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JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameJAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN
Plan identification number 001

JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JAGENBERG US HOLDING, INC. has sponsored the creation of one or more 401k plans.

Company Name:JAGENBERG US HOLDING, INC.
Employer identification number (EIN):273358020
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GUNTER NOLL GUNTER NOLL2018-07-11
0012016-01-01GUNTER NOLL
0012015-01-01GUNTER NOLL
0012014-01-01GUNTER NOLL
0012013-01-01GUNTER NOLL2015-07-27

Plan Statistics for JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01195
Total number of active participants reported on line 7a of the Form 55002022-01-01145
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0167
Total of all active and inactive participants2022-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01213
Number of participants with account balances2022-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01183
Total number of active participants reported on line 7a of the Form 55002021-01-01134
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0166
Total of all active and inactive participants2021-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01200
Number of participants with account balances2021-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01202
Total number of active participants reported on line 7a of the Form 55002020-01-01122
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0157
Total of all active and inactive participants2020-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01179
Number of participants with account balances2020-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01193
Total number of active participants reported on line 7a of the Form 55002019-01-01150
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0149
Total of all active and inactive participants2019-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01201
Number of participants with account balances2019-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0119
2018: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01198
Total number of active participants reported on line 7a of the Form 55002018-01-01152
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0146
Total of all active and inactive participants2018-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01199
Number of participants with account balances2018-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01185
Total number of active participants reported on line 7a of the Form 55002017-01-01158
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01196
Number of participants with account balances2017-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01165
Total number of active participants reported on line 7a of the Form 55002016-01-01156
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0128
Total of all active and inactive participants2016-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01184
Number of participants with account balances2016-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01161
Total number of active participants reported on line 7a of the Form 55002015-01-01138
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01163
Number of participants with account balances2015-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01153
Total number of active participants reported on line 7a of the Form 55002014-01-01133
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0123
Total of all active and inactive participants2014-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01158
Number of participants with account balances2014-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017

