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NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 401k Plan overview

Plan NameNAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING
Plan identification number 001

NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Target benefit plan
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, P.C.
Employer identification number (EIN):274193156
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01MARK ALBINI M.D.2019-08-02
0012018-01-01MARK ALBINI M.D.2019-07-15
0012017-01-01MARK ALBINI M.D.2018-02-08
0012016-01-01MARK ALBINI M.D.2017-03-09
0012016-01-01MARK ALBINI M.D.2018-02-08
0012015-01-01MARK ALBINI
0012014-01-01MARK ALBINI M.D.
0012013-01-01MARK ALBINI M.D.
0012012-01-01MARK ALBINI M.D.
0012011-01-01MARK ALBINI M.D.

Plan Statistics for NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING

401k plan membership statisitcs for NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING

Measure Date Value
2015: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year2015-01-0131
Total number of active participants reported on line 7a of the Form 55002015-01-0123
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-0131
Total participants2015-01-0131
Number of participants with account balances2015-01-0127
2014: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2014 401k membership
Total participants, beginning-of-year2014-01-0129
Total number of active participants reported on line 7a of the Form 55002014-01-0122
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0129
Number of participants with account balances2014-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year2013-01-0144
Total number of active participants reported on line 7a of the Form 55002013-01-0125
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0129
Number of participants with account balances2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year2012-01-0145
Total number of active participants reported on line 7a of the Form 55002012-01-0127
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0144
Number of participants with account balances2012-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year2011-01-0145
Total number of active participants reported on line 7a of the Form 55002011-01-0128
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0145
Number of participants with account balances2011-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014

Financial Data on NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING

Measure Date Value
2015 : NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2015 401k financial data
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$144,925
Expenses. Total of all expenses incurred2015-12-31$874,502
Benefits paid (including direct rollovers)2015-12-31$865,302
Total plan assets at end of year2015-12-31$3,515,542
Total plan assets at beginning of year2015-12-31$4,245,119
Value of fidelity bond covering the plan2015-12-31$600,000
Total contributions received or receivable from participants2015-12-31$147,939
Contributions received from other sources (not participants or employers)2015-12-31$15,538
Other income received2015-12-31$-18,552
Net income (gross income less expenses)2015-12-31$-729,577
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,515,542
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,245,119
Assets. Value of participant loans2015-12-31$111,990
Assets. Value of assets in partnership/joint-venture interests2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$9,200
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$488,178
Expenses. Total of all expenses incurred2014-12-31$594,929
Benefits paid (including direct rollovers)2014-12-31$594,003
Total plan assets at end of year2014-12-31$4,245,119
Total plan assets at beginning of year2014-12-31$4,351,870
Value of fidelity bond covering the plan2014-12-31$600,000
Total contributions received or receivable from participants2014-12-31$153,716
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$162,012
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-106,751
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,245,119
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,351,870
Assets. Value of participant loans2014-12-31$143,011
Assets. Value of assets in partnership/joint-venture interests2014-12-31$277
Total contributions received or receivable from employer(s)2014-12-31$172,450
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$926
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$628,981
Expenses. Total of all expenses incurred2013-12-31$203,368
Benefits paid (including direct rollovers)2013-12-31$203,368
Total plan assets at end of year2013-12-31$4,351,870
Total plan assets at beginning of year2013-12-31$3,926,257
Value of fidelity bond covering the plan2013-12-31$600,000
Total contributions received or receivable from participants2013-12-31$177,930
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$289,166
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$425,613
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,351,870
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,926,257
Assets. Value of participant loans2013-12-31$187,922
Total contributions received or receivable from employer(s)2013-12-31$161,885
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$661,824
Expenses. Total of all expenses incurred2012-12-31$593,582
Benefits paid (including direct rollovers)2012-12-31$593,582
Total plan assets at end of year2012-12-31$3,926,257
Total plan assets at beginning of year2012-12-31$3,858,015
Value of fidelity bond covering the plan2012-12-31$600,000
Total contributions received or receivable from participants2012-12-31$158,333
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$339,798
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$68,242
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,926,257
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,858,015
Assets. Value of participant loans2012-12-31$137,543
Total contributions received or receivable from employer(s)2012-12-31$163,693
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$273,952
Expenses. Total of all expenses incurred2011-12-31$1,429,608
Benefits paid (including direct rollovers)2011-12-31$1,429,608
Total plan assets at end of year2011-12-31$3,858,015
Total plan assets at beginning of year2011-12-31$5,013,671
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$154,734
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-68,369
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-1,155,656
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,858,015
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$5,013,671
Assets. Value of participant loans2011-12-31$60,036
Total contributions received or receivable from employer(s)2011-12-31$187,587
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING

2015: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NAUGATUCK VALLEY WOMEN'S HEALTH SPECIALISTS, PC 401(K) PROFIT SHARING 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number103188
Policy instance 1
Insurance contract or identification number103188
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $12,192
Total amount of fees paid to insurance companyUSD $522
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,023
Insurance broker organization code?4
Amount paid for insurance broker fees522
Insurance broker nameWELLS THOMAS, LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512475-000
Policy instance 2
Insurance contract or identification number512475-000
Number of Individuals Covered27
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number103188
Policy instance 1
Insurance contract or identification number103188
Number of Individuals Covered27
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $16,173
Total amount of fees paid to insurance companyUSD $4,567
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,173
Insurance broker organization code?4
Amount paid for insurance broker fees4567
Insurance broker nameWELLS THOMAS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number103188
Policy instance 1
Insurance contract or identification number103188
Number of Individuals Covered29
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,492
Total amount of fees paid to insurance companyUSD $3,860
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,045
Amount paid for insurance broker fees986
Insurance broker organization code?4
Additional information about fees paid to insurance brokerLOAN FEES & TPA COMPENSATION
Insurance broker nameWELLS THOMAS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number103188
Policy instance 1
Insurance contract or identification number103188
Number of Individuals Covered43
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,326
Total amount of fees paid to insurance companyUSD $11,933
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,326
Additional information about fees paid to insurance brokerCOMMISIONS
Insurance broker organization code?4
Amount paid for insurance broker fees11933
Insurance broker nameWELLS THOMAS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number
Policy instance 1
Number of Individuals Covered43
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $30,637
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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