401k Plan data: PLB BROKERAGE, LLC 401(K) PROFIT SHARING PLAN plan

PLB BROKERAGE, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	PLB BROKERAGE, LLC 401(K) PROFIT SHARING PLAN
Plan identification number	001

PLB BROKERAGE, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PLB BROKERAGE, LLC has sponsored the creation of one or more 401k plans.

Company Name: PLB BROKERAGE, LLC

Employer identification number (EIN): 271717753

NAIC Classification: 423910
NAIC Description: Sporting and Recreational Goods and Supplies Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLB BROKERAGE, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 RALPH T. BALLOU 2015-02-04
001 2013-01-01 RALPH T. BALLOU 2014-09-23
001 2012-01-01 RALPH T. BALLOU 2013-09-11
001 2011-01-01 RALPH T. BALLOU 2012-09-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2014-01-01	RALPH T. BALLOU	2015-02-04
001	2013-01-01	RALPH T. BALLOU	2014-09-23
001	2012-01-01	RALPH T. BALLOU	2013-09-11
001	2011-01-01	RALPH T. BALLOU	2012-09-17

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Company Name:	PLB BROKERAGE, LLC
Employer identification number (EIN):	271717753
NAIC Classification:	423910
NAIC Description:	Sporting and Recreational Goods and Supplies Merchant Wholesalers