EQUIAN, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EQUIAN, LLC RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2021 : EQUIAN, LLC RETIREMENT SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-02-01 | $0 |
| Total transfer of assets from this plan | 2021-02-01 | $127,797,715 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-02-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-02-01 | $0 |
| Total income from all sources (including contributions) | 2021-02-01 | $-641,838 |
| Total loss/gain on sale of assets | 2021-02-01 | $0 |
| Total of all expenses incurred | 2021-02-01 | $1,834,944 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-02-01 | $1,827,269 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-02-01 | $0 |
| Value of total assets at end of year | 2021-02-01 | $0 |
| Value of total assets at beginning of year | 2021-02-01 | $130,274,497 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-02-01 | $7,675 |
| Total interest from all sources | 2021-02-01 | $6,905 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-02-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-02-01 | No |
| Was this plan covered by a fidelity bond | 2021-02-01 | Yes |
| Value of fidelity bond cover | 2021-02-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-02-01 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-02-01 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-02-01 | No |
| Participant contributions at end of year | 2021-02-01 | $0 |
| Participant contributions at beginning of year | 2021-02-01 | $1,641,937 |
| Administrative expenses (other) incurred | 2021-02-01 | $7,675 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-02-01 | No |
| Value of net income/loss | 2021-02-01 | $-2,476,782 |
| Value of net assets at end of year (total assets less liabilities) | 2021-02-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-02-01 | $130,274,497 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-02-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-02-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-02-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-02-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-02-01 | $126,630,264 |
| Interest on participant loans | 2021-02-01 | $6,905 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-02-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-02-01 | $2,002,296 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-02-01 | $-648,743 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-02-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-02-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-02-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-02-01 | $1,827,269 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-02-01 | Yes |
| Did the plan have assets held for investment | 2021-02-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-02-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-02-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2021-02-01 | Unqualified |
| Accountancy firm name | 2021-02-01 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2021-02-01 | 351346211 |
| 2020 : EQUIAN, LLC RETIREMENT SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $24,479,599 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $12,650,701 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $12,520,567 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $7,667,559 |
| Value of total assets at end of year | 2020-12-31 | $130,274,497 |
| Value of total assets at beginning of year | 2020-12-31 | $118,445,599 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $130,134 |
| Total interest from all sources | 2020-12-31 | $147,760 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $4,804,793 |
| Participant contributions at end of year | 2020-12-31 | $1,641,937 |
| Participant contributions at beginning of year | 2020-12-31 | $1,837,624 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $281,175 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $225,580 |
| Administrative expenses (other) incurred | 2020-12-31 | $130,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $11,828,898 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $130,274,497 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $118,445,599 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $126,630,264 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $114,021,305 |
| Interest on participant loans | 2020-12-31 | $98,423 |
| Interest earned on other investments | 2020-12-31 | $49,337 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $2,002,296 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $1,656,846 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $16,664,280 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,637,186 |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $648,649 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $12,520,567 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| 2019 : EQUIAN, LLC RETIREMENT SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $37,630,458 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $7,776,319 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $7,610,284 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $27,433 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,701,764 |
| Value of total assets at end of year | 2019-12-31 | $118,445,599 |
| Value of total assets at beginning of year | 2019-12-31 | $88,591,460 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $138,602 |
| Total interest from all sources | 2019-12-31 | $131,334 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $10,602,240 |
| Participant contributions at end of year | 2019-12-31 | $1,837,624 |
| Participant contributions at beginning of year | 2019-12-31 | $1,678,578 |
| Participant contributions at end of year | 2019-12-31 | $281,175 |
| Participant contributions at beginning of year | 2019-12-31 | $485,529 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $727,186 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $2,918,688 |
| Administrative expenses (other) incurred | 2019-12-31 | $138,602 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $29,854,139 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $118,445,599 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $88,591,460 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $114,021,305 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $82,108,558 |
| Income. Interest from loans (other than to participants) | 2019-12-31 | $98,230 |
| Interest earned on other investments | 2019-12-31 | $33,104 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,656,846 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $867,762 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $18,797,360 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $7,372,338 |
| Employer contributions (assets) at end of year | 2019-12-31 | $648,649 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $532,345 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,610,284 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2019-12-31 | 351346211 |
| 2018 : EQUIAN, LLC RETIREMENT SAVINGS PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2018-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $4,765,952 |
