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SEA EAGLE, LP 401(K) PLAN 401k Plan overview

Plan NameSEA EAGLE, LP 401(K) PLAN
Plan identification number 002

SEA EAGLE, LP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SEA EAGLE, LP has sponsored the creation of one or more 401k plans.

Company Name:SEA EAGLE, LP
Employer identification number (EIN):270179202
NAIC Classification:722300
NAIC Description: Special Food Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEA EAGLE, LP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-02-01
0022021-02-01
0022020-02-01
0022019-02-01
0022018-02-01
0022017-02-01CHARLES MAIER
0022016-02-01
0022015-02-01CHARLES MAIER
0022014-02-01CHARLES MAIER
0022013-02-01CHARLES MAIER
0022012-02-01CHARLES MAIER
0022011-02-01CHARLES MAIER

Plan Statistics for SEA EAGLE, LP 401(K) PLAN

401k plan membership statisitcs for SEA EAGLE, LP 401(K) PLAN

Measure Date Value
2022: SEA EAGLE, LP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-02-01128
Total number of active participants reported on line 7a of the Form 55002022-02-01114
Number of retired or separated participants receiving benefits2022-02-015
Number of other retired or separated participants entitled to future benefits2022-02-0111
Total of all active and inactive participants2022-02-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-02-010
Total participants2022-02-01130
Number of participants with account balances2022-02-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-02-010
2021: SEA EAGLE, LP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-02-01143
Total number of active participants reported on line 7a of the Form 55002021-02-01111
Number of retired or separated participants receiving benefits2021-02-015
Number of other retired or separated participants entitled to future benefits2021-02-019
Total of all active and inactive participants2021-02-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-02-010
Total participants2021-02-01125
Number of participants with account balances2021-02-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-02-010
2020: SEA EAGLE, LP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-02-01191
Total number of active participants reported on line 7a of the Form 55002020-02-01113
Number of retired or separated participants receiving benefits2020-02-015
Number of other retired or separated participants entitled to future benefits2020-02-0116
Total of all active and inactive participants2020-02-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-02-010
Total participants2020-02-01134
Number of participants with account balances2020-02-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-02-010
2019: SEA EAGLE, LP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-02-01137
Total number of active participants reported on line 7a of the Form 55002019-02-01183
Number of retired or separated participants receiving benefits2019-02-014
Number of other retired or separated participants entitled to future benefits2019-02-014
Total of all active and inactive participants2019-02-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-02-010
Total participants2019-02-01191
Number of participants with account balances2019-02-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-02-010
2018: SEA EAGLE, LP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-02-01140
Total number of active participants reported on line 7a of the Form 55002018-02-01131
Number of retired or separated participants receiving benefits2018-02-010
Number of other retired or separated participants entitled to future benefits2018-02-016
Total of all active and inactive participants2018-02-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-02-010
Total participants2018-02-01137
Number of participants with account balances2018-02-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-02-010
2017: SEA EAGLE, LP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-02-01118
Total number of active participants reported on line 7a of the Form 55002017-02-01126
Number of retired or separated participants receiving benefits2017-02-012
Number of other retired or separated participants entitled to future benefits2017-02-010
Total of all active and inactive participants2017-02-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-02-010
Total participants2017-02-01128
Number of participants with account balances2017-02-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-02-010
2016: SEA EAGLE, LP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-02-01147
Total number of active participants reported on line 7a of the Form 55002016-02-01121
Number of retired or separated participants receiving benefits2016-02-010
Number of other retired or separated participants entitled to future benefits2016-02-016
Total of all active and inactive participants2016-02-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-02-010
Total participants2016-02-01127
Number of participants with account balances2016-02-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-02-010
2015: SEA EAGLE, LP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-02-01140
Total number of active participants reported on line 7a of the Form 55002015-02-01122
Number of retired or separated participants receiving benefits2015-02-010
Number of other retired or separated participants entitled to future benefits2015-02-017
Total of all active and inactive participants2015-02-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-02-010
Total participants2015-02-01129
Number of participants with account balances2015-02-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-02-010
2014: SEA EAGLE, LP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-02-01128
Total number of active participants reported on line 7a of the Form 55002014-02-01113
Number of retired or separated participants receiving benefits2014-02-010
Number of other retired or separated participants entitled to future benefits2014-02-0110
Total of all active and inactive participants2014-02-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-02-010
Total participants2014-02-01123
Number of participants with account balances2014-02-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-02-010
2013: SEA EAGLE, LP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-02-01136
Total number of active participants reported on line 7a of the Form 55002013-02-01111
Number of retired or separated participants receiving benefits2013-02-010
Number of other retired or separated participants entitled to future benefits2013-02-016
Total of all active and inactive participants2013-02-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-02-010
Total participants2013-02-01117
