401k Plan data: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN plan

HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 401k Plan overview

Plan Name	HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN
Plan identification number	001

HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HEAT TRANSFER PRODUCTS GROUP, has sponsored the creation of one or more 401k plans.

Company Name: HEAT TRANSFER PRODUCTS GROUP,

Employer identification number (EIN): 272452952

NAIC Classification: 333410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JENNIFER J RUSCHE
001 2015-01-01
001 2014-01-01 JENNIFER J RUSCHE
001 2013-01-01 JENNIFER RUSCHE
001 2012-01-01 JENNIFER J RUSCHE
001 2011-01-01 ROGER GOLDBAUM ROGER GOLDBAUM 2012-10-09
001 2010-08-15 JOSEPH SKLENCAR JOSEPH SKLENCAR 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	JENNIFER J RUSCHE
001	2015-01-01
001	2014-01-01	JENNIFER J RUSCHE
001	2013-01-01	JENNIFER RUSCHE
001	2012-01-01	JENNIFER J RUSCHE
001	2011-01-01	ROGER GOLDBAUM	ROGER GOLDBAUM	2012-10-09
001	2010-08-15	JOSEPH SKLENCAR	JOSEPH SKLENCAR	2011-10-17

Plan Statistics for HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN

401k plan membership statisitcs for HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN

Measure Date Value
2015: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 450
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 417
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 438
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 12
Total of all active and inactive participants 2014-01-01 450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 450
Number of participants with account balances 2014-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 407
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 10
Total of all active and inactive participants 2013-01-01 417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 417
Number of participants with account balances 2013-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 473
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 426
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 433
Number of participants with account balances 2012-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 56
2011: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 499
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 468
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 473
Number of participants with account balances 2011-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 85
2010: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-08-15 159
Total number of active participants reported on line 7a of the Form 5500 2010-08-15 499
Number of retired or separated participants receiving benefits 2010-08-15 0
Number of other retired or separated participants entitled to future benefits 2010-08-15 0
Total of all active and inactive participants 2010-08-15 499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-08-15 0
Total participants 2010-08-15 499
Number of participants with account balances 2010-08-15 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-08-15 27

Measure	Date	Value
2015: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	417
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	438
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	12
Total of all active and inactive participants	2014-01-01	450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	450
Number of participants with account balances	2014-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	407
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	10
Total of all active and inactive participants	2013-01-01	417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	417
Number of participants with account balances	2013-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	473
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	426
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	433
Number of participants with account balances	2012-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	56
2011: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	499
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	468
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	473
Number of participants with account balances	2011-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	85
2010: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-08-15	159
Total number of active participants reported on line 7a of the Form 5500	2010-08-15	499
Number of retired or separated participants receiving benefits	2010-08-15	0
Number of other retired or separated participants entitled to future benefits	2010-08-15	0
Total of all active and inactive participants	2010-08-15	499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-08-15	0
Total participants	2010-08-15	499
Number of participants with account balances	2010-08-15	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-08-15	27