| Total transfer of assets from this plan | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $38,049 |
| Expenses. Interest paid | 2018-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $14,993,631 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $12,455,155 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $12,330,963 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $0 |
| Value of total corrective distributions | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $17,604,145 |
| Value of total assets at end of year | 2018-12-31 | $88,591,460 |
| Value of total assets at beginning of year | 2018-12-31 | $81,325,081 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $124,192 |
| Total income from rents | 2018-12-31 | $0 |
| Total interest from all sources | 2018-12-31 | $532,546 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $0 |
| Assets. Real estate other than employer real property at end of year | 2018-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2018-12-31 | $0 |
| Administrative expenses professional fees incurred | 2018-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $9,154,934 |
| Participant contributions at end of year | 2018-12-31 | $1,678,578 |
| Participant contributions at beginning of year | 2018-12-31 | $1,441,244 |
| Participant contributions at end of year | 2018-12-31 | $485,529 |
| Participant contributions at beginning of year | 2018-12-31 | $10,724 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,225,051 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $2,918,688 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $683,203 |
| Assets. Loans (other than to participants) at end of year | 2018-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $38,049 |
| Other income not declared elsewhere | 2018-12-31 | $0 |
| Administrative expenses (other) incurred | 2018-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $0 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Income. Non cash contributions | 2018-12-31 | $0 |
| Value of net income/loss | 2018-12-31 | $2,538,476 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $88,591,460 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $81,287,032 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2018-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2018-12-31 | $0 |
| Investment advisory and management fees | 2018-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $82,108,558 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $71,895,244 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $0 |
| Interest on participant loans | 2018-12-31 | $101,009 |
| Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
| Interest earned on other investments | 2018-12-31 | $431,537 |
| Income. Interest from US Government securities | 2018-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2018-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $867,762 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $7,103,245 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $0 |
| Asset value of US Government securities at end of year | 2018-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,143,060 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Assets. Invements in employer securities at end of year | 2018-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2018-12-31 | $0 |
| Assets. Value of employer real property at end of year | 2018-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2018-12-31 | $0 |
| Contributions received in cash from employer | 2018-12-31 | $6,224,160 |
| Employer contributions (assets) at end of year | 2018-12-31 | $532,345 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $191,421 |
| Income. Dividends from preferred stock | 2018-12-31 | $0 |
| Income. Dividends from common stock | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $12,330,963 |
| Asset. Corporate debt instrument preferred debt at end of year | 2018-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $0 |
| Contract administrator fees | 2018-12-31 | $124,192 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2018-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2018-12-31 | $0 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at end of year | 2018-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2018-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HARDING, SHYMANSKI & COMPANY, PSC |
| Accountancy firm EIN | 2018-12-31 | 351346211 |
| 2017 : EQUIAN, LLC RETIREMENT SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $683,203 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $38,049 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $2,206,891 |
| Total income from all sources (including contributions) | 2017-12-31 | $21,561,448 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $6,556,833 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,337,932 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $28,910 |
| Value of total corrective distributions | 2017-12-31 | $7,039 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $10,842,098 |
| Value of total assets at end of year | 2017-12-31 | $81,325,081 |
| Value of total assets at beginning of year | 2017-12-31 | $67,806,105 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $182,952 |
| Total interest from all sources | 2017-12-31 | $229,353 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $5,944,265 |
| Participant contributions at end of year | 2017-12-31 | $1,441,244 |
| Participant contributions at beginning of year | 2017-12-31 | $1,204,123 |
| Participant contributions at end of year | 2017-12-31 | $10,724 |
| Participant contributions at beginning of year | 2017-12-31 | $159,687 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $424,286 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $683,203 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $10,413,091 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $38,049 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $2,160,047 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $46,844 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $15,004,615 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $81,287,032 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $65,599,214 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $99,611 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $71,895,244 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $50,376,968 |
| Interest on participant loans | 2017-12-31 | $75,947 |
| Interest earned on other investments | 2017-12-31 | $153,406 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $7,103,245 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $5,473,015 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,489,997 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $4,473,547 |
| Employer contributions (assets) at end of year | 2017-12-31 | $191,421 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $179,221 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,337,932 |
| Contract administrator fees | 2017-12-31 | $83,341 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HARDING, SHYMANSKI & COMPANY, PSC |
| Accountancy firm EIN | 2017-12-31 | 351346211 |
