401k Plan data: CROSSROADS FINANCIAL SERVICES, LLC 401K PROFIT SHARING PLAN plan

CROSSROADS FINANCIAL SERVICES, LLC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	CROSSROADS FINANCIAL SERVICES, LLC 401K PROFIT SHARING PLAN
Plan identification number	001

CROSSROADS FINANCIAL SERVICES, LLC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CROSSROADS FINANCIAL SERVICES has sponsored the creation of one or more 401k plans.

Company Name: CROSSROADS FINANCIAL SERVICES

Employer identification number (EIN): 272941340

NAIC Classification: 522294
NAIC Description: Secondary Market Financing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CROSSROADS FINANCIAL SERVICES, LLC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 RICH EPSTEIN 2016-12-01
001 2015-01-01 RICH EPSTEIN 2016-11-28
001 2014-01-01 RICH EPSTEIN 2016-12-01
001 2013-01-01 RICH EPSTEIN 2016-12-01
001 2012-01-01 RICH EPSTEIN 2013-11-04
001 2011-01-01 RICH EPSTEIN 2012-07-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-01-01	RICH EPSTEIN	2016-12-01
001	2015-01-01	RICH EPSTEIN	2016-11-28
001	2014-01-01	RICH EPSTEIN	2016-12-01
001	2013-01-01	RICH EPSTEIN	2016-12-01
001	2012-01-01	RICH EPSTEIN	2013-11-04
001	2011-01-01	RICH EPSTEIN	2012-07-17

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Company Name:	CROSSROADS FINANCIAL SERVICES
Employer identification number (EIN):	272941340
NAIC Classification:	522294
NAIC Description:	Secondary Market Financing