Number of participants with account balances2013-02-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-02-010
2012: SEA EAGLE, LP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-02-01117
Total number of active participants reported on line 7a of the Form 55002012-02-01109
Number of retired or separated participants receiving benefits2012-02-010
Number of other retired or separated participants entitled to future benefits2012-02-014
Total of all active and inactive participants2012-02-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-010
Total participants2012-02-01113
Number of participants with account balances2012-02-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-02-012
2011: SEA EAGLE, LP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-02-01112
Total number of active participants reported on line 7a of the Form 55002011-02-0198
Number of retired or separated participants receiving benefits2011-02-010
Number of other retired or separated participants entitled to future benefits2011-02-015
Total of all active and inactive participants2011-02-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-010
Total participants2011-02-01103
Number of participants with account balances2011-02-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-012

Financial Data on SEA EAGLE, LP 401(K) PLAN

Measure Date Value
2023 : SEA EAGLE, LP 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total income from all sources (including contributions)2023-01-31$-30,720
Total loss/gain on sale of assets2023-01-31$0
Total of all expenses incurred2023-01-31$60,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-31$36,157
Expenses. Certain deemed distributions of participant loans2023-01-31$1,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-31$39,488
Value of total assets at end of year2023-01-31$1,120,903
Value of total assets at beginning of year2023-01-31$1,211,920
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-31$22,273
Total interest from all sources2023-01-31$767
Total dividends received (eg from common stock, registered investment company shares)2023-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-31No
Was this plan covered by a fidelity bond2023-01-31Yes
Value of fidelity bond cover2023-01-31$175,000
If this is an individual account plan, was there a blackout period2023-01-31No
Were there any nonexempt tranactions with any party-in-interest2023-01-31No
Contributions received from participants2023-01-31$39,488
Participant contributions at end of year2023-01-31$19,931
Participant contributions at beginning of year2023-01-31$28,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Value of net income/loss2023-01-31$-91,017
Value of net assets at end of year (total assets less liabilities)2023-01-31$1,120,903
Value of net assets at beginning of year (total assets less liabilities)2023-01-31$1,211,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-31No
Were any leases to which the plan was party in default or uncollectible2023-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-31$1,100,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-31$1,183,119
Interest on participant loans2023-01-31$767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-31$-70,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-31No
Was there a failure to transmit to the plan any participant contributions2023-01-31No
Has the plan failed to provide any benefit when due under the plan2023-01-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-31$36,157
Contract administrator fees2023-01-31$22,273
Did the plan have assets held for investment2023-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-31No
Opinion of an independent qualified public accountant for this plan2023-01-31Unqualified
Accountancy firm name2023-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2023-01-31770096938
2022 : SEA EAGLE, LP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-31$0
Total income from all sources (including contributions)2022-01-31$167,504
Total loss/gain on sale of assets2022-01-31$0
Total of all expenses incurred2022-01-31$441,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-31$408,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-31$35,155
Value of total assets at end of year2022-01-31$1,211,920
Value of total assets at beginning of year2022-01-31$1,485,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-31$32,658
Total interest from all sources2022-01-31$302
Total dividends received (eg from common stock, registered investment company shares)2022-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-31No
Was this plan covered by a fidelity bond2022-01-31Yes
Value of fidelity bond cover2022-01-31$175,000
If this is an individual account plan, was there a blackout period2022-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-01-31$0
Were there any nonexempt tranactions with any party-in-interest2022-01-31No
Contributions received from participants2022-01-31$35,155
Participant contributions at end of year2022-01-31$28,801
Participant contributions at beginning of year2022-01-31$6,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-31No
Value of net income/loss2022-01-31$-273,548
Value of net assets at end of year (total assets less liabilities)2022-01-31$1,211,920
Value of net assets at beginning of year (total assets less liabilities)2022-01-31$1,485,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-31No
Were any leases to which the plan was party in default or uncollectible2022-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-31$1,183,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-31$1,479,331
Interest on participant loans2022-01-31$302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-31$132,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-31No
Was there a failure to transmit to the plan any participant contributions2022-01-31Yes
Has the plan failed to provide any benefit when due under the plan2022-01-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-31$408,394
Contract administrator fees2022-01-31$32,658
Did the plan have assets held for investment2022-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-31No
Opinion of an independent qualified public accountant for this plan2022-01-31Disclaimer
Accountancy firm name2022-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2022-01-31770096938
2021 : SEA EAGLE, LP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-31$0
Total income from all sources (including contributions)2021-01-31$243,680
Total loss/gain on sale of assets2021-01-31$0
Total of all expenses incurred2021-01-31$209,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-31$190,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-31$35,627
