all active and inactive participants2021-01-012,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-012,331
Number of participants with account balances2021-01-011,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01115
2020: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,406
Total number of active participants reported on line 7a of the Form 55002020-01-011,494
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01278
Total of all active and inactive participants2020-01-011,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-011,773
Number of participants with account balances2020-01-011,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0192
2019: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01994
Total number of active participants reported on line 7a of the Form 55002019-01-01863
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-01118
Total of all active and inactive participants2019-01-01989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01989
Number of participants with account balances2019-01-01542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0129
2018: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01289
Total number of active participants reported on line 7a of the Form 55002018-01-01934
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01994
Number of participants with account balances2018-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01180
Total number of active participants reported on line 7a of the Form 55002017-01-01213
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0176
Total of all active and inactive participants2017-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01289
Number of participants with account balances2017-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01570
Number of other retired or separated participants entitled to future benefits2016-01-0148
Total of all active and inactive participants2016-01-0148
Total participants2016-01-0148
Number of participants with account balances2016-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-01129
Number of retired or separated participants receiving benefits2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
2015: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01429
Total number of active participants reported on line 7a of the Form 55002015-01-01429
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01141
Total of all active and inactive participants2015-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01570
Number of participants with account balances2015-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01429
Total number of active participants reported on line 7a of the Form 55002014-01-01429
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01141
Total of all active and inactive participants2014-01-01570
Total participants2014-01-01570
Number of participants with account balances2014-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0126
2013: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01315
Total number of active participants reported on line 7a of the Form 55002013-01-01353
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0176
Total of all active and inactive participants2013-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01429
Number of participants with account balances2013-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0125

Financial Data on ATARAXIS, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$3,981,222
Total transfer of assets from this plan2022-12-31$22,477,588
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$21,917
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$88,489
Total income from all sources (including contributions)2022-12-31$-3,308,115
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,229,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,867,101
Value of total corrective distributions2022-12-31$4,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,303,587
Value of total assets at end of year2022-12-31$24,270,623
Value of total assets at beginning of year2022-12-31$52,371,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$357,961
Total interest from all sources2022-12-31$16,763
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$763,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$763,929
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,859,418
Participant contributions at end of year2022-12-31$245,391
Participant contributions at beginning of year2022-12-31$278,426
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$770,243
Assets. Other investments not covered elsewhere at end of year2022-12-31$810,540
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,134,190
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,094,172
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$33,298
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$21,917
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$88,489
Other income not declared elsewhere2022-12-31$188
Total non interest bearing cash at end of year2022-12-31$114,110
Total non interest bearing cash at beginning of year2022-12-31$129,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,537,534
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,248,706
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$52,282,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$158,272
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$22,368,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$44,278,543
Interest on participant loans2022-12-31$9,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$731,618
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$417,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$417,254
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$7,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,392,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,349,997
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$329,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,867,101
Contract administrator fees2022-12-31$199,689
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31JASON F. CLAUSEN P.C.
Accountancy firm EIN2022-12-31274097479
2021 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$161,864
Total transfer of assets from this plan2021-12-31$80,594
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$45,681
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$162
Total income from all sources (including contributions)2021-12-31$14,196,534
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,892,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,530,042
Value of total corrective distributions2021-12-31$23,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,111,485
Value of total assets at end of year2021-12-31$51,238,146
Value of total assets at beginning of year2021-12-31$39,807,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$338,958
Total interest from all sources2021-12-31$16,426
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,504,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,504,913
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,948,989
Participant contributions at end of year2021-12-31$278,426
Participant contributions at beginning of year2021-12-31$270,902
Participant contributions at end of year2021-12-31$770,243
Participant contributions at beginning of year2021-12-31$385,779
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,134,190
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$5,554,879
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,557,373
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$33,298
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$53,488
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$45,681
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$162
Other income not declared elsewhere2021-12-31$145
Total non interest bearing cash at end of year2021-12-31$118,379
Total non interest bearing cash at beginning of year2021-12-31$153,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,303,569
Value of net assets at end of year (total assets less liabilities)2021-12-31$51,192,465
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$39,807,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$145,441
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$50,424,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$39,067,517
Interest on participant loans2021-12-31$11,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$417,254
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$315,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$315,409
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$4,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$563,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,605,123
Employer contributions (assets) at end of year2021-12-31$329,408
Employer contributions (assets) at beginning of year2021-12-31$1,659,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,530,042
Contract administrator fees2021-12-31$193,517
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31UHY LLP
Accountancy firm EIN2021-12-31200694403
2020 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$18,958,453
Total transfer of assets from this plan2020-12-31$40,867
