F L SMITHE MACHINE COMPANY INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC
| Measure | Date | Value |
|---|
| 2017 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2017 401k financial data |
|---|
| Total transfer of assets from this plan | 2017-09-30 | $5,474,450 |
| Total income from all sources (including contributions) | 2017-09-30 | $693,566 |
| Total of all expenses incurred | 2017-09-30 | $313,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $294,284 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $300,000 |
| Value of total assets at end of year | 2017-09-30 | $0 |
| Value of total assets at beginning of year | 2017-09-30 | $5,094,554 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $19,386 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $139,273 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $139,273 |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $6,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Administrative expenses (other) incurred | 2017-09-30 | $17,481 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $379,896 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $5,094,554 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Investment advisory and management fees | 2017-09-30 | $1,905 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $4,412,303 |
| Value of interest in common/collective trusts at end of year | 2017-09-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $82,251 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $254,293 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $300,000 |
| Employer contributions (assets) at end of year | 2017-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2017-09-30 | $600,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $294,284 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | ANDERS, MINKLER, HUBER & HELM LLP |
| Accountancy firm EIN | 2017-09-30 | 430831507 |
| 2016 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-09-30 | $963,290 |
| Total of all expenses incurred | 2016-09-30 | $182,951 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $156,642 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $600,000 |
| Value of total assets at end of year | 2016-09-30 | $5,094,554 |
| Value of total assets at beginning of year | 2016-09-30 | $4,314,215 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $26,309 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $62,998 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Administrative expenses professional fees incurred | 2016-09-30 | $4,000 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $6,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Administrative expenses (other) incurred | 2016-09-30 | $21,126 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $780,339 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $5,094,554 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $4,314,215 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Investment advisory and management fees | 2016-09-30 | $1,183 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $4,412,303 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $3,617,313 |
| Value of interest in common/collective trusts at end of year | 2016-09-30 | $82,251 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $300,292 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $600,000 |
| Employer contributions (assets) at end of year | 2016-09-30 | $600,000 |
| Employer contributions (assets) at beginning of year | 2016-09-30 | $696,902 |
| Income. Dividends from common stock | 2016-09-30 | $62,998 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $156,642 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | ANDERS, MINKLER, HUBER & HELM LLP |
| Accountancy firm EIN | 2016-09-30 | 430831507 |
| 2015 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $1,091,584 |
| Total of all expenses incurred | 2015-12-31 | $1,954,636 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,919,364 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,172,195 |
| Value of total assets at end of year | 2015-12-31 | $4,314,215 |
| Value of total assets at beginning of year | 2015-12-31 | $5,177,267 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $35,272 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $99,402 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $99,402 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $6,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Administrative expenses (other) incurred | 2015-12-31 | $33,562 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-863,052 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $4,314,215 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,177,267 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $1,710 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,617,313 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,404,963 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $76,664 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-180,013 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,172,195 |
| Employer contributions (assets) at end of year | 2015-12-31 | $696,902 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $695,640 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,919,364 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | ANDERS, MINKLER, HUBER & HELM, LLP |
| Accountancy firm EIN | 2015-12-31 | 430831507 |
| 2014 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $1,231,484 |
| Total of all expenses incurred | 2014-12-31 | $661,189 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $625,807 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,016,465 |
| Value of total assets at end of year | 2014-12-31 | $5,177,267 |
| Value of total assets at beginning of year | 2014-12-31 | $4,606,972 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $35,382 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $118,889 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $118,889 |
| Administrative expenses professional fees incurred | 2014-12-31 | $6,500 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $6,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Administrative expenses (other) incurred | 2014-12-31 | $27,179 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $570,295 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,177,267 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,606,972 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $1,703 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,404,963 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,019,445 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $76,664 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $27,890 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $96,130 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,016,465 |
| Employer contributions (assets) at end of year | 2014-12-31 | $695,640 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $559,637 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $625,807 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | ANDERS, MINKLER, HUBER & HELM, LLP |
| Accountancy firm EIN | 2014-12-31 | 430831507 |
| 2013 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $984,065 |
| Total of all expenses incurred | 2013-12-31 | $473,105 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $456,063 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $668,381 |
| Value of total assets at end of year | 2013-12-31 | $4,606,972 |
| Value of total assets at beginning of year | 2013-12-31 | $4,096,012 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $17,042 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $107,940 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $107,940 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Other income not declared elsewhere | 2013-12-31 | $52 |