Value of total assets at end of year2021-01-31$1,485,468
Value of total assets at beginning of year2021-01-31$1,451,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-31$18,763
Total interest from all sources2021-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-31No
Was this plan covered by a fidelity bond2021-01-31Yes
Value of fidelity bond cover2021-01-31$125,000
If this is an individual account plan, was there a blackout period2021-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-01-31$0
Were there any nonexempt tranactions with any party-in-interest2021-01-31No
Contributions received from participants2021-01-31$30,627
Participant contributions at end of year2021-01-31$6,137
Participant contributions at beginning of year2021-01-31$0
Participant contributions at end of year2021-01-31$0
Participant contributions at beginning of year2021-01-31$2,711
Liabilities. Value of operating payables at end of year2021-01-31$0
Liabilities. Value of operating payables at beginning of year2021-01-31$0
Total non interest bearing cash at end of year2021-01-31$0
Total non interest bearing cash at beginning of year2021-01-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-31No
Value of net income/loss2021-01-31$34,059
Value of net assets at end of year (total assets less liabilities)2021-01-31$1,485,468
Value of net assets at beginning of year (total assets less liabilities)2021-01-31$1,451,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-31No
Were any leases to which the plan was party in default or uncollectible2021-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-01-31$1,479,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-01-31$1,438,536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-01-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-01-31$208,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-31No
Was there a failure to transmit to the plan any participant contributions2021-01-31No
Has the plan failed to provide any benefit when due under the plan2021-01-31No
Contributions received in cash from employer2021-01-31$5,000
Employer contributions (assets) at end of year2021-01-31$0
Employer contributions (assets) at beginning of year2021-01-31$10,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-01-31$190,858
Contract administrator fees2021-01-31$18,763
Did the plan have assets held for investment2021-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-31No
Opinion of an independent qualified public accountant for this plan2021-01-31Disclaimer
Accountancy firm name2021-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2021-01-31770096938
2020 : SEA EAGLE, LP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-01-31$0
Total unrealized appreciation/depreciation of assets2020-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total income from all sources (including contributions)2020-01-31$212,594
Total income from all sources (including contributions)2020-01-31$212,594
Total loss/gain on sale of assets2020-01-31$0
Total loss/gain on sale of assets2020-01-31$0
Total of all expenses incurred2020-01-31$28,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-31$17,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-31$17,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-31$67,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-31$67,609
Value of total assets at end of year2020-01-31$1,451,409
Value of total assets at end of year2020-01-31$1,451,409
Value of total assets at beginning of year2020-01-31$1,266,880
Value of total assets at beginning of year2020-01-31$1,266,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-31$10,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-31$10,547
Total interest from all sources2020-01-31$0
Total interest from all sources2020-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-31No
Was this plan covered by a fidelity bond2020-01-31Yes
Was this plan covered by a fidelity bond2020-01-31Yes
Value of fidelity bond cover2020-01-31$130,000
Value of fidelity bond cover2020-01-31$130,000
If this is an individual account plan, was there a blackout period2020-01-31No
If this is an individual account plan, was there a blackout period2020-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-01-31$0
Were there any nonexempt tranactions with any party-in-interest2020-01-31No
Were there any nonexempt tranactions with any party-in-interest2020-01-31No
Contributions received from participants2020-01-31$67,609
Contributions received from participants2020-01-31$67,609
Participant contributions at end of year2020-01-31$2,711
Participant contributions at beginning of year2020-01-31$2,711
Participant contributions at beginning of year2020-01-31$2,711
Liabilities. Value of operating payables at end of year2020-01-31$0
Liabilities. Value of operating payables at end of year2020-01-31$0
Liabilities. Value of operating payables at beginning of year2020-01-31$0
Liabilities. Value of operating payables at beginning of year2020-01-31$0
Total non interest bearing cash at end of year2020-01-31$2
Total non interest bearing cash at end of year2020-01-31$2
Total non interest bearing cash at beginning of year2020-01-31$0
Total non interest bearing cash at beginning of year2020-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Value of net income/loss2020-01-31$184,529
Value of net income/loss2020-01-31$184,529
Value of net assets at end of year (total assets less liabilities)2020-01-31$1,451,409
Value of net assets at end of year (total assets less liabilities)2020-01-31$1,451,409
Value of net assets at beginning of year (total assets less liabilities)2020-01-31$1,266,880
Value of net assets at beginning of year (total assets less liabilities)2020-01-31$1,266,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-31No
Were any leases to which the plan was party in default or uncollectible2020-01-31No
Were any leases to which the plan was party in default or uncollectible2020-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-01-31$1,438,536
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-01-31$1,438,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-01-31$1,254,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-01-31$1,254,009
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-01-31$144,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-31No
Was there a failure to transmit to the plan any participant contributions2020-01-31No
Was there a failure to transmit to the plan any participant contributions2020-01-31No
Has the plan failed to provide any benefit when due under the plan2020-01-31No
Has the plan failed to provide any benefit when due under the plan2020-01-31No
Employer contributions (assets) at end of year2020-01-31$10,160
