401k Plan data: AKUNA CAPITAL LLC 401(K) PLAN plan

AKUNA CAPITAL LLC 401(K) PLAN 401k Plan overview

Plan Name	AKUNA CAPITAL LLC 401(K) PLAN
Plan identification number	002

AKUNA CAPITAL LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AKUNA CAPITAL LLC has sponsored the creation of one or more 401k plans.

Company Name: AKUNA CAPITAL LLC

Employer identification number (EIN): 274213219

NAIC Classification: 523900

Additional information about AKUNA CAPITAL LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4905111

More information about AKUNA CAPITAL LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AKUNA CAPITAL LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 MEGAN SUERTH MEGAN SUERTH 2018-09-27
002 2016-01-01 MEGAN SUERTH MEGAN SUERTH 2017-10-13
002 2016-01-01 MEGAN SUERTH MEGAN SUERTH 2018-03-12
002 2015-01-01 MEGAN SUERTH 2016-05-05 MEGAN SUERTH 2016-05-05

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	MEGAN SUERTH		MEGAN SUERTH	2018-09-27
002	2016-01-01	MEGAN SUERTH		MEGAN SUERTH	2017-10-13
002	2016-01-01	MEGAN SUERTH		MEGAN SUERTH	2018-03-12
002	2015-01-01	MEGAN SUERTH	2016-05-05	MEGAN SUERTH	2016-05-05

Plan Statistics for AKUNA CAPITAL LLC 401(K) PLAN

401k plan membership statisitcs for AKUNA CAPITAL LLC 401(K) PLAN

Measure Date Value
2022: AKUNA CAPITAL LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 393
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 343
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 119
Total of all active and inactive participants 2022-01-01 462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 462
Number of participants with account balances 2022-01-01 399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 31
2021: AKUNA CAPITAL LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 327
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 300
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 91
Total of all active and inactive participants 2021-01-01 391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 391
Number of participants with account balances 2021-01-01 336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: AKUNA CAPITAL LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 287
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 255
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 72
Total of all active and inactive participants 2020-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 327
Number of participants with account balances 2020-01-01 246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: AKUNA CAPITAL LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 236
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 47
Total of all active and inactive participants 2019-01-01 283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 283
Number of participants with account balances 2019-01-01 197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: AKUNA CAPITAL LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 197
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 29
Total of all active and inactive participants 2018-01-01 226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 226
Number of participants with account balances 2018-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: AKUNA CAPITAL LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 155
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 23
Total of all active and inactive participants 2017-01-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 178
Number of participants with account balances 2017-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AKUNA CAPITAL LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 132
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 16
Total of all active and inactive participants 2016-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 148
Number of participants with account balances 2016-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: AKUNA CAPITAL LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	393
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	343
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	119
Total of all active and inactive participants	2022-01-01	462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	462
Number of participants with account balances	2022-01-01	399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	31
2021: AKUNA CAPITAL LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	327
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	300
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	91
Total of all active and inactive participants	2021-01-01	391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	391
Number of participants with account balances	2021-01-01	336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: AKUNA CAPITAL LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	287
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	255
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	72
Total of all active and inactive participants	2020-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	327
Number of participants with account balances	2020-01-01	246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: AKUNA CAPITAL LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	236
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	47
Total of all active and inactive participants	2019-01-01	283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	283
Number of participants with account balances	2019-01-01	197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: AKUNA CAPITAL LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	197
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	29
Total of all active and inactive participants	2018-01-01	226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	226
Number of participants with account balances	2018-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: AKUNA CAPITAL LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	155
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	23
Total of all active and inactive participants	2017-01-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	178
Number of participants with account balances	2017-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AKUNA CAPITAL LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	132
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	16
Total of all active and inactive participants	2016-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	148
Number of participants with account balances	2016-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on AKUNA CAPITAL LLC 401(K) PLAN