Financial Data on JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-984,566
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,259,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,257,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,035,466
Value of total assets at end of year2022-12-31$12,293,516
Value of total assets at beginning of year2022-12-31$14,537,579
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,019
Total interest from all sources2022-12-31$139,819
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$24,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$24,827
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$673,798
Participant contributions at end of year2022-12-31$88,274
Participant contributions at beginning of year2022-12-31$128,528
Participant contributions at end of year2022-12-31$132
Participant contributions at beginning of year2022-12-31$7,223
Assets. Other investments not covered elsewhere at end of year2022-12-31$27,621
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$27,169
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$24,232
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$527
Other income not declared elsewhere2022-12-31$2,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,244,063
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,293,516
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,537,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$301,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$686,455
Value of interest in pooled separate accounts at end of year2022-12-31$7,262,680
Value of interest in pooled separate accounts at beginning of year2022-12-31$10,417,253
Interest on participant loans2022-12-31$6,594
Interest earned on other investments2022-12-31$452
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$132,773
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,609,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,265,995
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$77
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-91,337
Net investment gain/loss from pooled separate accounts2022-12-31$-2,095,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$337,436
Employer contributions (assets) at end of year2022-12-31$4,113
Employer contributions (assets) at beginning of year2022-12-31$4,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,257,401
Contract administrator fees2022-12-31$2,019
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ELLIOTT DAVIS
Accountancy firm EIN2022-12-31570381481
2021 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,423,621
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$469,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$467,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$855,586
Value of total assets at end of year2021-12-31$14,537,579
Value of total assets at beginning of year2021-12-31$12,583,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,223
Total interest from all sources2021-12-31$96,275
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$152,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$152,582
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$577,733
Participant contributions at end of year2021-12-31$128,528
Participant contributions at beginning of year2021-12-31$124,878
Participant contributions at end of year2021-12-31$7,223
Participant contributions at beginning of year2021-12-31$6,886
Assets. Other investments not covered elsewhere at end of year2021-12-31$27,169
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$26,706
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$527
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,954,321
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,537,579
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$12,583,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$686,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$561,283
Value of interest in pooled separate accounts at end of year2021-12-31$10,417,253
Value of interest in pooled separate accounts at beginning of year2021-12-31$9,402,987
Interest on participant loans2021-12-31$6,454
Interest earned on other investments2021-12-31$463
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$89,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,265,995
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,446,434
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$63
Net investment gain/loss from pooled separate accounts2021-12-31$1,319,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$277,853
Employer contributions (assets) at end of year2021-12-31$4,429
Employer contributions (assets) at beginning of year2021-12-31$13,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$467,014
Contract administrator fees2021-12-31$2,223
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ELLIOTT DAVIS
Accountancy firm EIN2021-12-31570381481
2020 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,834,025
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,128,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,126,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$853,789
Value of total assets at end of year2020-12-31$12,583,258
Value of total assets at beginning of year2020-12-31$11,877,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,961
Total interest from all sources2020-12-31$87,501
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$35,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$35,484
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$565,937
Participant contributions at end of year2020-12-31$124,878
Participant contributions at beginning of year2020-12-31$166,148
Participant contributions at end of year2020-12-31$6,886
Participant contributions at beginning of year2020-12-31$5,137
Assets. Other investments not covered elsewhere at end of year2020-12-31$26,706
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$26,191
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$13,489
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$366
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$366
Other income not declared elsewhere2020-12-31$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$705,451
Value of net assets at end of year (total assets less liabilities)2020-12-31$12,583,258
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,877,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$561,283
Value of interest in pooled separate accounts at end of year2020-12-31$9,402,987
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,807,438
Interest on participant loans2020-12-31$8,956
Interest earned on other investments2020-12-31$515
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$78,030
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,446,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,865,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$60,241
Net investment gain/loss from pooled separate accounts2020-12-31$1,796,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$274,363
Employer contributions (assets) at end of year2020-12-31$13,718
Employer contributions (assets) at beginning of year2020-12-31$7,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,126,613
Contract administrator fees2020-12-31$1,961
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ELLIOTT DAVIS
Accountancy firm EIN2020-12-31570381581
2019 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,941,054
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$646,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$641,406
Expenses. Certain deemed distributions of participant loans2019-12-31$3,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$959,048
Value of total assets at end of year2019-12-31$11,877,807
Value of total assets at beginning of year2019-12-31$9,583,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,408
Total interest from all sources2019-12-31$89,757
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$22,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$22,956
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$658,004
Participant contributions at end of year2019-12-31$166,148
Participant contributions at beginning of year2019-12-31$111,392
Participant contributions at end of year2019-12-31$5,137
Participant contributions at beginning of year2019-12-31$13,338
Assets. Other investments not covered elsewhere at end of year2019-12-31$26,191
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$31,735
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$366
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$984
Other income not declared elsewhere2019-12-31$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,294,182
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,877,807
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,583,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,807,438
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,810,078
Interest on participant loans2019-12-31$9,039
Interest earned on other investments2019-12-31$169
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$80,549
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,865,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,602,245
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$109,173
Net investment gain/loss from pooled separate accounts2019-12-31$1,759,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$301,044
Employer contributions (assets) at end of year2019-12-31$7,305
Employer contributions (assets) at beginning of year2019-12-31$13,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$641,374
Contract administrator fees2019-12-31$2,408
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ELLIOTT DAVIS
Accountancy firm EIN2019-12-31570381581
2018 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$764,076
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$391,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$390,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,039,275
Value of total assets at end of year2018-12-31$9,583,625
Value of total assets at beginning of year2018-12-31$9,211,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,755
Total interest from all sources2018-12-31$80,238
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$-24,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$-24,089
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$697,191
Participant contributions at end of year2018-12-31$111,392
Participant contributions at beginning of year2018-12-31$96,674
Participant contributions at end of year2018-12-31$13,338
Participant contributions at beginning of year2018-12-31$13,830
Assets. Other investments not covered elsewhere at end of year2018-12-31$31,735
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$62,954
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$18,768
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$984
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$260
Other income not declared elsewhere2018-12-31$9,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$372,311
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,583,625
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,211,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$6,810,078
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,570,690
Interest on participant loans2018-12-31$5,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$74,928
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,602,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,453,600
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$81
Net investment gain/loss from pooled separate accounts2018-12-31$-340,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$323,316
Employer contributions (assets) at end of year2018-12-31$13,853
Employer contributions (assets) at beginning of year2018-12-31$13,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$389,929
Contract administrator fees2018-12-31$1,755
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ELLIOTT DAVIS
Accountancy firm EIN2018-12-31570381581
2017 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,136
Total income from all sources (including contributions)2017-12-31$2,088,766
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$662,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$657,472
Expenses. Certain deemed distributions of participant loans2017-12-31$3,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$903,624
Value of total assets at end of year2017-12-31$9,211,314
Value of total assets at beginning of year2017-12-31$7,787,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,050
Total interest from all sources2017-12-31$86,022
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$20,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$20,020
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$619,980
Participant contributions at end of year2017-12-31$96,674
Participant contributions at beginning of year2017-12-31$115,723
Participant contributions at end of year2017-12-31$13,830
Participant contributions at beginning of year2017-12-31$6,995
Assets. Other investments not covered elsewhere at end of year2017-12-31$62,954
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$61,054
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$355
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$260
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,136
Administrative expenses (other) incurred2017-12-31$2,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,426,084
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,211,314
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,785,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$6,570,690
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,894,419
Interest on participant loans2017-12-31$4,754
Interest earned on other investments2017-12-31$1,901
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$79,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,453,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,701,535
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$15,028
Net investment gain/loss from pooled separate accounts2017-12-31$1,064,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$283,289
Employer contributions (assets) at end of year2017-12-31$13,306
Employer contributions (assets) at beginning of year2017-12-31$7,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$657,301
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ELLIOTT DAVIS
Accountancy firm EIN2017-12-31570381581
2016 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,136
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,192,214
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$284,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$279,684
Value of total corrective distributions2016-12-31$2,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$782,141
Value of total assets at end of year2016-12-31$7,787,366
Value of total assets at beginning of year2016-12-31$6,877,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,470
Total interest from all sources2016-12-31$81,616
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$583,705
Participant contributions at end of year2016-12-31$115,723
Participant contributions at beginning of year2016-12-31$101,058
Participant contributions at end of year2016-12-31$6,995
Participant contributions at beginning of year2016-12-31$12,038
Assets. Other investments not covered elsewhere at end of year2016-12-31$61,054
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$77,743
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$257
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,136
Administrative expenses (other) incurred2016-12-31$2,470
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$907,935
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,785,230
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,877,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,894,419
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,391,603
Interest on participant loans2016-12-31$4,394
Interest earned on other investments2016-12-31$2,488
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$74,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,701,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,279,134
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$95
Net investment gain/loss from pooled separate accounts2016-12-31$328,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$198,179
Employer contributions (assets) at end of year2016-12-31$7,640
Employer contributions (assets) at beginning of year2016-12-31$14,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$279,589
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ELLIOTT DAVIS DECOSIMO
Accountancy firm EIN2016-12-31570381581
2015 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$812,644
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$282,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$280,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$720,522
Value of total assets at end of year2015-12-31$6,877,295
Value of total assets at beginning of year2015-12-31$6,346,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,800
Total interest from all sources2015-12-31$69,684
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$531,921
Participant contributions at end of year2015-12-31$101,058
Participant contributions at beginning of year2015-12-31$96,933
Participant contributions at end of year2015-12-31$12,038
Participant contributions at beginning of year2015-12-31$97
Assets. Other investments not covered elsewhere at end of year2015-12-31$77,743
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$76,518
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,194
Administrative expenses (other) incurred2015-12-31$1,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$530,456
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,877,295
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,346,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,391,603
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,092,985
Interest on participant loans2015-12-31$3,972
Interest earned on other investments2015-12-31$1,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$64,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,279,134
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,079,024
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$239
Net investment gain/loss from pooled separate accounts2015-12-31$22,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$188,601
Employer contributions (assets) at end of year2015-12-31$14,525
Employer contributions (assets) at beginning of year2015-12-31$1,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$280,149
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ELLIOTT DAVID DECOSIMO
Accountancy firm EIN2015-12-31570381581
2014 : JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$201,002
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$18,132
Total income from all sources (including contributions)2014-12-31$1,093,624
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$70,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$69,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$748,651
Value of total assets at end of year2014-12-31$6,346,839
Value of total assets at beginning of year2014-12-31$5,141,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,380
Total interest from all sources2014-12-31$63,329
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$488,236
Participant contributions at end of year2014-12-31$96,933
Participant contributions at beginning of year2014-12-31$95,548
Participant contributions at end of year2014-12-31$97
Participant contributions at beginning of year2014-12-31$125
Assets. Other investments not covered elsewhere at end of year2014-12-31$76,518
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$74,244
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$86,354
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$18,132
Administrative expenses (other) incurred2014-12-31$1,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,022,887
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,346,839
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,122,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$4,092,985
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,110,229
Interest on participant loans2014-12-31$4,189
Interest earned on other investments2014-12-31$2,273
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$56,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,079,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,860,877
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$322
Net investment gain/loss from pooled separate accounts2014-12-31$281,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$174,061
Employer contributions (assets) at end of year2014-12-31$1,282
Employer contributions (assets) at beginning of year2014-12-31$59
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$69,035
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ELLIOTT DAVIS DECOSIMO
Accountancy firm EIN2014-12-31570381581