Employer contributions (assets) at end of year2020-01-31$10,160
Employer contributions (assets) at beginning of year2020-01-31$10,160
Employer contributions (assets) at beginning of year2020-01-31$10,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-01-31$17,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-01-31$17,518
Contract administrator fees2020-01-31$10,547
Did the plan have assets held for investment2020-01-31Yes
Did the plan have assets held for investment2020-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-31Yes
Opinion of an independent qualified public accountant for this plan2020-01-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-01-31Disclaimer
Accountancy firm name2020-01-31WALTER & KONDRASHEFF
Accountancy firm name2020-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2020-01-31770096938
Accountancy firm EIN2020-01-31770096938
2019 : SEA EAGLE, LP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-01-31$0
Total income from all sources (including contributions)2019-01-31$-42,796
Total loss/gain on sale of assets2019-01-31$0
Total of all expenses incurred2019-01-31$82,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-01-31$68,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-01-31$64,242
Value of total assets at end of year2019-01-31$1,266,880
Value of total assets at beginning of year2019-01-31$1,392,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-01-31$14,405
Total interest from all sources2019-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-01-31No
Was this plan covered by a fidelity bond2019-01-31Yes
Value of fidelity bond cover2019-01-31$125,000
If this is an individual account plan, was there a blackout period2019-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-01-31$0
Were there any nonexempt tranactions with any party-in-interest2019-01-31No
Contributions received from participants2019-01-31$64,242
Participant contributions at end of year2019-01-31$2,711
Participant contributions at beginning of year2019-01-31$2,711
Liabilities. Value of operating payables at end of year2019-01-31$0
Liabilities. Value of operating payables at beginning of year2019-01-31$0
Total non interest bearing cash at end of year2019-01-31$0
Total non interest bearing cash at beginning of year2019-01-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-01-31No
Value of net income/loss2019-01-31$-125,285
Value of net assets at end of year (total assets less liabilities)2019-01-31$1,266,880
Value of net assets at beginning of year (total assets less liabilities)2019-01-31$1,392,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-01-31No
Were any leases to which the plan was party in default or uncollectible2019-01-31No
Investment advisory and management fees2019-01-31$3,676
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-01-31$1,254,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-01-31$1,375,831
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-01-31$3,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-01-31$-107,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-01-31No
Was there a failure to transmit to the plan any participant contributions2019-01-31No
Has the plan failed to provide any benefit when due under the plan2019-01-31No
Employer contributions (assets) at end of year2019-01-31$10,160
Employer contributions (assets) at beginning of year2019-01-31$10,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-01-31$68,084
Contract administrator fees2019-01-31$10,729
Did the plan have assets held for investment2019-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-01-31Yes
Opinion of an independent qualified public accountant for this plan2019-01-31Disclaimer
Accountancy firm name2019-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2019-01-31770096938
2018 : SEA EAGLE, LP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-31$6,000
Total income from all sources (including contributions)2018-01-31$294,500
Total loss/gain on sale of assets2018-01-31$0
Total of all expenses incurred2018-01-31$165,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-01-31$153,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-01-31$67,788
Value of total assets at end of year2018-01-31$1,392,165
Value of total assets at beginning of year2018-01-31$1,269,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-01-31$11,764
Total interest from all sources2018-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-01-31No
Was this plan covered by a fidelity bond2018-01-31Yes
Value of fidelity bond cover2018-01-31$125,000
If this is an individual account plan, was there a blackout period2018-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-01-31$0
Were there any nonexempt tranactions with any party-in-interest2018-01-31No
Contributions received from participants2018-01-31$62,778
Participant contributions at end of year2018-01-31$2,711
Participant contributions at beginning of year2018-01-31$4,406
Other income not declared elsewhere2018-01-31$3
Administrative expenses (other) incurred2018-01-31$1,710
Liabilities. Value of operating payables at end of year2018-01-31$0
Liabilities. Value of operating payables at beginning of year2018-01-31$6,000
Total non interest bearing cash at end of year2018-01-31$2
Total non interest bearing cash at beginning of year2018-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-31No
Value of net income/loss2018-01-31$128,957
Value of net assets at end of year (total assets less liabilities)2018-01-31$1,392,165
Value of net assets at beginning of year (total assets less liabilities)2018-01-31$1,263,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-01-31No
Were any leases to which the plan was party in default or uncollectible2018-01-31No
Investment advisory and management fees2018-01-31$3,961
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-01-31$1,375,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-01-31$1,251,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-01-31$3,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-01-31$3,156
Net investment gain/loss from pooled separate accounts2018-01-31$226,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-01-31No
Was there a failure to transmit to the plan any participant contributions2018-01-31No
Has the plan failed to provide any benefit when due under the plan2018-01-31No
Contributions received in cash from employer2018-01-31$5,010
Employer contributions (assets) at end of year2018-01-31$10,160
Employer contributions (assets) at beginning of year2018-01-31$10,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-01-31$153,779
Contract administrator fees2018-01-31$6,093
Did the plan have assets held for investment2018-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-01-31Yes