Measure	Date	Value
2022 : AKUNA CAPITAL LLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$3,854,730
Total of all expenses incurred	2022-12-31	$2,521,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,434,296
Value of total corrective distributions	2022-12-31	$24,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$8,031,403
Value of total assets at end of year	2022-12-31	$22,154,750
Value of total assets at beginning of year	2022-12-31	$20,821,110
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$62,764
Total interest from all sources	2022-12-31	$1,655
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$505,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$505,205
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$6,385,863
Participant contributions at end of year	2022-12-31	$65,143
Participant contributions at beginning of year	2022-12-31	$10,672
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$4,643
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$591,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$1,333,640
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$22,154,750
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,821,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$21,035,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$19,951,299
Interest on participant loans	2022-12-31	$1,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,683,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,053,976
Employer contributions (assets) at end of year	2022-12-31	$1,054,605
Employer contributions (assets) at beginning of year	2022-12-31	$854,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,434,296
Contract administrator fees	2022-12-31	$62,764
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	RSM US LLP
Accountancy firm EIN	2022-12-31	420714325
2021 : AKUNA CAPITAL LLC 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$8,468,873
Total of all expenses incurred	2021-12-31	$1,934,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,892,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$5,576,628
Value of total assets at end of year	2021-12-31	$20,821,110
Value of total assets at beginning of year	2021-12-31	$14,286,360
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$42,083
Total interest from all sources	2021-12-31	$548
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$308,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$308,957
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,925,123
Participant contributions at end of year	2021-12-31	$10,672
Participant contributions at beginning of year	2021-12-31	$18,213
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$4,643
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$81
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$797,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,534,750
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$20,821,110
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$14,286,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$19,951,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$14,268,066
Interest on participant loans	2021-12-31	$548
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,582,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$854,496
Employer contributions (assets) at end of year	2021-12-31	$854,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,892,040
Contract administrator fees	2021-12-31	$42,083
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	RSM US LLP
Accountancy firm EIN	2021-12-31	420714325
2020 : AKUNA CAPITAL LLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$5,423,877
Total of all expenses incurred	2020-12-31	$1,093,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,067,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,305,466
Value of total assets at end of year	2020-12-31	$14,286,360
Value of total assets at beginning of year	2020-12-31	$9,956,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$26,756
Total interest from all sources	2020-12-31	$688
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$216,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$216,595
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,896,845
Participant contributions at end of year	2020-12-31	$18,213
Participant contributions at beginning of year	2020-12-31	$12,683
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$81
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$81
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$408,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,330,050
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$14,286,360
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$9,956,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$14,268,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,943,546
Interest on participant loans	2020-12-31	$688
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,901,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,067,071
Contract administrator fees	2020-12-31	$26,756
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RSM US LLP
Accountancy firm EIN	2020-12-31	420714325
2019 : AKUNA CAPITAL LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$4,637,924
Total income from all sources (including contributions)	2019-12-31	$4,637,924
Total of all expenses incurred	2019-12-31	$639,645
Total of all expenses incurred	2019-12-31	$639,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$620,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$620,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,954,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,954,049
Value of total assets at end of year	2019-12-31	$9,956,310
Value of total assets at end of year	2019-12-31	$9,956,310
Value of total assets at beginning of year	2019-12-31	$5,958,031
Value of total assets at beginning of year	2019-12-31	$5,958,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$19,400
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$19,400
Total interest from all sources	2019-12-31	$716
Total interest from all sources	2019-12-31	$716
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$195,466
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$195,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$195,466
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$195,466
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,571,557
Contributions received from participants	2019-12-31	$2,571,557
Participant contributions at end of year	2019-12-31	$12,683
Participant contributions at end of year	2019-12-31	$12,683
Participant contributions at beginning of year	2019-12-31	$18,918
Participant contributions at beginning of year	2019-12-31	$18,918
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$81
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$81
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$81
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$81
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$382,492
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$382,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,998,279
Value of net income/loss	2019-12-31	$3,998,279
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,956,310
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,956,310