Financial Data on HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN

Measure	Date	Value
2015 : HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-04-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-04-30	$0
Total income from all sources (including contributions)	2015-04-30	$442,491
Total loss/gain on sale of assets	2015-04-30	$0
Total of all expenses incurred	2015-04-30	$6,683,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-04-30	$6,657,060
Expenses. Certain deemed distributions of participant loans	2015-04-30	$0
Value of total corrective distributions	2015-04-30	$19,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-04-30	$244,875
Value of total assets at end of year	2015-04-30	$0
Value of total assets at beginning of year	2015-04-30	$6,240,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-04-30	$7,148
Total interest from all sources	2015-04-30	$4,321
Total dividends received (eg from common stock, registered investment company shares)	2015-04-30	$1,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-04-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-04-30	$1,512
Administrative expenses professional fees incurred	2015-04-30	$0
Was this plan covered by a fidelity bond	2015-04-30	Yes
Value of fidelity bond cover	2015-04-30	$500,000
If this is an individual account plan, was there a blackout period	2015-04-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-04-30	No
Contributions received from participants	2015-04-30	$191,127
Participant contributions at end of year	2015-04-30	$0
Participant contributions at beginning of year	2015-04-30	$133,110
Assets. Other investments not covered elsewhere at end of year	2015-04-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-04-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-04-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-04-30	$6,590,389
Other income not declared elsewhere	2015-04-30	$17,524
Administrative expenses (other) incurred	2015-04-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-04-30	No
Value of net income/loss	2015-04-30	$-6,240,952
Value of net assets at end of year (total assets less liabilities)	2015-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-04-30	$6,240,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-04-30	No
Were any leases to which the plan was party in default or uncollectible	2015-04-30	No
Investment advisory and management fees	2015-04-30	$6,183
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-04-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-04-30	$5,654,281
Value of interest in pooled separate accounts at end of year	2015-04-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-04-30	$0
Interest on participant loans	2015-04-30	$1,103
Interest earned on other investments	2015-04-30	$3,218
Value of interest in common/collective trusts at end of year	2015-04-30	$0
Value of interest in common/collective trusts at beginning of year	2015-04-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-04-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-04-30	$453,561
Expenses. Payments to insurance carriers foe the provision of benefits	2015-04-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-04-30	$174,259
Net investment gain/loss from pooled separate accounts	2015-04-30	$0
Net investment gain or loss from common/collective trusts	2015-04-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-04-30	No
Was there a failure to transmit to the plan any participant contributions	2015-04-30	No
Has the plan failed to provide any benefit when due under the plan	2015-04-30	No
Assets. Invements in employer securities at end of year	2015-04-30	$0
Assets. Invements in employer securities at beginning of year	2015-04-30	$0
Contributions received in cash from employer	2015-04-30	$53,748
Income. Dividends from common stock	2015-04-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-04-30	$66,671
Contract administrator fees	2015-04-30	$965
Did the plan have assets held for investment	2015-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-04-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-04-30	Disclaimer
Accountancy firm name	2015-04-30	GANT, CROFT, & ASSOCIATES PC
Accountancy firm EIN	2015-04-30	630791301
Total transfer of assets from this plan	2015-03-31	$6,590,389
Total income from all sources (including contributions)	2015-03-31	$442,491
Total of all expenses incurred	2015-03-31	$93,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$66,671
Value of total corrective distributions	2015-03-31	$19,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$244,875
Value of total assets at end of year	2015-03-31	$0
Value of total assets at beginning of year	2015-03-31	$6,240,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$7,148
Total interest from all sources	2015-03-31	$4,321
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$1,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-03-31	$1,512
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$500,000
If this is an individual account plan, was there a blackout period	2015-03-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Contributions received from participants	2015-03-31	$191,127
Participant contributions at end of year	2015-03-31	$0
Participant contributions at beginning of year	2015-03-31	$133,110
Other income not declared elsewhere	2015-03-31	$17,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Value of net income/loss	2015-03-31	$349,437
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$6,240,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Investment advisory and management fees	2015-03-31	$6,183
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-03-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-03-31	$5,654,281
Interest on participant loans	2015-03-31	$1,103
Interest earned on other investments	2015-03-31	$3,218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-03-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-03-31	$453,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-03-31	$174,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	No
Was there a failure to transmit to the plan any participant contributions	2015-03-31	No
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Contributions received in cash from employer	2015-03-31	$53,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$66,671
Contract administrator fees	2015-03-31	$965
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-03-31	Yes
Did the plan have assets held for investment	2015-03-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-03-31	Disclaimer
Accountancy firm name	2015-03-31	GANT, CROFT & ASSOCIATES, P.C.
Accountancy firm EIN	2015-03-31	630791301
2014 : HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,398,898
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$863,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$802,046
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$35,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,104,822
Value of total assets at end of year	2014-12-31	$6,240,952
Value of total assets at beginning of year	2014-12-31	$5,706,042
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$26,681
Total interest from all sources	2014-12-31	$14,608
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$228,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$228,389
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$562,910
Participant contributions at end of year	2014-12-31	$133,110
Participant contributions at beginning of year	2014-12-31	$112,947
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$341,589
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$534,910
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,240,952
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,706,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$21,696
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,654,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,208,947
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$5,602
Interest earned on other investments	2014-12-31	$9,006
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$453,561
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$384,148
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$51,079
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$200,323
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$802,046
Contract administrator fees	2014-12-31	$4,985
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GANT, CROFT, & ASSOCIATES, P.C.
Accountancy firm EIN	2014-12-31	630791301
2013 : HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,586,872
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$297,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$226,512
Value of total corrective distributions	2013-12-31	$47,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$697,646
Value of total assets at end of year	2013-12-31	$5,706,042
Value of total assets at beginning of year	2013-12-31	$4,416,263
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$23,419
Total interest from all sources	2013-12-31	$12,923
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$153,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$153,321
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$485,738
Participant contributions at end of year	2013-12-31	$112,947
Participant contributions at beginning of year	2013-12-31	$129,873
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$34,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,289,779
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,706,042
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,416,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$19,204
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,208,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,912,975
Interest on participant loans	2013-12-31	$5,362
Interest earned on other investments	2013-12-31	$7,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$384,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$373,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$722,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$176,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$226,512
Contract administrator fees	2013-12-31	$4,215
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GANT, CROFT, & ASSOCIATES, P.C.
Accountancy firm EIN	2013-12-31	630791301
2012 : HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,470,046
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,022,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$998,812
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$891,196
Value of total assets at end of year	2012-12-31	$4,416,263
Value of total assets at beginning of year	2012-12-31	$3,968,420
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$23,391
Total interest from all sources	2012-12-31	$10,892
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$101,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$101,100
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$518,616
Participant contributions at end of year	2012-12-31	$129,873
Participant contributions at beginning of year	2012-12-31	$61,176
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$183,449
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$447,843
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,416,263
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,968,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$17,646
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,912,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,621,941
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$3,620
Interest earned on other investments	2012-12-31	$7,272
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$373,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$285,303
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$466,858
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$189,131
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$998,812
Contract administrator fees	2012-12-31	$5,745
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GANT, CROFT AND ASSOCIATES, P.C.
Accountancy firm EIN	2012-12-31	630791301
2011 : HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,126,795
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$337,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$318,641
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,203,206
Value of total assets at end of year	2011-12-31	$3,968,420
Value of total assets at beginning of year	2011-12-31	$3,179,014
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$18,748
Total interest from all sources	2011-12-31	$8,328
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$60,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$60,718
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$556,184
Participant contributions at end of year	2011-12-31	$61,176
Participant contributions at beginning of year	2011-12-31	$25,123
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$444,396
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$789,406
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,968,420
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,179,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$13,557
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,621,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,960,614
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$2,082
Interest earned on other investments	2011-12-31	$6,246
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$285,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$193,277
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-145,457
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$202,626
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$318,641
Contract administrator fees	2011-12-31	$5,191
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2011-12-31	035092168
2010 : HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,181,764
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$21
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,961,249
Value of total assets at end of year	2010-12-31	$3,179,014
Value of total assets at beginning of year	2010-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,729
Total interest from all sources	2010-12-31	$243
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$41,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$41,989
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$134,594
Participant contributions at end of year	2010-12-31	$25,123
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,774,974
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$1,181
Administrative expenses (other) incurred	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,179,014
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,179,014
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$2,314
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,960,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$243
Interest earned on other investments	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$193,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$177,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$51,681
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$21
Contract administrator fees	2010-12-31	$415
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2010-12-31	035092168

