401k Plan data: COMPASSLEARNING, INC. 401(K) PLAN plan

COMPASSLEARNING, INC. 401(K) PLAN 401k Plan overview

Plan Name	COMPASSLEARNING, INC. 401(K) PLAN
Plan identification number	001

COMPASSLEARNING, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMPASSLEARNING, INC. has sponsored the creation of one or more 401k plans.

Company Name: COMPASSLEARNING, INC.

Employer identification number (EIN): 271342439

NAIC Classification: 511210
NAIC Description: Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPASSLEARNING, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 DAVID ALDERSLADE
001 2016-01-01 DAVID ALDERSLADE
001 2015-01-01 TAMMY DEAL
001 2014-01-01 TAMMY DEAL
001 2013-01-01 TAMMY DEAL TAMMY DEAL 2014-07-31
001 2012-01-01 TAMMY DEAL TAMMY DEAL 2013-09-23
001 2011-01-01 TREY CHAMBERS TREY CHAMBERS 2012-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	DAVID ALDERSLADE
001	2016-01-01	DAVID ALDERSLADE
001	2015-01-01	TAMMY DEAL
001	2014-01-01	TAMMY DEAL
001	2013-01-01	TAMMY DEAL	TAMMY DEAL	2014-07-31
001	2012-01-01	TAMMY DEAL	TAMMY DEAL	2013-09-23
001	2011-01-01	TREY CHAMBERS	TREY CHAMBERS	2012-10-11

Plan Statistics for COMPASSLEARNING, INC. 401(K) PLAN

401k plan membership statisitcs for COMPASSLEARNING, INC. 401(K) PLAN

Measure Date Value
2017: COMPASSLEARNING, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 315
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: COMPASSLEARNING, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 140
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 173
Total of all active and inactive participants 2016-01-01 315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 315
Number of participants with account balances 2016-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 22
2015: COMPASSLEARNING, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 231
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 118
Total of all active and inactive participants 2015-01-01 351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 351
Number of participants with account balances 2015-01-01 329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 40
2014: COMPASSLEARNING, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 357
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 242
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 112
Total of all active and inactive participants 2014-01-01 356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 356
Number of participants with account balances 2014-01-01 332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 60
2013: COMPASSLEARNING, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 249
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 103
Total of all active and inactive participants 2013-01-01 352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 352
Number of participants with account balances 2013-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 14
2012: COMPASSLEARNING, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 257
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 107
Total of all active and inactive participants 2012-01-01 364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 364
Number of participants with account balances 2012-01-01 273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 28
2011: COMPASSLEARNING, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 275
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 69
Total of all active and inactive participants 2011-01-01 344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 344
Number of participants with account balances 2011-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2

Measure	Date	Value
2017: COMPASSLEARNING, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	315
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: COMPASSLEARNING, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	140
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	173
Total of all active and inactive participants	2016-01-01	315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	315
Number of participants with account balances	2016-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	22
2015: COMPASSLEARNING, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	231
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	118
Total of all active and inactive participants	2015-01-01	351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	351
Number of participants with account balances	2015-01-01	329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	40
2014: COMPASSLEARNING, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	357
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	242
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	112
Total of all active and inactive participants	2014-01-01	356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	356
Number of participants with account balances	2014-01-01	332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	60
2013: COMPASSLEARNING, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	249
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	103
Total of all active and inactive participants	2013-01-01	352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	352
Number of participants with account balances	2013-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	14
2012: COMPASSLEARNING, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	257
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	107
Total of all active and inactive participants	2012-01-01	364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	364
Number of participants with account balances	2012-01-01	273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	28
2011: COMPASSLEARNING, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	275
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	69
Total of all active and inactive participants	2011-01-01	344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	344
Number of participants with account balances	2011-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2

