401k Plan data: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN plan

THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 401k Plan overview

Plan Name	THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN
Plan identification number	001

THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE UNIVERSITY OF ARIZONA HEALTH NETWORK has sponsored the creation of one or more 401k plans.

Company Name: THE UNIVERSITY OF ARIZONA HEALTH NETWORK

Employer identification number (EIN): 272936985

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 MIKE O'CONNOR
001 2016-01-01 MIKE O'CONNOR
001 2015-01-01 MIKE O'CONNOR
001 2014-01-01 ANDREW ESPOSITO
001 2014-01-01 ANDREW ESPOSITO
001 2013-01-01 MISTY HANSEN JOHN MARQUES 2014-10-10
001 2012-01-01 JOHN MARQUES MISTY HANSEN 2013-10-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	MIKE O'CONNOR
001	2016-01-01	MIKE O'CONNOR
001	2015-01-01	MIKE O'CONNOR
001	2014-01-01	ANDREW ESPOSITO
001	2014-01-01	ANDREW ESPOSITO
001	2013-01-01	MISTY HANSEN	JOHN MARQUES	2014-10-10
001	2012-01-01	JOHN MARQUES	MISTY HANSEN	2013-10-10

Plan Statistics for THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN

401k plan membership statisitcs for THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN

Measure Date Value
2017: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 7,226
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
2016: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 8,900
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5,305
Number of retired or separated participants receiving benefits 2016-01-01 16
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,868
Total of all active and inactive participants 2016-01-01 7,189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 37
Total participants 2016-01-01 7,226
Number of participants with account balances 2016-01-01 5,687
2015: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8,717
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6,221
Number of retired or separated participants receiving benefits 2015-01-01 16
Number of other retired or separated participants entitled to future benefits 2015-01-01 2,632
Total of all active and inactive participants 2015-01-01 8,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 31
Total participants 2015-01-01 8,900
Number of participants with account balances 2015-01-01 7,153
2014: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7,856
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5,315
Number of retired or separated participants receiving benefits 2014-01-01 43
Number of other retired or separated participants entitled to future benefits 2014-01-01 3,335
Total of all active and inactive participants 2014-01-01 8,693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 24
Total participants 2014-01-01 8,717
Number of participants with account balances 2014-01-01 8,476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9,065
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5,427
Number of retired or separated participants receiving benefits 2013-01-01 34
Number of other retired or separated participants entitled to future benefits 2013-01-01 2,384
Total of all active and inactive participants 2013-01-01 7,845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 11
Total participants 2013-01-01 7,856
Number of participants with account balances 2013-01-01 7,613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 472
2012: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5,495
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7,308
Number of retired or separated participants receiving benefits 2012-01-01 40
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,714
Total of all active and inactive participants 2012-01-01 9,062
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 9,065
Number of participants with account balances 2012-01-01 7,555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 411

Measure	Date	Value
2017: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	7,226
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
2016: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	8,900
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5,305
Number of retired or separated participants receiving benefits	2016-01-01	16
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,868
Total of all active and inactive participants	2016-01-01	7,189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	37
Total participants	2016-01-01	7,226
Number of participants with account balances	2016-01-01	5,687
2015: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8,717
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6,221
Number of retired or separated participants receiving benefits	2015-01-01	16
Number of other retired or separated participants entitled to future benefits	2015-01-01	2,632
Total of all active and inactive participants	2015-01-01	8,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	31
Total participants	2015-01-01	8,900
Number of participants with account balances	2015-01-01	7,153
2014: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7,856
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5,315
Number of retired or separated participants receiving benefits	2014-01-01	43
Number of other retired or separated participants entitled to future benefits	2014-01-01	3,335
Total of all active and inactive participants	2014-01-01	8,693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	24
Total participants	2014-01-01	8,717
Number of participants with account balances	2014-01-01	8,476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9,065
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5,427
Number of retired or separated participants receiving benefits	2013-01-01	34
Number of other retired or separated participants entitled to future benefits	2013-01-01	2,384
Total of all active and inactive participants	2013-01-01	7,845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	11
Total participants	2013-01-01	7,856
Number of participants with account balances	2013-01-01	7,613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	472
2012: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5,495
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7,308
Number of retired or separated participants receiving benefits	2012-01-01	40
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,714
Total of all active and inactive participants	2012-01-01	9,062
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	9,065
Number of participants with account balances	2012-01-01	7,555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	411