| Administrative expenses (other) incurred | 2013-12-31 | $15,440 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $510,960 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,606,972 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,096,012 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $1,602 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,019,445 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,922,601 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $27,890 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $78,464 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $207,692 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $668,381 |
| Employer contributions (assets) at end of year | 2013-12-31 | $559,637 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $94,947 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $456,063 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ANDERS MINKLER HUBER & HELM LLP |
| Accountancy firm EIN | 2013-12-31 | 430831507 |
| 2012 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $605,173 |
| Total of all expenses incurred | 2012-12-31 | $185,249 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $170,798 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $233,473 |
| Value of total assets at end of year | 2012-12-31 | $4,096,012 |
| Value of total assets at beginning of year | 2012-12-31 | $3,676,088 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $14,451 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $100,827 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $100,827 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Other income not declared elsewhere | 2012-12-31 | $12,484 |
| Administrative expenses (other) incurred | 2012-12-31 | $12,940 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $419,924 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,096,012 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,676,088 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $1,511 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,922,601 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,560,248 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $78,464 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $49,102 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $258,389 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $233,473 |
| Employer contributions (assets) at end of year | 2012-12-31 | $94,947 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $66,738 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $170,798 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | YOUNG, OAKES & BROWN |
| Accountancy firm EIN | 2012-12-31 | 251589048 |
| 2011 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $227,114 |
| Total of all expenses incurred | 2011-12-31 | $119,748 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $77,638 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $191,448 |
| Value of total assets at end of year | 2011-12-31 | $3,676,088 |
| Value of total assets at beginning of year | 2011-12-31 | $3,568,722 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $42,110 |
| Total interest from all sources | 2011-12-31 | $35,827 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $72,185 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $72,185 |
| Administrative expenses professional fees incurred | 2011-12-31 | $16,738 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Other income not declared elsewhere | 2011-12-31 | $40,878 |
| Administrative expenses (other) incurred | 2011-12-31 | $24,007 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $107,366 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,676,088 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,568,722 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,365 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,560,248 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,085,822 |
| Interest earned on other investments | 2011-12-31 | $35,827 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $49,102 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $83,514 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $328,481 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-113,224 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $191,448 |
| Employer contributions (assets) at end of year | 2011-12-31 | $66,738 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $70,905 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $77,638 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | YOUNG, OAKES & BROWN |
| Accountancy firm EIN | 2011-12-31 | 251589048 |
| 2010 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $-2,822,495 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-2,822,495 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $12,853 |
| Total income from all sources (including contributions) | 2010-12-31 | $508,827 |
| Total loss/gain on sale of assets | 2010-12-31 | $2,814,013 |
| Total of all expenses incurred | 2010-12-31 | $397,738 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $384,016 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $180,865 |
| Value of total assets at end of year | 2010-12-31 | $3,568,722 |
| Value of total assets at beginning of year | 2010-12-31 | $3,470,486 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $13,722 |
| Total interest from all sources | 2010-12-31 | $51,963 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $49,287 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $24,813 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $3,464 |
| Other income not declared elsewhere | 2010-12-31 | $100,074 |
| Administrative expenses (other) incurred | 2010-12-31 | $5,883 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $111,089 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,568,722 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,457,633 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $7,839 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,085,822 |
| Interest earned on other investments | 2010-12-31 | $11,431 |
| Income. Interest from US Government securities | 2010-12-31 | $31 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $40,501 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $83,514 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $173,895 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $173,895 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $328,481 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $313,586 |
| Asset value of US Government securities at end of year | 2010-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $427 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $135,080 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $40 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $180,865 |
| Employer contributions (assets) at end of year | 2010-12-31 | $70,905 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $168,866 |
| Income. Dividends from common stock | 2010-12-31 | $24,474 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $384,016 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $698,171 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $2,112,077 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $12,853 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $2,901,824 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $87,811 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | YOUNG, OAKES, & BROWN |
| Accountancy firm EIN | 2010-12-31 | 251589048 |
| 2009 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