Form 5500 Responses for HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN

2015: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HEAT TRANSFER PRODUCTS GROUP 401(K) PLAN 2010 form 5500 responses
2010-08-15	Type of plan entity	Single employer plan
2010-08-15	First time form 5500 has been submitted	Yes
2010-08-15	Submission has been amended	Yes
2010-08-15	This submission is the final filing	No
2010-08-15	This return/report is a short plan year return/report (less than 12 months)	Yes
2010-08-15	Plan is a collectively bargained plan	No
2010-08-15	Plan funding arrangement – Insurance	Yes
2010-08-15	Plan funding arrangement – Trust	Yes
2010-08-15	Plan benefit arrangement – Insurance	Yes
2010-08-15	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60546

Policy instance

Insurance contract or identification number	MR 60546
Number of Individuals Covered	442
Insurance policy start date	2015-01-01
Insurance policy end date	2015-04-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60546

Policy instance

Insurance contract or identification number	MR 60546
Number of Individuals Covered	450
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,151
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,151
Insurance broker organization code?	1
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60546

Policy instance

Insurance contract or identification number	MR 60546
Number of Individuals Covered	417
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,362
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,362
Insurance broker organization code?	1
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60546

Policy instance

Insurance contract or identification number	MR 60546
Number of Individuals Covered	433
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,033
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,033
Insurance broker organization code?	1
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60546

Policy instance

Insurance contract or identification number	MR 60546
Number of Individuals Covered	473
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $785
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60546

Policy instance

Insurance contract or identification number	MR 60546
Number of Individuals Covered	499
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $961
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HEAT TRANSFER PRODUCTS GROUP,
Employer identification number (EIN):	272452952
NAIC Classification:	333410