Financial Data on COMPASSLEARNING, INC. 401(K) PLAN

Measure	Date	Value
2017 : COMPASSLEARNING, INC. 401(K) PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-02-15	$11,254,913
Total income from all sources (including contributions)	2017-02-15	$423,549
Total of all expenses incurred	2017-02-15	$636,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-02-15	$628,929
Value of total assets at end of year	2017-02-15	$0
Value of total assets at beginning of year	2017-02-15	$11,467,618
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-02-15	$7,325
Total interest from all sources	2017-02-15	$453
Total dividends received (eg from common stock, registered investment company shares)	2017-02-15	$581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-02-15	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-02-15	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-02-15	$581
Was this plan covered by a fidelity bond	2017-02-15	Yes
Value of fidelity bond cover	2017-02-15	$1,000,000
If this is an individual account plan, was there a blackout period	2017-02-15	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-02-15	$0
Were there any nonexempt tranactions with any party-in-interest	2017-02-15	No
Participant contributions at end of year	2017-02-15	$0
Participant contributions at beginning of year	2017-02-15	$78,445
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-02-15	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-02-15	$35
Administrative expenses (other) incurred	2017-02-15	$7,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-15	No
Value of net income/loss	2017-02-15	$-212,705
Value of net assets at end of year (total assets less liabilities)	2017-02-15	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-02-15	$11,467,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-02-15	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-02-15	No
Were any leases to which the plan was party in default or uncollectible	2017-02-15	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-02-15	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-02-15	$11,263,179
Interest on participant loans	2017-02-15	$453
Value of interest in common/collective trusts at end of year	2017-02-15	$0
Value of interest in common/collective trusts at beginning of year	2017-02-15	$112,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-02-15	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-02-15	$13,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-02-15	$13,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-02-15	$422,302
Net investment gain or loss from common/collective trusts	2017-02-15	$213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-02-15	No
Was there a failure to transmit to the plan any participant contributions	2017-02-15	No
Has the plan failed to provide any benefit when due under the plan	2017-02-15	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-02-15	$628,929
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-02-15	No
Did the plan have assets held for investment	2017-02-15	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-15	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-02-15	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-02-15	Yes
Opinion of an independent qualified public accountant for this plan	2017-02-15	Disclaimer
Accountancy firm name	2017-02-15	BAS PARTNERS LLC
Accountancy firm EIN	2017-02-15	208779390
2016 : COMPASSLEARNING, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$3,027,341
Total of all expenses incurred	2016-12-31	$3,180,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,123,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,980,798
Value of total assets at end of year	2016-12-31	$11,467,618
Value of total assets at beginning of year	2016-12-31	$11,620,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$57,308
Total interest from all sources	2016-12-31	$4,502
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$224,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$224,787
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,387,154
Participant contributions at end of year	2016-12-31	$78,445
Participant contributions at beginning of year	2016-12-31	$90,946
Participant contributions at beginning of year	2016-12-31	$56,406
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$144,510
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$35
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$153
Administrative expenses (other) incurred	2016-12-31	$57,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-153,142
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,467,618
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,620,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,263,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$11,440,118
Interest on participant loans	2016-12-31	$4,502
Value of interest in common/collective trusts at end of year	2016-12-31	$112,896
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$13,063
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$10,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$10,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$816,068
Net investment gain or loss from common/collective trusts	2016-12-31	$1,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$449,134
Employer contributions (assets) at beginning of year	2016-12-31	$20,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,123,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAS PARTNERS LLC
Accountancy firm EIN	2016-12-31	208779390
2015 : COMPASSLEARNING, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$2,247,849
Total of all expenses incurred	2015-12-31	$3,659,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,599,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,337,110
Value of total assets at end of year	2015-12-31	$11,620,760
Value of total assets at beginning of year	2015-12-31	$13,032,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$59,389
Total interest from all sources	2015-12-31	$3,050
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$238,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$238,367
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,585,677
Participant contributions at end of year	2015-12-31	$90,946
Participant contributions at beginning of year	2015-12-31	$103,697
Participant contributions at end of year	2015-12-31	$56,406
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$304,653
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$153
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$257
Administrative expenses (other) incurred	2015-12-31	$59,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,411,321
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,620,760
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,032,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$11,440,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,830,450
Interest on participant loans	2015-12-31	$3,048
Value of interest in common/collective trusts at end of year	2015-12-31	$2,460
Value of interest in common/collective trusts at beginning of year	2015-12-31	$57,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$10,573
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$39,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$39,727
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-330,899
Net investment gain or loss from common/collective trusts	2015-12-31	$221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$446,780
Employer contributions (assets) at end of year	2015-12-31	$20,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,599,781
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAS PARTNERS LLC
Accountancy firm EIN	2015-12-31	208779390
2014 : COMPASSLEARNING, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,834,474
Total of all expenses incurred	2014-12-31	$2,098,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,035,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,007,520
Value of total assets at end of year	2014-12-31	$13,032,081
Value of total assets at beginning of year	2014-12-31	$12,296,067
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$63,346
Total interest from all sources	2014-12-31	$2,688
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$247,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$247,132
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,495,970
Participant contributions at end of year	2014-12-31	$103,697
Participant contributions at beginning of year	2014-12-31	$102,812