Form 5500 Responses for JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN

2022: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395/781701
Policy instance 2
Insurance contract or identification numberRM 84395/781701
Number of Individuals Covered186
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,668
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,668
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC.
Policy instance 1
Insurance contract or identification number005593109, ETC.
Number of Individuals Covered1
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Number of Individuals Covered170
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $25,274
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,456
Insurance broker organization code?4
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered1
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Number of Individuals Covered169
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $24,571
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,925
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered1
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $21,116
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,702
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered2
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $11
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Number of Individuals Covered174
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $17,487
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,315
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered3
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $21
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $21
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Number of Individuals Covered155
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,298
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,140
Insurance broker organization code?3
Insurance broker nameRICHARD E. ROSE
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered4
Insurance policy start date2016-10-01
Insurance policy end date2017-09-30
Total amount of commissions paid to insurance brokerUSD $2
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2
Insurance broker organization code?3
Insurance broker nameSTEINBERG, JACK M.
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Number of Individuals Covered163
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,193
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,681
Insurance broker organization code?3
Insurance broker nameRICHARD E. ROSE
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered5
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $27
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $27
Insurance broker organization code?3
Insurance broker nameSTEINBERG, JACK M.
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 84395-1
Policy instance 2
Insurance contract or identification numberRM 84395-1
Number of Individuals Covered135
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,533
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,961
Insurance broker organization code?3
Insurance broker nameRICHARD E. ROSE
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number005593109, ETC
Policy instance 1
Insurance contract or identification number005593109, ETC
Number of Individuals Covered5
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $27
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $27
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameSTEINBERG, JACK M.

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