401k Plan data: NORTHSIDE FIAT 401(K) PLAN plan

NORTHSIDE FIAT 401(K) PLAN 401k Plan overview

Plan Name	NORTHSIDE FIAT 401(K) PLAN
Plan identification number	001

NORTHSIDE FIAT 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AFFINITY DEALER GROUP has sponsored the creation of one or more 401k plans.

Company Name: AFFINITY DEALER GROUP

Employer identification number (EIN): 273956444

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHSIDE FIAT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 MERCI HEINICKEN 2020-10-14
001 2018-01-01 MERCI HEINICKEN 2019-10-14
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 SHERRY SIMMONS 2015-06-01
001 2013-01-01 MERCI HEINICKEN 2014-10-06
001 2012-01-01 ALFRED FLORES 2013-10-02

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	MERCI HEINICKEN	2020-10-14
001	2018-01-01	MERCI HEINICKEN	2019-10-14
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	SHERRY SIMMONS	2015-06-01
001	2013-01-01	MERCI HEINICKEN	2014-10-06
001	2012-01-01	ALFRED FLORES	2013-10-02

Plan Statistics for NORTHSIDE FIAT 401(K) PLAN

401k plan membership statisitcs for NORTHSIDE FIAT 401(K) PLAN

Measure Date Value
2019: NORTHSIDE FIAT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 140
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 21
Total of all active and inactive participants 2019-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 162
Number of participants with account balances 2019-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 6
2018: NORTHSIDE FIAT 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 94
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 23
Total of all active and inactive participants 2018-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 118
Number of participants with account balances 2018-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 10

Measure	Date	Value
2019: NORTHSIDE FIAT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	140
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	21
Total of all active and inactive participants	2019-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	162
Number of participants with account balances	2019-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	6
2018: NORTHSIDE FIAT 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	94
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	23
Total of all active and inactive participants	2018-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	118
Number of participants with account balances	2018-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	10

Financial Data on NORTHSIDE FIAT 401(K) PLAN

Measure	Date	Value
2019 : NORTHSIDE FIAT 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$532,325
Total income from all sources (including contributions)	2019-12-31	$532,325
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$143,642
Total of all expenses incurred	2019-12-31	$143,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$135,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$135,965
Value of total corrective distributions	2019-12-31	$5,703
Value of total corrective distributions	2019-12-31	$5,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$297,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$297,830
Value of total assets at end of year	2019-12-31	$1,627,252
Value of total assets at end of year	2019-12-31	$1,627,252
Value of total assets at beginning of year	2019-12-31	$1,238,569
Value of total assets at beginning of year	2019-12-31	$1,238,569
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,974
Total interest from all sources	2019-12-31	$2,548
Total interest from all sources	2019-12-31	$2,548
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$230,861
Contributions received from participants	2019-12-31	$230,861
Participant contributions at end of year	2019-12-31	$48,732
Participant contributions at end of year	2019-12-31	$48,732
Participant contributions at beginning of year	2019-12-31	$56,485
Participant contributions at beginning of year	2019-12-31	$56,485
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,642
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$388,683
Value of net income/loss	2019-12-31	$388,683
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,627,252
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,627,252
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,238,569
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,238,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$1,974
Investment advisory and management fees	2019-12-31	$1,974
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,374,343
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,374,343
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,005,202
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,005,202
Interest on participant loans	2019-12-31	$2,548
Interest on participant loans	2019-12-31	$2,548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$204,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$204,177
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$176,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$176,882
Net investment gain/loss from pooled separate accounts	2019-12-31	$231,947
Net investment gain/loss from pooled separate accounts	2019-12-31	$231,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$63,327
Contributions received in cash from employer	2019-12-31	$63,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$135,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$135,965
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SVADLENAK, SEE & COMPANY, P.C.
Accountancy firm name	2019-12-31	SVADLENAK, SEE & COMPANY, P.C.
Accountancy firm EIN	2019-12-31	760033286
Accountancy firm EIN	2019-12-31	760033286
2018 : NORTHSIDE FIAT 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$253,302
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$46,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$45,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$327,325
Value of total assets at end of year	2018-12-31	$1,238,569
Value of total assets at beginning of year	2018-12-31	$1,031,796
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$974
Total interest from all sources	2018-12-31	$2,630
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$262,086
Participant contributions at end of year	2018-12-31	$56,485
Participant contributions at beginning of year	2018-12-31	$27,962
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$206,773
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,238,569
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,031,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$1,005,202
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$848,111
Interest on participant loans	2018-12-31	$2,630
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$176,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$155,723
Net investment gain/loss from pooled separate accounts	2018-12-31	$-76,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$63,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$45,555
Contract administrator fees	2018-12-31	$974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SVADLENAK, SEE & COMPANY, P.C.
Accountancy firm EIN	2018-12-31	760033286

Form 5500 Responses for NORTHSIDE FIAT 401(K) PLAN

2019: NORTHSIDE FIAT 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NORTHSIDE FIAT 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-840860

Policy instance

Insurance contract or identification number	GA-840860
Number of Individuals Covered	63
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $3,058
Total amount of fees paid to insurance company	USD $657
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,058
Insurance broker organization code?	3
Amount paid for insurance broker fees	657
Additional information about fees paid to insurance broker	ADMINISTRATIVE

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-840860

Policy instance

Insurance contract or identification number	GA-840860
Number of Individuals Covered	66
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $3,358
Total amount of fees paid to insurance company	USD $411
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,358
Insurance broker organization code?	3
Amount paid for insurance broker fees	411
Additional information about fees paid to insurance broker	ADMINISTRATIVE

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Company Name:	AFFINITY DEALER GROUP
Employer identification number (EIN):	273956444
NAIC Classification:	441110
NAIC Description:	New Car Dealers