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,958,031
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,958,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,943,546
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,943,546
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,939,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,939,032
Interest on participant loans	2019-12-31	$716
Interest on participant loans	2019-12-31	$716
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,487,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,487,693
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$620,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$620,245
Contract administrator fees	2019-12-31	$19,400
Contract administrator fees	2019-12-31	$19,400
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	RSM US LLP
Accountancy firm name	2019-12-31	RSM US LLP
Accountancy firm EIN	2019-12-31	420714325
Accountancy firm EIN	2019-12-31	420714325
2018 : AKUNA CAPITAL LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,620,960
Total of all expenses incurred	2018-12-31	$207,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$189,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,015,076
Value of total assets at end of year	2018-12-31	$5,958,031
Value of total assets at beginning of year	2018-12-31	$4,544,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$18,116
Total interest from all sources	2018-12-31	$1,827
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$116,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$116,584
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$200,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,570,275
Participant contributions at end of year	2018-12-31	$18,918
Participant contributions at beginning of year	2018-12-31	$39,867
Participant contributions at beginning of year	2018-12-31	$42,913
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$81
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$444,801
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,413,053
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,958,031
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,544,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,939,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,462,117
Interest on participant loans	2018-12-31	$1,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-512,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$189,791
Contract administrator fees	2018-12-31	$18,116
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RSM US LLP
Accountancy firm EIN	2018-12-31	420714325
2017 : AKUNA CAPITAL LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,843,968
Total of all expenses incurred	2017-12-31	$664,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$655,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,261,658
Value of total assets at end of year	2017-12-31	$4,544,978
Value of total assets at beginning of year	2017-12-31	$2,365,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$9,717
Total interest from all sources	2017-12-31	$7,261
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$61,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$61,221
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$200,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,155,128
Participant contributions at end of year	2017-12-31	$39,867
Participant contributions at beginning of year	2017-12-31	$6,071
Participant contributions at end of year	2017-12-31	$42,913
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,106,530
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,179,072
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,544,978
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,365,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$4,462,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,120,188
Interest on participant loans	2017-12-31	$607
Interest earned on other investments	2017-12-31	$6,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$239,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$401,884
Net investment gain/loss from pooled separate accounts	2017-12-31	$111,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$655,179
Contract administrator fees	2017-12-31	$9,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RSM US LLP
Accountancy firm EIN	2017-12-31	420714325
2016 : AKUNA CAPITAL LLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,129,824
Total of all expenses incurred	2016-12-31	$231,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$225,032
Expenses. Certain deemed distributions of participant loans	2016-12-31	$4,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$937,135
Value of total assets at end of year	2016-12-31	$2,365,906
Value of total assets at beginning of year	2016-12-31	$1,467,325
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,250
Total interest from all sources	2016-12-31	$180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$200,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$749,995
Participant contributions at end of year	2016-12-31	$6,071
Participant contributions at beginning of year	2016-12-31	$4,476
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$187,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$898,581
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,365,906
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,467,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,120,187
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,336,711
Interest on participant loans	2016-12-31	$180
Interest earned on other investments	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$239,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$126,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,958
Net investment gain/loss from pooled separate accounts	2016-12-31	$190,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$225,032
Contract administrator fees	2016-12-31	$1,250
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RSM US LLP
Accountancy firm EIN	2016-12-31	420714325

Form 5500 Responses for AKUNA CAPITAL LLC 401(K) PLAN

2022: AKUNA CAPITAL LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AKUNA CAPITAL LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AKUNA CAPITAL LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: AKUNA CAPITAL LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: AKUNA CAPITAL LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AKUNA CAPITAL LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AKUNA CAPITAL LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

811176

Policy instance

Insurance contract or identification number	811176
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $3,037
Total amount of fees paid to insurance company	USD $282
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,037
Insurance broker organization code?	3
Amount paid for insurance broker fees	282
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	ADMINISTRATIVE RETIREMENT SERVICES

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Company Name:	AKUNA CAPITAL LLC
Employer identification number (EIN):	274213219
NAIC Classification:	523900

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4905111