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BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameBROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROUGHTON DUNN, PLLC has sponsored the creation of one or more 401k plans.

Company Name:BROUGHTON DUNN, PLLC
Employer identification number (EIN):272183157
NAIC Classification:621210
NAIC Description:Offices of Dentists

Additional information about BROUGHTON DUNN, PLLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2010-03-18
Company Identification Number: 603002002
Legal Registered Office Address: 8012 112TH ST CT E #320

PUYALLUP
United States of America (USA)
983730000

More information about BROUGHTON DUNN, PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01ANN BROUGHTON2024-05-15 ANN BROUGHTON2024-05-15
0012022-01-01
0012022-01-01ANN BROUGHTON
0012021-01-01
0012021-01-01ANN BROUGHTON
0012020-01-01
0012019-01-01VU TRAN2020-05-13
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01

Financial Data on BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-09-050
Total liabilities as of the end of the plan year2025-09-050
Total liabilities as of the beginning of the plan year2025-09-050
Total expenses incurred by plan in this plan year2025-09-05676698
Net assets as of the end of the plan year2025-09-057429512
Total assets as of the beginning of the plan year2025-09-056511502
Value of plan covered by a fidelity bond2025-09-05418000
Participant contributions to plan in this plan year2025-09-05634962
Value of participant loans at end of plan year2025-09-0513090
Other expenses paid from plan in this plan year2025-09-050
Other contributions to plan in this plan year2025-09-050
Other income to plan in this plan year2025-09-05688320
Plan net income in this plan year2025-09-05918010
Net assets as of the end of the plan year2025-09-057429512
Net assets as of the beginning of the plan year2025-09-056511502
Employer contributions to plan in this plan year2025-09-05271426
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-0576937
2024 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-05-150
Total liabilities as of the end of the plan year2024-05-150
Total liabilities as of the beginning of the plan year2024-05-150
Total expenses incurred by plan in this plan year2024-05-15205673
Net assets as of the end of the plan year2024-05-156511502
Total assets as of the beginning of the plan year2024-05-155322667
Value of plan covered by a fidelity bond2024-05-15418000
Participant contributions to plan in this plan year2024-05-15629855
Value of participant loans at end of plan year2024-05-151994
Other expenses paid from plan in this plan year2024-05-150
Other contributions to plan in this plan year2024-05-1529503
Other income to plan in this plan year2024-05-15735150
Plan net income in this plan year2024-05-151188835
Net assets as of the end of the plan year2024-05-156511502
Net assets as of the beginning of the plan year2024-05-155322667
Expensese paid to adminstrative service provicers from plan in this plan year2024-05-1544373
2022 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$173,406
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$213,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$174,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$820,714
Value of total assets at end of year2022-12-31$5,322,667
Value of total assets at beginning of year2022-12-31$5,362,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$38,367
Total interest from all sources2022-12-31$16,192
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$81,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$81,427
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$418,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$559,378
Participant contributions at end of year2022-12-31$2,582
Participant contributions at end of year2022-12-31$15,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-39,705
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,322,667
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,362,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$26,513
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,001,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,087,871
Interest on participant loans2022-12-31$74
Interest earned on other investments2022-12-31$16,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,041,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,043,052
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-744,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$261,336
Employer contributions (assets) at end of year2022-12-31$261,336
Employer contributions (assets) at beginning of year2022-12-31$231,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$174,744
Contract administrator fees2022-12-31$11,854
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2022-12-31911125800
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$173,406
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$213,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$174,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$820,714
Value of total assets at end of year2022-01-01$5,322,667
Value of total assets at beginning of year2022-01-01$5,362,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$38,367
Total interest from all sources2022-01-01$16,192
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$81,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$81,427
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$418,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$559,378
Participant contributions at end of year2022-01-01$2,582
Participant contributions at end of year2022-01-01$15,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-39,705
Value of net assets at end of year (total assets less liabilities)2022-01-01$5,322,667
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$5,362,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$26,513
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$4,001,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$4,087,871
Interest on participant loans2022-01-01$74
Interest earned on other investments2022-01-01$16,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$1,041,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$1,043,052
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-744,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$261,336
Employer contributions (assets) at end of year2022-01-01$261,336
Employer contributions (assets) at beginning of year2022-01-01$231,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$174,744
Contract administrator fees2022-01-01$11,854
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2022-01-01911125800
2021 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,253,295
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$66,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$32,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$798,179
Value of total assets at end of year2021-12-31$5,362,372
Value of total assets at beginning of year2021-12-31$4,175,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$34,543