Opinion of an independent qualified public accountant for this plan2018-01-31Disclaimer
Accountancy firm name2018-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2018-01-31770096938
2017 : SEA EAGLE, LP 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-01-31$-6
Total unrealized appreciation/depreciation of assets2017-01-31$-6
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$6,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$11,523
Total income from all sources (including contributions)2017-01-31$241,944
Total loss/gain on sale of assets2017-01-31$0
Total of all expenses incurred2017-01-31$39,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-31$21,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-31$68,835
Value of total assets at end of year2017-01-31$1,269,208
Value of total assets at beginning of year2017-01-31$1,071,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-31$17,297
Total interest from all sources2017-01-31$47
Total dividends received (eg from common stock, registered investment company shares)2017-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-31No
Administrative expenses professional fees incurred2017-01-31$7,748
Was this plan covered by a fidelity bond2017-01-31Yes
Value of fidelity bond cover2017-01-31$125,000
If this is an individual account plan, was there a blackout period2017-01-31No
Were there any nonexempt tranactions with any party-in-interest2017-01-31No
Contributions received from participants2017-01-31$57,224
Participant contributions at end of year2017-01-31$4,406
Participant contributions at beginning of year2017-01-31$1,819
Assets. Other investments not covered elsewhere at beginning of year2017-01-31$5
Income. Received or receivable in cash from other sources (including rollovers)2017-01-31$6,461
Other income not declared elsewhere2017-01-31$44
Liabilities. Value of operating payables at end of year2017-01-31$6,000
Liabilities. Value of operating payables at beginning of year2017-01-31$11,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Value of net income/loss2017-01-31$202,801
Value of net assets at end of year (total assets less liabilities)2017-01-31$1,263,208
Value of net assets at beginning of year (total assets less liabilities)2017-01-31$1,060,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-31No
Were any leases to which the plan was party in default or uncollectible2017-01-31No
Investment advisory and management fees2017-01-31$3,543
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-01-31$1,251,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-01-31$1,040,263
Interest earned on other investments2017-01-31$47
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-01-31$3,156
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-01-31$20,247
Net investment gain/loss from pooled separate accounts2017-01-31$173,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-31No
Was there a failure to transmit to the plan any participant contributions2017-01-31Yes
Has the plan failed to provide any benefit when due under the plan2017-01-31No
Contributions received in cash from employer2017-01-31$5,150
Employer contributions (assets) at end of year2017-01-31$10,089
Employer contributions (assets) at beginning of year2017-01-31$9,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-01-31$21,846
Contract administrator fees2017-01-31$6,006
Did the plan have assets held for investment2017-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-31Yes
Opinion of an independent qualified public accountant for this plan2017-01-31Disclaimer
Accountancy firm name2017-01-31WALTER & KONDRASHEFF
Accountancy firm EIN2017-01-31770096938
2016 : SEA EAGLE, LP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$11,523
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total income from all sources (including contributions)2016-01-31$2,883
Total loss/gain on sale of assets2016-01-31$0
Total of all expenses incurred2016-01-31$298,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-01-31$274,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-01-31$54,228
Value of total assets at end of year2016-01-31$1,071,930
Value of total assets at beginning of year2016-01-31$1,355,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-01-31$23,775
Total interest from all sources2016-01-31$36
Total dividends received (eg from common stock, registered investment company shares)2016-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-01-31No
Administrative expenses professional fees incurred2016-01-31$13,992
Was this plan covered by a fidelity bond2016-01-31Yes
Value of fidelity bond cover2016-01-31$125,000
If this is an individual account plan, was there a blackout period2016-01-31No
Were there any nonexempt tranactions with any party-in-interest2016-01-31No
Contributions received from participants2016-01-31$48,535
Participant contributions at end of year2016-01-31$1,819
Participant contributions at beginning of year2016-01-31$1,669
Assets. Other investments not covered elsewhere at end of year2016-01-31$5
Income. Received or receivable in cash from other sources (including rollovers)2016-01-31$748
Liabilities. Value of operating payables at end of year2016-01-31$11,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Value of net income/loss2016-01-31$-295,245
Value of net assets at end of year (total assets less liabilities)2016-01-31$1,060,407
Value of net assets at beginning of year (total assets less liabilities)2016-01-31$1,355,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-01-31No
Were any leases to which the plan was party in default or uncollectible2016-01-31No
Investment advisory and management fees2016-01-31$3,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-01-31$1,040,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-01-31$1,325,020
Interest earned on other investments2016-01-31$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-01-31$20,247
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-01-31$19,776
Net investment gain/loss from pooled separate accounts2016-01-31$-51,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-01-31No
Was there a failure to transmit to the plan any participant contributions2016-01-31Yes
Has the plan failed to provide any benefit when due under the plan2016-01-31No
Contributions received in cash from employer2016-01-31$4,945
Employer contributions (assets) at end of year2016-01-31$9,596
Employer contributions (assets) at beginning of year2016-01-31$9,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-01-31$274,353
Contract administrator fees2016-01-31$6,016
Did the plan have assets held for investment2016-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-01-31Yes