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$162
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$16,589,241
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,699,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,409,539
Value of total corrective distributions2020-12-31$78,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,927,630
Value of total assets at end of year2020-12-31$39,807,788
Value of total assets at beginning of year2020-12-31$9,999,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$211,015
Total interest from all sources2020-12-31$10,388
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$881,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$881,688
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,027,998
Participant contributions at end of year2020-12-31$270,902
Participant contributions at beginning of year2020-12-31$91,836
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,854,965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$162
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$58
Total non interest bearing cash at end of year2020-12-31$153,960
Total non interest bearing cash at beginning of year2020-12-31$34,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$10,890,180
Value of net assets at end of year (total assets less liabilities)2020-12-31$39,807,626
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,999,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$92,323
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$39,067,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,779,959
Interest on participant loans2020-12-31$9,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$315,409
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$93,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$93,776
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,769,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,044,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,409,539
Contract administrator fees2020-12-31$118,692
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31UHY LLP
Accountancy firm EIN2020-12-31200694403
2019 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$14,587
Total transfer of assets to this plan2019-12-31$14,587
Total transfer of assets from this plan2019-12-31$35,216
Total transfer of assets from this plan2019-12-31$35,216
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$31,094
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$31,094
Total income from all sources (including contributions)2019-12-31$4,586,462
Total income from all sources (including contributions)2019-12-31$4,586,462
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$677,060
Total of all expenses incurred2019-12-31$677,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$551,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$551,361
Value of total corrective distributions2019-12-31$25,545
Value of total corrective distributions2019-12-31$25,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,982,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,982,682
Value of total assets at end of year2019-12-31$9,999,860
Value of total assets at end of year2019-12-31$9,999,860
Value of total assets at beginning of year2019-12-31$6,142,181
Value of total assets at beginning of year2019-12-31$6,142,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$100,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$100,154
Total interest from all sources2019-12-31$6,102
Total interest from all sources2019-12-31$6,102
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$219,504
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$219,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$219,504
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$219,504
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,046,725
Contributions received from participants2019-12-31$2,046,725
Participant contributions at end of year2019-12-31$91,836
Participant contributions at end of year2019-12-31$91,836
Participant contributions at beginning of year2019-12-31$108,385
Participant contributions at beginning of year2019-12-31$108,385
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$243,122
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$243,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$31,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$31,094
Total non interest bearing cash at end of year2019-12-31$34,289
Total non interest bearing cash at end of year2019-12-31$34,289
Total non interest bearing cash at beginning of year2019-12-31$63,680
Total non interest bearing cash at beginning of year2019-12-31$63,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,909,402
Value of net income/loss2019-12-31$3,909,402
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,999,860
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,999,860
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,111,087
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,111,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$37,292
Investment advisory and management fees2019-12-31$37,292
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,779,959
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,779,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,795,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,795,506
Interest on participant loans2019-12-31$5,849
Interest on participant loans2019-12-31$5,849
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$93,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$93,776
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$174,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$174,610
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$174,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$174,610
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,378,174
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,378,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$692,835
Contributions received in cash from employer2019-12-31$692,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$551,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$551,361
Contract administrator fees2019-12-31$62,862
Contract administrator fees2019-12-31$62,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31UHY LLP
Accountancy firm name2019-12-31UHY LLP
Accountancy firm EIN2019-12-31200694403
2018 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$535,115
Total transfer of assets from this plan2018-12-31$632,781
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$31,094
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,265,148
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$277,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$205,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,674,331
Value of total assets at end of year2018-12-31$6,142,181
Value of total assets at beginning of year2018-12-31$5,220,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$71,577
Total interest from all sources2018-12-31$4,896
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$162,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$162,854
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,258,871
Participant contributions at end of year2018-12-31$108,385
Participant contributions at beginning of year2018-12-31$66,805
Participant contributions at end of year2018-12-31$62,441
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$149,883
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$99,204
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$38,343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$31,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$63,680
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$987,758
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,111,087
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,220,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$31,452
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,795,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,949,592
Interest on participant loans2018-12-31$4,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$174,610
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$51
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$54,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-576,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$316,256
Employer contributions (assets) at end of year2018-12-31$52,454
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$205,813
Contract administrator fees2018-12-31$40,125
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31UHY LLP
Accountancy firm EIN2018-12-31200694403
2017 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$727,417
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,770,911
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$266,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$169,602
Expenses. Certain deemed distributions of participant loans2017-12-31$1,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,043,877
Value of total assets at end of year2017-12-31$5,220,995
Value of total assets at beginning of year2017-12-31$2,988,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$95,181