Total interest from all sources2021-12-31$14,709
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$63,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$63,070
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$418,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$510,179
Participant contributions at beginning of year2021-12-31$15,019
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$56,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,186,544
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,362,372
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,175,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$19,600
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,087,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,127,947
Interest earned on other investments2021-12-31$14,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,043,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$848,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$377,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$231,449
Employer contributions (assets) at end of year2021-12-31$231,449
Employer contributions (assets) at beginning of year2021-12-31$184,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$32,208
Contract administrator fees2021-12-31$14,943
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2021-12-31911125800
2020 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,174,789
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$76,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$43,209
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$741,622
Value of total assets at end of year2020-12-31$4,175,828
Value of total assets at beginning of year2020-12-31$3,077,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$33,562
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$13,282
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$46,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$46,975
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$325,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$381,321
Participant contributions at end of year2020-12-31$15,019
Participant contributions at beginning of year2020-12-31$14,207
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,321
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$588
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,098,018
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,175,828
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,077,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$16,798
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,127,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,341,941
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$13,282
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$848,420
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$721,662
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$372,322
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$353,980
Employer contributions (assets) at end of year2020-12-31$184,442
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$43,209
Contract administrator fees2020-12-31$16,764
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SHANNON & ASSOCIATES, LLP
Accountancy firm EIN2020-12-31911125800
2018 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$289,751
Expenses. Total of all expenses incurred2018-12-31$230,422
Benefits paid (including direct rollovers)2018-12-31$201,026
Total plan assets at end of year2018-12-31$2,487,360
Total plan assets at beginning of year2018-12-31$2,428,031
Value of fidelity bond covering the plan2018-12-31$300,000
Total contributions received or receivable from participants2018-12-31$115,627
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$63,478
Other income received2018-12-31$-55,176
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$59,329
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,487,360
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,428,031
Assets. Value of assets in partnership/joint-venture interests2018-12-31$0
Total contributions received or receivable from employer(s)2018-12-31$165,822
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$29,396
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$432,272
Expenses. Total of all expenses incurred2017-12-31$13,674
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$2,428,031
Total plan assets at beginning of year2017-12-31$2,009,433
Value of fidelity bond covering the plan2017-12-31$300,000
Total contributions received or receivable from participants2017-12-31$97,207
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$192,907
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$418,598
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,428,031
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,009,433
Assets. Value of assets in partnership/joint-venture interests2017-12-31$195,465
Total contributions received or receivable from employer(s)2017-12-31$142,158
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$13,674
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$340,554
Expenses. Total of all expenses incurred2016-12-31$8,237
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$2,009,433
Total plan assets at beginning of year2016-12-31$1,677,116
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$73,697
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$5,190
Other income received2016-12-31$150,983
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$332,317
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,009,433
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,677,116
Assets. Value of assets in partnership/joint-venture interests2016-12-31$195,465
Total contributions received or receivable from employer(s)2016-12-31$110,684
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8,237
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$195,048
Expenses. Total of all expenses incurred2015-12-31$79,581
Benefits paid (including direct rollovers)2015-12-31$74,322
Total plan assets at end of year2015-12-31$1,677,116
Total plan assets at beginning of year2015-12-31$1,561,649
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$67,115
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$32,911
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$115,467
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,677,116
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,561,649
Assets. Value of assets in partnership/joint-venture interests2015-12-31$155,000
Total contributions received or receivable from employer(s)2015-12-31$95,022
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$5,259
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0

Form 5500 Responses for BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN

2022: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2018: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROUGHTON DUNN, PLLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered130
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1

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