401k Plan data: OPTERRA 401(K) PLAN plan

OPTERRA 401(K) PLAN 401k Plan overview

Plan Name	OPTERRA 401(K) PLAN
Plan identification number	001

OPTERRA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OPTERRA ENERGY GROUP has sponsored the creation of one or more 401k plans.

Company Name: OPTERRA ENERGY GROUP

Employer identification number (EIN): 273638832

NAIC Classification: 238210
NAIC Description: Electrical Contractors and Other Wiring Installation Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPTERRA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 LORI JOHNSON
001 2016-01-01 JOHN SULLIVAN
001 2015-01-01 JOHN SULLIVAN
001 2015-01-01 JOHN SULLIVAN
001 2014-01-01 MEGAN MCDONNELL 2015-10-08
001 2013-01-01 MEGAN MCDONNELL 2014-09-21
001 2012-01-01 MEGAN MCDONNELL 2013-07-24
001 2011-04-01 WENDY HUNT 2012-07-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01
001	2017-01-01	LORI JOHNSON
001	2016-01-01	JOHN SULLIVAN
001	2015-01-01	JOHN SULLIVAN
001	2015-01-01	JOHN SULLIVAN
001	2014-01-01	MEGAN MCDONNELL	2015-10-08
001	2013-01-01	MEGAN MCDONNELL	2014-09-21
001	2012-01-01	MEGAN MCDONNELL	2013-07-24
001	2011-04-01	WENDY HUNT	2012-07-27

Plan Statistics for OPTERRA 401(K) PLAN

401k plan membership statisitcs for OPTERRA 401(K) PLAN

Measure Date Value
2018: OPTERRA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 368
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 72
Total of all active and inactive participants 2018-01-01 442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 443
Number of participants with account balances 2018-01-01 365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: OPTERRA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 339
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 71
Total of all active and inactive participants 2017-01-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 412
Number of participants with account balances 2017-01-01 333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 5
2016: OPTERRA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 342
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 302
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 63
Total of all active and inactive participants 2016-01-01 366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 366
Number of participants with account balances 2016-01-01 304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 14
2015: OPTERRA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 303
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 298
Number of other retired or separated participants entitled to future benefits 2015-01-01 44
Total of all active and inactive participants 2015-01-01 342
Total participants 2015-01-01 342
Number of participants with account balances 2015-01-01 274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7

Measure	Date	Value
2018: OPTERRA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	368
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	72
Total of all active and inactive participants	2018-01-01	442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	443
Number of participants with account balances	2018-01-01	365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: OPTERRA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	339
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	71
Total of all active and inactive participants	2017-01-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	412
Number of participants with account balances	2017-01-01	333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	5
2016: OPTERRA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	342
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	302
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	63
Total of all active and inactive participants	2016-01-01	366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	366
Number of participants with account balances	2016-01-01	304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	14
2015: OPTERRA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	303
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	298
Number of other retired or separated participants entitled to future benefits	2015-01-01	44
Total of all active and inactive participants	2015-01-01	342
Total participants	2015-01-01	342
Number of participants with account balances	2015-01-01	274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7