Financial Data on THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN

Measure	Date	Value
2017 : THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-26	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-26	$0
Total unrealized appreciation/depreciation of assets	2017-12-26	$0
Total transfer of assets to this plan	2017-12-26	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-26	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-26	$0
Expenses. Interest paid	2017-12-26	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-26	$0
Total income from all sources (including contributions)	2017-12-26	$4,117,762
Total loss/gain on sale of assets	2017-12-26	$0
Total of all expenses incurred	2017-12-26	$123,276,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-26	$123,195,390
Expenses. Certain deemed distributions of participant loans	2017-12-26	$41,763
Value of total corrective distributions	2017-12-26	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-26	$0
Value of total assets at end of year	2017-12-26	$0
Value of total assets at beginning of year	2017-12-26	$119,158,574
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-26	$39,183
Total income from rents	2017-12-26	$0
Total interest from all sources	2017-12-26	$102,641
Total dividends received (eg from common stock, registered investment company shares)	2017-12-26	$95,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-26	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-26	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-26	$95,349
Assets. Real estate other than employer real property at end of year	2017-12-26	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-26	$0
Administrative expenses professional fees incurred	2017-12-26	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-26	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-26	$0
Was this plan covered by a fidelity bond	2017-12-26	Yes
Value of fidelity bond cover	2017-12-26	$500,000
If this is an individual account plan, was there a blackout period	2017-12-26	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-26	No
Contributions received from participants	2017-12-26	$0
Participant contributions at end of year	2017-12-26	$0
Participant contributions at beginning of year	2017-12-26	$931,192
Participant contributions at end of year	2017-12-26	$0
Participant contributions at beginning of year	2017-12-26	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-26	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-26	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-26	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-26	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-26	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-26	$0
Assets. Loans (other than to participants) at end of year	2017-12-26	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-26	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-26	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-26	$0
Other income not declared elsewhere	2017-12-26	$0
Administrative expenses (other) incurred	2017-12-26	$39,183
Liabilities. Value of operating payables at end of year	2017-12-26	$0
Liabilities. Value of operating payables at beginning of year	2017-12-26	$0
Total non interest bearing cash at end of year	2017-12-26	$0
Total non interest bearing cash at beginning of year	2017-12-26	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-26	No
Income. Non cash contributions	2017-12-26	$0
Value of net income/loss	2017-12-26	$-119,158,574
Value of net assets at end of year (total assets less liabilities)	2017-12-26	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-26	$119,158,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-26	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-26	No
Were any leases to which the plan was party in default or uncollectible	2017-12-26	No
Assets. partnership/joint venture interests at end of year	2017-12-26	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-26	$0
Investment advisory and management fees	2017-12-26	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-26	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-26	$88,975,784
Value of interest in pooled separate accounts at end of year	2017-12-26	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-26	$29,251,598
Interest on participant loans	2017-12-26	$10,310
Income. Interest from loans (other than to participants)	2017-12-26	$0
Interest earned on other investments	2017-12-26	$92,331
Income. Interest from US Government securities	2017-12-26	$0
Income. Interest from corporate debt instruments	2017-12-26	$0
Value of interest in master investment trust accounts at end of year	2017-12-26	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-26	$0
Value of interest in common/collective trusts at end of year	2017-12-26	$0
Value of interest in common/collective trusts at beginning of year	2017-12-26	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-26	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-26	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-26	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-26	$0
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-26	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-26	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-26	$0
Asset value of US Government securities at end of year	2017-12-26	$0
Asset value of US Government securities at beginning of year	2017-12-26	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-26	$3,919,772
Net investment gain/loss from pooled separate accounts	2017-12-26	$0
Net investment gain or loss from common/collective trusts	2017-12-26	$0
Net gain/loss from 103.12 investment entities	2017-12-26	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-26	No
Was there a failure to transmit to the plan any participant contributions	2017-12-26	No
Has the plan failed to provide any benefit when due under the plan	2017-12-26	Yes
Assets. Invements in employer securities at end of year	2017-12-26	$0
Assets. Invements in employer securities at beginning of year	2017-12-26	$0
Assets. Value of employer real property at end of year	2017-12-26	$0
Assets. Value of employer real property at beginning of year	2017-12-26	$0
Contributions received in cash from employer	2017-12-26	$0
Employer contributions (assets) at end of year	2017-12-26	$0
Employer contributions (assets) at beginning of year	2017-12-26	$0
Income. Dividends from preferred stock	2017-12-26	$0
Income. Dividends from common stock	2017-12-26	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-26	$123,195,390
Asset. Corporate debt instrument preferred debt at end of year	2017-12-26	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-26	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-26	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-26	$0
Contract administrator fees	2017-12-26	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-26	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-26	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-26	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-26	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-26	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-26	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-26	$0
Did the plan have assets held for investment	2017-12-26	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-26	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-26	Yes
Aggregate proceeds on sale of assets	2017-12-26	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-26	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-26	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-26	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-26	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-26	Disclaimer
Accountancy firm name	2017-12-26	BEACHFLEISCHMAN PC
Accountancy firm EIN	2017-12-26	860683059
2016 : THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,614,981
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$22,219,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$21,680,637
Expenses. Certain deemed distributions of participant loans	2016-12-31	$164,100
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$119,158,574
Value of total assets at beginning of year	2016-12-31	$135,762,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$374,564
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$506,137
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,623,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$3,623,715
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$931,192
Participant contributions at beginning of year	2016-12-31	$2,094,855
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$374,564
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$-16,604,320
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$119,158,574
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$135,762,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$88,975,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$100,221,983
Value of interest in pooled separate accounts at end of year	2016-12-31	$29,251,598
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$33,446,056
Interest on participant loans	2016-12-31	$65,051
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$441,086
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,485,129
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	Yes
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$0
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$21,680,637