Participant contributions at beginning of year	2014-12-31	$44,477
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$89,342
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$257
Administrative expenses (other) incurred	2014-12-31	$58,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$736,014
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,032,081
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,296,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$4,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,830,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$973,282
Interest on participant loans	2014-12-31	$2,685
Value of interest in common/collective trusts at end of year	2014-12-31	$57,950
Value of interest in common/collective trusts at beginning of year	2014-12-31	$11,159,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$39,727
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$576,330
Net investment gain or loss from common/collective trusts	2014-12-31	$804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$422,208
Employer contributions (assets) at beginning of year	2014-12-31	$16,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,035,114
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAS PARTNERS LLC
Accountancy firm EIN	2014-12-31	208779390
2013 : COMPASSLEARNING, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,766,988
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,544,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,502,818
Value of total corrective distributions	2013-12-31	$26,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,940,827
Value of total assets at end of year	2013-12-31	$12,296,067
Value of total assets at beginning of year	2013-12-31	$10,073,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14,554
Total interest from all sources	2013-12-31	$3,028
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,341,949
Participant contributions at end of year	2013-12-31	$102,812
Participant contributions at beginning of year	2013-12-31	$50,930
Participant contributions at end of year	2013-12-31	$44,477
Participant contributions at beginning of year	2013-12-31	$42,409
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$146,037
Administrative expenses (other) incurred	2013-12-31	$14,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,222,756
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,296,067
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,073,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$11,159,196
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,869,187
Interest on participant loans	2013-12-31	$3,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$973,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,095,059
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,805,787
Net investment gain or loss from common/collective trusts	2013-12-31	$17,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$452,841
Employer contributions (assets) at end of year	2013-12-31	$16,300
Employer contributions (assets) at beginning of year	2013-12-31	$15,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,502,818
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BAS PARTNERS LLC
Accountancy firm EIN	2013-12-31	208779390
2012 : COMPASSLEARNING, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,795,575
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,182,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,162,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,790,920
Value of total assets at end of year	2012-12-31	$10,073,311
Value of total assets at beginning of year	2012-12-31	$8,460,256
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,900
Total interest from all sources	2012-12-31	$2,536
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,287,510
Participant contributions at end of year	2012-12-31	$50,930
Participant contributions at beginning of year	2012-12-31	$71,460
Participant contributions at end of year	2012-12-31	$42,409
Participant contributions at beginning of year	2012-12-31	$40,343
Administrative expenses (other) incurred	2012-12-31	$19,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$66,324
Value of net income/loss	2012-12-31	$1,613,055
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,073,311
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,460,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,869,187
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,304,759
Interest on participant loans	2012-12-31	$2,471
Interest earned on other investments	2012-12-31	$65
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,095,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,028,009
Net investment gain/loss from pooled separate accounts	2012-12-31	$981,068
Net investment gain or loss from common/collective trusts	2012-12-31	$21,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$437,086
Employer contributions (assets) at end of year	2012-12-31	$15,726
Employer contributions (assets) at beginning of year	2012-12-31	$15,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,162,620
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : COMPASSLEARNING, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,673,713
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$586,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$574,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,762,657
Value of total assets at end of year	2011-12-31	$8,460,256
Value of total assets at beginning of year	2011-12-31	$7,372,685
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,209
Total interest from all sources	2011-12-31	$2,984
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,250,633
Participant contributions at end of year	2011-12-31	$71,460
Participant contributions at beginning of year	2011-12-31	$62,277
Participant contributions at end of year	2011-12-31	$40,343
Participant contributions at beginning of year	2011-12-31	$51,620
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$86,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,087,571
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,460,256
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,372,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$7,304,759
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$6,393,960
Interest on participant loans	2011-12-31	$2,984
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,028,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$848,103
Net investment gain/loss from pooled separate accounts	2011-12-31	$-116,823
Net investment gain or loss from common/collective trusts	2011-12-31	$24,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$425,113
Employer contributions (assets) at end of year	2011-12-31	$15,685
Employer contributions (assets) at beginning of year	2011-12-31	$16,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$574,933
Contract administrator fees	2011-12-31	$11,209
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BDO USA, LLP
Accountancy firm EIN	2011-12-31	135381590
2010 : COMPASSLEARNING, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,101,925
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$729,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$726,901
Value of total corrective distributions	2010-12-31	$1,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,494,873
Value of total assets at end of year	2010-12-31	$7,372,685
Value of total assets at beginning of year	2010-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$523
Total interest from all sources	2010-12-31	$2,790
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,066,028
Participant contributions at end of year	2010-12-31	$62,277
Participant contributions at end of year	2010-12-31	$51,620
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$6,080,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,372,685
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,372,685
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$6,393,960
Interest on participant loans	2010-12-31	$2,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$848,103
Net investment gain/loss from pooled separate accounts	2010-12-31	$586,473
Net investment gain or loss from common/collective trusts	2010-12-31	$17,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$347,955
Employer contributions (assets) at end of year	2010-12-31	$16,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$726,901
Contract administrator fees	2010-12-31	$523
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BDO USA, LLP
Accountancy firm EIN	2010-12-31	135381590