Opinion of an independent qualified public accountant for this plan2016-01-31Disclaimer
Accountancy firm name2016-01-31WALTERS & KONDRASHEFF
Accountancy firm EIN2016-01-31770096938
2015 : SEA EAGLE, LP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total income from all sources (including contributions)2015-01-31$104,131
Total loss/gain on sale of assets2015-01-31$0
Total of all expenses incurred2015-01-31$38,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-01-31$21,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-01-31$47,389
Value of total assets at end of year2015-01-31$1,355,652
Value of total assets at beginning of year2015-01-31$1,290,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-01-31$17,247
Total interest from all sources2015-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-01-31No
Administrative expenses professional fees incurred2015-01-31$7,015
Was this plan covered by a fidelity bond2015-01-31Yes
Value of fidelity bond cover2015-01-31$125,000
If this is an individual account plan, was there a blackout period2015-01-31No
Were there any nonexempt tranactions with any party-in-interest2015-01-31No
Contributions received from participants2015-01-31$42,733
Participant contributions at end of year2015-01-31$1,669
Participant contributions at beginning of year2015-01-31$2,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Value of net income/loss2015-01-31$65,537
Value of net assets at end of year (total assets less liabilities)2015-01-31$1,355,652
Value of net assets at beginning of year (total assets less liabilities)2015-01-31$1,290,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-01-31No
Were any leases to which the plan was party in default or uncollectible2015-01-31No
Investment advisory and management fees2015-01-31$4,008
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-01-31$1,325,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-01-31$1,248,930
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-01-31$19,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-01-31$18,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-01-31$56,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-01-31No
Was there a failure to transmit to the plan any participant contributions2015-01-31No
Has the plan failed to provide any benefit when due under the plan2015-01-31No
Contributions received in cash from employer2015-01-31$4,656
Employer contributions (assets) at end of year2015-01-31$9,187
Employer contributions (assets) at beginning of year2015-01-31$20,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-01-31$21,347
Contract administrator fees2015-01-31$6,224
Did the plan have assets held for investment2015-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-01-31Yes
Opinion of an independent qualified public accountant for this plan2015-01-31Disclaimer
Accountancy firm name2015-01-31WALTERS & KONDRASHEFF
Accountancy firm EIN2015-01-31770096938
2014 : SEA EAGLE, LP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total income from all sources (including contributions)2014-01-31$195,788
Total loss/gain on sale of assets2014-01-31$0
Total of all expenses incurred2014-01-31$68,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-01-31$56,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-01-31$60,630
Value of total assets at end of year2014-01-31$1,290,115
Value of total assets at beginning of year2014-01-31$1,163,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-01-31$12,390
Total interest from all sources2014-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-01-31No
Administrative expenses professional fees incurred2014-01-31$2,462
Was this plan covered by a fidelity bond2014-01-31Yes
Value of fidelity bond cover2014-01-31$125,000
If this is an individual account plan, was there a blackout period2014-01-31No
Were there any nonexempt tranactions with any party-in-interest2014-01-31No
Contributions received from participants2014-01-31$56,093
Participant contributions at end of year2014-01-31$2,030
Participant contributions at beginning of year2014-01-31$4,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Value of net income/loss2014-01-31$127,021
Value of net assets at end of year (total assets less liabilities)2014-01-31$1,290,115
Value of net assets at beginning of year (total assets less liabilities)2014-01-31$1,163,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-01-31No
Were any leases to which the plan was party in default or uncollectible2014-01-31No
Investment advisory and management fees2014-01-31$3,679
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-01-31$1,248,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-01-31$1,125,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-01-31$18,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-01-31$17,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-01-31$135,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-01-31No
Was there a failure to transmit to the plan any participant contributions2014-01-31No
Has the plan failed to provide any benefit when due under the plan2014-01-31No
Contributions received in cash from employer2014-01-31$4,537
Employer contributions (assets) at end of year2014-01-31$20,521
Employer contributions (assets) at beginning of year2014-01-31$15,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-01-31$56,377
Contract administrator fees2014-01-31$6,249
Did the plan have assets held for investment2014-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-01-31Yes
Opinion of an independent qualified public accountant for this plan2014-01-31Disclaimer
Accountancy firm name2014-01-31WALTERS & KONDRASHEFF
Accountancy firm EIN2014-01-31770096938
2013 : SEA EAGLE, LP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total income from all sources (including contributions)2013-01-31$182,712
Total loss/gain on sale of assets2013-01-31$0
Total of all expenses incurred2013-01-31$31,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-01-31$20,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-01-31$83,808
Value of total assets at end of year2013-01-31$1,163,094
Value of total assets at beginning of year2013-01-31$1,012,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-01-31$11,582
Total interest from all sources2013-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-01-31No
Administrative expenses professional fees incurred2013-01-31$2,223
Was this plan covered by a fidelity bond2013-01-31Yes
Value of fidelity bond cover2013-01-31$125,000
If this is an individual account plan, was there a blackout period2013-01-31No
Were there any nonexempt tranactions with any party-in-interest2013-01-31No