Financial Data on OPTERRA 401(K) PLAN

Measure	Date	Value
2018 : OPTERRA 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$3,505,557
Total of all expenses incurred	2018-12-31	$1,192,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,179,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,797,612
Value of total assets at end of year	2018-12-31	$19,181,860
Value of total assets at beginning of year	2018-12-31	$16,868,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$12,870
Total interest from all sources	2018-12-31	$11,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,085,937
Participant contributions at end of year	2018-12-31	$142,084
Participant contributions at beginning of year	2018-12-31	$30,603
Participant contributions at beginning of year	2018-12-31	$1,095
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$375,068
Administrative expenses (other) incurred	2018-12-31	$12,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,313,201
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$19,181,860
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,868,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$18,018,321
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$15,953,294
Interest on participant loans	2018-12-31	$4,251
Interest earned on other investments	2018-12-31	$7,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,021,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$882,951
Net investment gain/loss from pooled separate accounts	2018-12-31	$-1,303,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,336,607
Employer contributions (assets) at beginning of year	2018-12-31	$716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,179,486
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HOLTHOUSE CARLIN & VAN TRIGHT, LLP
Accountancy firm EIN	2018-12-31	954345526
2017 : OPTERRA 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$6,338,969
Total of all expenses incurred	2017-12-31	$760,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$730,051
Expenses. Certain deemed distributions of participant loans	2017-12-31	$8,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,050,955
Value of total assets at end of year	2017-12-31	$16,868,659
Value of total assets at beginning of year	2017-12-31	$11,290,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$21,970
Total interest from all sources	2017-12-31	$6,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,729,223
Participant contributions at end of year	2017-12-31	$30,603
Participant contributions at beginning of year	2017-12-31	$26,686
Participant contributions at end of year	2017-12-31	$1,095
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$138,882
Other income not declared elsewhere	2017-12-31	$319
Administrative expenses (other) incurred	2017-12-31	$21,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,578,505
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,868,659
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,290,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$15,953,294
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$10,607,442
Interest on participant loans	2017-12-31	$1,467
Interest earned on other investments	2017-12-31	$5,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$882,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$656,026
Net investment gain/loss from pooled separate accounts	2017-12-31	$2,281,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,182,850
Employer contributions (assets) at end of year	2017-12-31	$716
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$730,051
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOLTHOUSE CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2017-12-31	954345526
2016 : OPTERRA 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$4,897,533
Total of all expenses incurred	2016-12-31	$553,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$520,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,163,306
Value of total assets at end of year	2016-12-31	$11,290,154
Value of total assets at beginning of year	2016-12-31	$6,946,063
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$33,071
Total interest from all sources	2016-12-31	$729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,551,817
Participant contributions at end of year	2016-12-31	$26,686
Participant contributions at beginning of year	2016-12-31	$13,537
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$257,366
Other income not declared elsewhere	2016-12-31	$4,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,344,091
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,290,154
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$6,946,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$10,607,442
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$6,539,634
Interest on participant loans	2016-12-31	$729
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$656,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$392,892
Net investment gain/loss from pooled separate accounts	2016-12-31	$729,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,354,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$520,371
Contract administrator fees	2016-12-31	$33,071
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2016-12-31	954345526
2015 : OPTERRA 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$3,835,488
Total of all expenses incurred	2015-12-31	$567,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$529,444
Value of total corrective distributions	2015-12-31	$18,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,917,840
Value of total assets at end of year	2015-12-31	$6,946,063
Value of total assets at beginning of year	2015-12-31	$3,677,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$19,315
Total interest from all sources	2015-12-31	$516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,156,728
Participant contributions at end of year	2015-12-31	$13,537
Participant contributions at beginning of year	2015-12-31	$18,661
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$911,821
Other income not declared elsewhere	2015-12-31	$60,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,268,311
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$6,946,063
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,677,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$491
Value of interest in pooled separate accounts at end of year	2015-12-31	$6,539,634
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$3,541,041
Interest on participant loans	2015-12-31	$516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$392,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$118,050
Net investment gain/loss from pooled separate accounts	2015-12-31	$-142,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$849,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$529,444
Contract administrator fees	2015-12-31	$18,824
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558

Form 5500 Responses for OPTERRA 401(K) PLAN

2018: OPTERRA 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OPTERRA 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OPTERRA 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OPTERRA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

802311

Policy instance

Insurance contract or identification number	802311
Number of Individuals Covered	365
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $67,214
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $67,214
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

802311

Policy instance

Insurance contract or identification number	802311
Number of Individuals Covered	333
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $55,619
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $55,619
Insurance broker organization code?	3
Insurance broker name	ERIC D KAUFMAN, LOCKTON FINANCIAL

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

802311-000

Policy instance

Insurance contract or identification number	802311-000
Number of Individuals Covered	274
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $24,772
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	OPTERRA ENERGY GROUP
Employer identification number (EIN):	273638832
NAIC Classification:	238210
NAIC Description:	Electrical Contractors and Other Wiring Installation Contractors