Total interest from all sources2017-12-31$3,111
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$721,962
Participant contributions at end of year2017-12-31$66,805
Participant contributions at beginning of year2017-12-31$27,295
Assets. Other investments not covered elsewhere at end of year2017-12-31$149,883
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$57,586
Other income not declared elsewhere2017-12-31$26,928
Administrative expenses (other) incurred2017-12-31$95,181
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$7,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,504,675
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,220,995
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,988,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,949,592
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,893,189
Interest on participant loans2017-12-31$2,785
Interest earned on other investments2017-12-31$326
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$54,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$60,636
Net investment gain/loss from pooled separate accounts2017-12-31$696,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$264,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$169,602
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31UHY LLP
Accountancy firm EIN2017-12-31200694403
2016 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$542,437
Total income from all sources (including contributions)2016-12-31$1,303,195
Total of all expenses incurred2016-12-31$302,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$273,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,030,380
Value of total assets at end of year2016-12-31$2,988,903
Value of total assets at beginning of year2016-12-31$2,531,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$29,510
Total interest from all sources2016-12-31$1,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$517,345
Participant contributions at end of year2016-12-31$27,295
Participant contributions at beginning of year2016-12-31$38,158
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$307,101
Total non interest bearing cash at end of year2016-12-31$7,783
Total non interest bearing cash at beginning of year2016-12-31$4,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,000,236
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,988,903
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,531,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$2,893,189
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,463,185
Interest on participant loans2016-12-31$1,317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$60,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$24,772
Net investment gain/loss from pooled separate accounts2016-12-31$271,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$205,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$273,449
Contract administrator fees2016-12-31$29,510
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31UHY LLP
Accountancy firm EIN2016-12-31200694403
2015 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$90,182
Total transfer of assets from this plan2015-12-31$1,341,202
Total income from all sources (including contributions)2015-12-31$603,836
Total of all expenses incurred2015-12-31$678,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$631,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$657,934
Value of total assets at end of year2015-12-31$2,531,104
Value of total assets at beginning of year2015-12-31$3,856,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$46,849
Total interest from all sources2015-12-31$2,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$503,934
Participant contributions at end of year2015-12-31$38,158
Participant contributions at beginning of year2015-12-31$72,654
Other income not declared elsewhere2015-12-31$4,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-74,496
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,531,104
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,856,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$3,429
Value of interest in pooled separate accounts at end of year2015-12-31$2,463,185
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,681,951
Interest on participant loans2015-12-31$2,927
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$29,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$102,015
Net investment gain/loss from pooled separate accounts2015-12-31$-61,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$154,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$631,483
Contract administrator fees2015-12-31$43,420
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COOPER NORMAN
Accountancy firm EIN2015-12-31820343828
2014 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,037,263
Total of all expenses incurred2014-12-31$293,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$263,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$858,660
Value of total assets at end of year2014-12-31$3,856,620
Value of total assets at beginning of year2014-12-31$3,113,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,992
Total interest from all sources2014-12-31$3,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$593,194
Participant contributions at end of year2014-12-31$72,654
Participant contributions at beginning of year2014-12-31$87,837
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$70,316
Other income not declared elsewhere2014-12-31$1,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$743,437
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,856,620
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,113,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,681,951
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,934,977
Interest on participant loans2014-12-31$3,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$102,015
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$90,369
Net investment gain/loss from pooled separate accounts2014-12-31$174,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$195,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$263,834
Contract administrator fees2014-12-31$29,992
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COOPER NORMAN
Accountancy firm EIN2014-12-31820343828
2013 : ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,316,157
Total of all expenses incurred2013-12-31$1,021,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$991,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$873,916
Value of total assets at end of year2013-12-31$3,113,875
Value of total assets at beginning of year2013-12-31$2,819,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,080
Total interest from all sources2013-12-31$3,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$626,274
Participant contributions at end of year2013-12-31$87,837
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$36,421
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$692
Other income not declared elsewhere2013-12-31$1,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$294,237
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,113,875
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,819,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,934,977
Interest on participant loans2013-12-31$3,558
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$90,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,819,638
Net investment gain/loss from pooled separate accounts2013-12-31$437,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$211,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$991,840
Contract administrator fees2013-12-31$30,080
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COOPER NORMAN
Accountancy firm EIN2013-12-31820343828

Form 5500 Responses for ATARAXIS, INC. RETIREMENT SAVINGS PLAN

2022: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ATARAXIS, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932210
Policy instance 1
Insurance contract or identification number932210
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932210
Policy instance 1
Insurance contract or identification number932210
Number of Individuals Covered289
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932210
Policy instance 1
Insurance contract or identification number932210
Number of Individuals Covered235
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,427
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,326
Insurance broker organization code?3
Insurance broker nameMML INSURANCE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932210
Policy instance 1
Insurance contract or identification number932210
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,712
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,707
Insurance broker organization code?3
Insurance broker nameMML INSURANCE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932210
Policy instance 1
Insurance contract or identification number932210
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,059
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $12,059
Insurance broker nameNATIONS FINANCIAL GROUP INC.

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