Contributions received from participants2013-01-31$67,824
Participant contributions at end of year2013-01-31$4,126
Participant contributions at beginning of year2013-01-31$1,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Value of net income/loss2013-01-31$150,786
Value of net assets at end of year (total assets less liabilities)2013-01-31$1,163,094
Value of net assets at beginning of year (total assets less liabilities)2013-01-31$1,012,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-01-31No
Were any leases to which the plan was party in default or uncollectible2013-01-31No
Investment advisory and management fees2013-01-31$3,163
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-01-31$1,125,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-01-31$961,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-01-31$17,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-01-31$32,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-01-31$98,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-01-31No
Was there a failure to transmit to the plan any participant contributions2013-01-31No
Has the plan failed to provide any benefit when due under the plan2013-01-31No
Contributions received in cash from employer2013-01-31$15,984
Employer contributions (assets) at end of year2013-01-31$15,984
Employer contributions (assets) at beginning of year2013-01-31$15,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-01-31$20,344
Contract administrator fees2013-01-31$6,196
Did the plan have assets held for investment2013-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-01-31Yes
Opinion of an independent qualified public accountant for this plan2013-01-31Disclaimer
Accountancy firm name2013-01-31WALTERS & KONDRASHEFF
Accountancy firm EIN2013-01-31770096938
2012 : SEA EAGLE, LP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$0
Total income from all sources (including contributions)2012-01-31$64,810
Total loss/gain on sale of assets2012-01-31$0
Total of all expenses incurred2012-01-31$47,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-01-31$33,877
Value of total corrective distributions2012-01-31$1,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-01-31$74,394
Value of total assets at end of year2012-01-31$1,012,308
Value of total assets at beginning of year2012-01-31$995,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-01-31$12,356
Total interest from all sources2012-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-01-31No
Administrative expenses professional fees incurred2012-01-31$3,125
Was this plan covered by a fidelity bond2012-01-31Yes
Value of fidelity bond cover2012-01-31$125,000
If this is an individual account plan, was there a blackout period2012-01-31No
Were there any nonexempt tranactions with any party-in-interest2012-01-31No
Contributions received from participants2012-01-31$49,226
Participant contributions at end of year2012-01-31$1,921
Participant contributions at beginning of year2012-01-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-01-31$9,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Value of net income/loss2012-01-31$17,291
Value of net assets at end of year (total assets less liabilities)2012-01-31$1,012,308
Value of net assets at beginning of year (total assets less liabilities)2012-01-31$995,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-01-31No
Were any leases to which the plan was party in default or uncollectible2012-01-31No
Investment advisory and management fees2012-01-31$288
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-01-31$961,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-01-31$947,386
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-01-31$32,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-01-31$30,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-01-31$-9,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-01-31No
Was there a failure to transmit to the plan any participant contributions2012-01-31No
Has the plan failed to provide any benefit when due under the plan2012-01-31No
Contributions received in cash from employer2012-01-31$15,931
Employer contributions (assets) at end of year2012-01-31$15,931
Employer contributions (assets) at beginning of year2012-01-31$17,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-01-31$33,877
Contract administrator fees2012-01-31$8,943
Did the plan have assets held for investment2012-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-01-31Yes
Opinion of an independent qualified public accountant for this plan2012-01-31Disclaimer
Accountancy firm name2012-01-31WALTERS & KONDRASHEFF
Accountancy firm EIN2012-01-31770096938

Form 5500 Responses for SEA EAGLE, LP 401(K) PLAN

2022: SEA EAGLE, LP 401(K) PLAN 2022 form 5500 responses
2022-02-01Type of plan entitySingle employer plan
2022-02-01Submission has been amendedNo
2022-02-01This submission is the final filingNo
2022-02-01This return/report is a short plan year return/report (less than 12 months)No
2022-02-01Plan is a collectively bargained planNo
2022-02-01Plan funding arrangement – TrustYes
2022-02-01Plan benefit arrangement - TrustYes
2021: SEA EAGLE, LP 401(K) PLAN 2021 form 5500 responses
2021-02-01Type of plan entitySingle employer plan
2021-02-01Submission has been amendedNo
2021-02-01This submission is the final filingNo
2021-02-01This return/report is a short plan year return/report (less than 12 months)No
2021-02-01Plan is a collectively bargained planNo
2021-02-01Plan funding arrangement – TrustYes
2021-02-01Plan benefit arrangement - TrustYes
2020: SEA EAGLE, LP 401(K) PLAN 2020 form 5500 responses
2020-02-01Type of plan entitySingle employer plan
2020-02-01Submission has been amendedNo
2020-02-01This submission is the final filingNo
2020-02-01This return/report is a short plan year return/report (less than 12 months)No
2020-02-01Plan is a collectively bargained planNo
2020-02-01Plan funding arrangement – TrustYes
2020-02-01Plan benefit arrangement - TrustYes
2019: SEA EAGLE, LP 401(K) PLAN 2019 form 5500 responses
2019-02-01Type of plan entitySingle employer plan
2019-02-01Submission has been amendedNo
2019-02-01This submission is the final filingNo
2019-02-01This return/report is a short plan year return/report (less than 12 months)No
2019-02-01Plan is a collectively bargained planNo
2019-02-01Plan funding arrangement – TrustYes
2019-02-01Plan benefit arrangement - TrustYes
2018: SEA EAGLE, LP 401(K) PLAN 2018 form 5500 responses
2018-02-01Type of plan entitySingle employer plan
2018-02-01Submission has been amendedNo
2018-02-01This submission is the final filingNo
2018-02-01This return/report is a short plan year return/report (less than 12 months)No
2018-02-01Plan is a collectively bargained planNo