Form 5500 Responses for COMPASSLEARNING, INC. 401(K) PLAN

2017: COMPASSLEARNING, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: COMPASSLEARNING, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: COMPASSLEARNING, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: COMPASSLEARNING, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: COMPASSLEARNING, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: COMPASSLEARNING, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COMPASSLEARNING, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801224-000

Policy instance

Insurance contract or identification number	801224-000
Number of Individuals Covered	271
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $28,514
Total amount of fees paid to insurance company	USD $5,526
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $28,514
Insurance broker organization code?	3
Amount paid for insurance broker fees	5526
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	MEANS & ASSOCIATES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801224-000

Policy instance

Insurance contract or identification number	801224-000
Number of Individuals Covered	273
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $22,708
Total amount of fees paid to insurance company	USD $4,464
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $22,708
Insurance broker organization code?	3
Amount paid for insurance broker fees	4464
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	MEANS & ASSOCIATES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801224-000

Policy instance

Insurance contract or identification number	801224-000
Number of Individuals Covered	242
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $21,167
Total amount of fees paid to insurance company	USD $5,576
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801224-000

Policy instance

Insurance contract or identification number	801224-000
Number of Individuals Covered	212
Insurance policy start date	2010-02-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $49,068
Total amount of fees paid to insurance company	USD $9,335
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $49,068
Insurance broker organization code?	3
Amount paid for insurance broker fees	9335
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	MEANS & ASSOCIATES, LLC

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Company Name:	COMPASSLEARNING, INC.
Employer identification number (EIN):	271342439
NAIC Classification:	511210
NAIC Description:	Software Publishers