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2016-12-31	860683059
2015 : THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$-833,862
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$43,716,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$43,142,229
Expenses. Certain deemed distributions of participant loans	2015-12-31	$486,247
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$135,762,894
Value of total assets at beginning of year	2015-12-31	$180,313,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$88,502
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$127,215
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,452,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,452,772
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$2,094,855
Participant contributions at beginning of year	2015-12-31	$3,721,465
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$178,459
Administrative expenses (other) incurred	2015-12-31	$88,502
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-44,550,840
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$135,762,894
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$180,313,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$100,221,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$129,981,145
Value of interest in pooled separate accounts at end of year	2015-12-31	$33,446,056
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$44,214,681
Interest on participant loans	2015-12-31	$127,215
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,190,001
Net investment gain/loss from pooled separate accounts	2015-12-31	$597,693
Net investment gain or loss from common/collective trusts	2015-12-31	$0
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$0
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$2,396,443
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$43,142,229
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2015-12-31	860683059
2014 : THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$17,845,260
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$23,919,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$23,747,784
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,769,684
Value of total assets at end of year	2014-12-31	$180,313,734
Value of total assets at beginning of year	2014-12-31	$186,387,650
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$171,392
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$151,552
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$7,228,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$7,228,129
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$3,721,465
Participant contributions at beginning of year	2014-12-31	$3,700,465
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$144,928
Administrative expenses (other) incurred	2014-12-31	$171,392
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-6,073,916
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$180,313,734
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$186,387,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$129,981,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$132,700,360
Value of interest in pooled separate accounts at end of year	2014-12-31	$44,214,681
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$47,382,894
Interest on participant loans	2014-12-31	$151,552
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$796,162
Net investment gain/loss from pooled separate accounts	2014-12-31	$754,805
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$8,769,684
Employer contributions (assets) at end of year	2014-12-31	$2,396,443
Employer contributions (assets) at beginning of year	2014-12-31	$2,603,931
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$23,747,784
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2014-12-31	860683059
2013 : THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$29,096,131
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$17,108,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$16,733,497
Expenses. Certain deemed distributions of participant loans	2013-12-31	$337,786
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$9,192,195
Value of total assets at end of year	2013-12-31	$186,387,650
Value of total assets at beginning of year	2013-12-31	$174,400,150
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$37,348
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$155,787
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,681,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$6,681,440
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$3,700,465
Participant contributions at beginning of year	2013-12-31	$3,734,160
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$217,956
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$172,658
Administrative expenses (other) incurred	2013-12-31	$37,348
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$11,987,500
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$186,387,650
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$174,400,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$132,700,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$117,351,519
Value of interest in pooled separate accounts at end of year	2013-12-31	$47,382,894
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$50,278,661
Interest on participant loans	2013-12-31	$155,787
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$12,003,953
Net investment gain/loss from pooled separate accounts	2013-12-31	$890,098
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$9,192,195
Employer contributions (assets) at end of year	2013-12-31	$2,603,931
Employer contributions (assets) at beginning of year	2013-12-31	$2,817,854
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$16,733,497
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2013-12-31	860683059
2012 : THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$67,412,906
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$18,409,766
Total of all expenses incurred	2012-12-31	$12,529,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$11,977,642
Expenses. Certain deemed distributions of participant loans	2012-12-31	$491,306
Value of total corrective distributions	2012-12-31	$15,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$7,897,336
Value of total assets at end of year	2012-12-31	$174,400,150
Value of total assets at beginning of year	2012-12-31	$101,107,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$45,062
Total interest from all sources	2012-12-31	$105,670
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,054,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,054,777
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$3,734,160
Participant contributions at beginning of year	2012-12-31	$0
Participant contributions at end of year	2012-12-31	$217,956
Participant contributions at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$32,590
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$138,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$5,880,016
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$174,400,150
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$101,107,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$12,472
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$117,351,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$58,318,448
Value of interest in pooled separate accounts at end of year	2012-12-31	$50,278,661
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$40,855,338
Interest on participant loans	2012-12-31	$105,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$56,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$6,939,319
Net investment gain/loss from pooled separate accounts	2012-12-31	$412,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$7,897,336
Employer contributions (assets) at end of year	2012-12-31	$2,817,854
Employer contributions (assets) at beginning of year	2012-12-31	$1,738,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$11,977,642
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2012-12-31	860683059

Form 5500 Responses for THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN

2017: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE UNIVERSITY OF ARIZONA HEALTH NETWORK RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-41875

Policy instance

Insurance contract or identification number	GA-41875
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-26
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-41875

Policy instance

Insurance contract or identification number	GA-41875
Number of Individuals Covered	1922
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-41875

Policy instance

Insurance contract or identification number	GA-41875
Number of Individuals Covered	3647
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker name

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-41875

Policy instance

Insurance contract or identification number	GA-41875
Number of Individuals Covered	2779
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker name

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080293

Policy instance

Insurance contract or identification number	TT080293
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-01-17
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE UNIVERSITY OF ARIZONA HEALTH NETWORK
Employer identification number (EIN):	272936985
NAIC Classification:	622000
NAIC Description:	Hospitals