2018-02-01Plan funding arrangement – InsuranceYes
2018-02-01Plan funding arrangement – TrustYes
2018-02-01Plan benefit arrangement – InsuranceYes
2018-02-01Plan benefit arrangement - TrustYes
2017: SEA EAGLE, LP 401(K) PLAN 2017 form 5500 responses
2017-02-01Type of plan entitySingle employer plan
2017-02-01Submission has been amendedNo
2017-02-01This submission is the final filingNo
2017-02-01This return/report is a short plan year return/report (less than 12 months)No
2017-02-01Plan is a collectively bargained planNo
2017-02-01Plan funding arrangement – InsuranceYes
2017-02-01Plan funding arrangement – TrustYes
2017-02-01Plan benefit arrangement – InsuranceYes
2017-02-01Plan benefit arrangement - TrustYes
2016: SEA EAGLE, LP 401(K) PLAN 2016 form 5500 responses
2016-02-01Type of plan entitySingle employer plan
2016-02-01Submission has been amendedNo
2016-02-01This submission is the final filingNo
2016-02-01This return/report is a short plan year return/report (less than 12 months)No
2016-02-01Plan is a collectively bargained planNo
2016-02-01Plan funding arrangement – InsuranceYes
2016-02-01Plan funding arrangement – TrustYes
2016-02-01Plan benefit arrangement – InsuranceYes
2016-02-01Plan benefit arrangement - TrustYes
2015: SEA EAGLE, LP 401(K) PLAN 2015 form 5500 responses
2015-02-01Type of plan entitySingle employer plan
2015-02-01Submission has been amendedNo
2015-02-01This submission is the final filingNo
2015-02-01This return/report is a short plan year return/report (less than 12 months)No
2015-02-01Plan is a collectively bargained planNo
2015-02-01Plan funding arrangement – InsuranceYes
2015-02-01Plan funding arrangement – TrustYes
2015-02-01Plan benefit arrangement – InsuranceYes
2015-02-01Plan benefit arrangement - TrustYes
2014: SEA EAGLE, LP 401(K) PLAN 2014 form 5500 responses
2014-02-01Type of plan entitySingle employer plan
2014-02-01Submission has been amendedNo
2014-02-01This submission is the final filingNo
2014-02-01This return/report is a short plan year return/report (less than 12 months)No
2014-02-01Plan is a collectively bargained planNo
2014-02-01Plan funding arrangement – InsuranceYes
2014-02-01Plan funding arrangement – TrustYes
2014-02-01Plan benefit arrangement – InsuranceYes
2014-02-01Plan benefit arrangement - TrustYes
2013: SEA EAGLE, LP 401(K) PLAN 2013 form 5500 responses
2013-02-01Type of plan entitySingle employer plan
2013-02-01Submission has been amendedNo
2013-02-01This submission is the final filingNo
2013-02-01This return/report is a short plan year return/report (less than 12 months)No
2013-02-01Plan is a collectively bargained planNo
2013-02-01Plan funding arrangement – InsuranceYes
2013-02-01Plan funding arrangement – TrustYes
2013-02-01Plan benefit arrangement – InsuranceYes
2013-02-01Plan benefit arrangement - TrustYes
2012: SEA EAGLE, LP 401(K) PLAN 2012 form 5500 responses
2012-02-01Type of plan entitySingle employer plan
2012-02-01Submission has been amendedNo
2012-02-01This submission is the final filingNo
2012-02-01This return/report is a short plan year return/report (less than 12 months)No
2012-02-01Plan is a collectively bargained planNo
2012-02-01Plan funding arrangement – InsuranceYes
2012-02-01Plan funding arrangement – TrustYes
2012-02-01Plan benefit arrangement – InsuranceYes
2012-02-01Plan benefit arrangement - TrustYes
2011: SEA EAGLE, LP 401(K) PLAN 2011 form 5500 responses
2011-02-01Type of plan entitySingle employer plan
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)No
2011-02-01Plan is a collectively bargained planNo
2011-02-01Plan funding arrangement – InsuranceYes
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement – InsuranceYes
2011-02-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered0
Insurance policy start date2018-02-01
Insurance policy end date2019-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,710
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5483
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker organization code?7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered61
Insurance policy start date2017-02-01
Insurance policy end date2018-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,710
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1710
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?7
Insurance broker nameQUINTES ADMINISTRATIVE & INSU.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered62
Insurance policy start date2015-02-01
Insurance policy end date2016-01-31
Total amount of commissions paid to insurance brokerUSD $3,767
Total amount of fees paid to insurance companyUSD $3,113
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,767
Insurance broker organization code?5
Amount paid for insurance broker fees3113
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker nameHAYASHI & WAYLAND
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered63
Insurance policy start date2014-02-01
Insurance policy end date2015-01-31
Total amount of commissions paid to insurance brokerUSD $4,008
Total amount of fees paid to insurance companyUSD $2,531
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $4,008
Insurance broker organization code?5
Amount paid for insurance broker fees2531
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker nameHAYASHI & WAYLAND
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered65
Insurance policy start date2013-02-01
Insurance policy end date2014-01-31
Total amount of commissions paid to insurance brokerUSD $6,141
Total amount of fees paid to insurance companyUSD $609
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,679
Insurance broker organization code?5
Amount paid for insurance broker fees609
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker nameHAYASHI & WAYLAND RPS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered70
Insurance policy start date2012-02-01
Insurance policy end date2013-01-31
Total amount of commissions paid to insurance brokerUSD $3,163
Total amount of fees paid to insurance companyUSD $2,806
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,163
Insurance broker organization code?5
Amount paid for insurance broker fees2806
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker nameHAYASHI & WAYLAND RPS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12512
Policy instance 1
Insurance contract or identification number12512
Number of Individuals Covered73
Insurance policy start date2011-02-01
Insurance policy end date2012-01-31
Total amount of commissions paid to insurance brokerUSD $2,903
Total amount of fees paid to insurance companyUSD $3,894
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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