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TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 401k Plan overview

Plan NameTRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL
Plan identification number 002

TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRANSACTION PRINTHEAD GROUP has sponsored the creation of one or more 401k plans.

Company Name:TRANSACTION PRINTHEAD GROUP
Employer identification number (EIN):274446454
NAIC Classification:334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01TERRY UDELHOFEN
0022016-01-01TERRY UDELHOFEN TERRY UDELHOFEN2017-06-29
0022015-01-01TERRY UDELHOFEN TERRY UDELHOFEN2016-08-09
0022014-01-01TERRY UDELHOFEN TERRY UDELHOFEN2015-09-30
0022013-01-01TERRY UDELHOFEN TERRY UDELHOFEN2014-07-30

Plan Statistics for TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL

401k plan membership statisitcs for TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL

Measure Date Value
2017: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2017 401k membership
Total participants, beginning-of-year2017-01-0178
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2016 401k membership
Total participants, beginning-of-year2016-01-0186
Total number of active participants reported on line 7a of the Form 55002016-01-0124
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-0145
Total of all active and inactive participants2016-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0178
Number of participants with account balances2016-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2015 401k membership
Total participants, beginning-of-year2015-01-0195
Total number of active participants reported on line 7a of the Form 55002015-01-0126
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0186
Number of participants with account balances2015-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2014 401k membership
Total participants, beginning-of-year2014-01-01137
Total number of active participants reported on line 7a of the Form 55002014-01-0129
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0163
Total of all active and inactive participants2014-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0195
Number of participants with account balances2014-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2013 401k membership
Total participants, beginning-of-year2013-01-01169
Total number of active participants reported on line 7a of the Form 55002013-01-0161
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0172
Total of all active and inactive participants2013-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01137
Number of participants with account balances2013-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013

Financial Data on TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL

Measure Date Value
2017 : TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2017 401k financial data
Total income from all sources2017-10-25$1,057,035
Expenses. Total of all expenses incurred2017-10-25$10,151,405
Benefits paid (including direct rollovers)2017-10-25$10,146,000
Total plan assets at end of year2017-10-25$0
Total plan assets at beginning of year2017-10-25$9,094,370
Value of fidelity bond covering the plan2017-10-25$500,000
Total contributions received or receivable from participants2017-10-25$84,264
Expenses. Other expenses not covered elsewhere2017-10-25$15
Contributions received from other sources (not participants or employers)2017-10-25$-326
Other income received2017-10-25$959,907
Net income (gross income less expenses)2017-10-25$-9,094,370
Net plan assets at end of year (total assets less liabilities)2017-10-25$0
Net plan assets at beginning of year (total assets less liabilities)2017-10-25$9,094,370
Assets. Value of participant loans2017-10-25$0
Total contributions received or receivable from employer(s)2017-10-25$13,190
Value of certain deemed distributions of participant loans2017-10-25$0
Value of corrective distributions2017-10-25$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-10-25$5,390
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-10-25$0
Funding deficiency by the employer to the plan for this plan year2017-10-25$0
Minimum employer required contribution for this plan year2017-10-25$0
Amount contributed by the employer to the plan for this plan year2017-10-25$0
2016 : TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2016 401k financial data
Total income from all sources2016-12-31$671,712
Expenses. Total of all expenses incurred2016-12-31$637,038
Benefits paid (including direct rollovers)2016-12-31$633,753
Total plan assets at end of year2016-12-31$9,094,370
Total plan assets at beginning of year2016-12-31$9,059,696
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$131,200
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$326
Other income received2016-12-31$526,845
Net income (gross income less expenses)2016-12-31$34,674
Net plan assets at end of year (total assets less liabilities)2016-12-31$9,094,370
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$9,059,696
Assets. Value of participant loans2016-12-31$13,576
Total contributions received or receivable from employer(s)2016-12-31$13,341
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,285
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2015 401k financial data
Total income from all sources2015-12-31$361,310
Expenses. Total of all expenses incurred2015-12-31$1,041,775
Benefits paid (including direct rollovers)2015-12-31$1,037,818
Total plan assets at end of year2015-12-31$9,059,696
Total plan assets at beginning of year2015-12-31$9,740,161
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$141,698
Expenses. Other expenses not covered elsewhere2015-12-31$925
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$219,612
Net income (gross income less expenses)2015-12-31$-680,465
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,059,696
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$9,740,161
Assets. Value of participant loans2015-12-31$18,666
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,032
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
2014 : TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$824,197
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,415,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,397,824
Expenses. Certain deemed distributions of participant loans2014-12-31$15,116
Value of total corrective distributions2014-12-31$860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$152,768
Value of total assets at end of year2014-12-31$9,740,161
Value of total assets at beginning of year2014-12-31$10,331,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,245
Total interest from all sources2014-12-31$33,410
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$644,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$644,694
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$137,159
Participant contributions at end of year2014-12-31$31,736
Participant contributions at beginning of year2014-12-31$66,184
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-590,848
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,740,161
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,331,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,569,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,831,820
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$673
Interest earned on other investments2014-12-31$32,737
Value of interest in common/collective trusts at end of year2014-12-31$55,999
Value of interest in common/collective trusts at beginning of year2014-12-31$65,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,083,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,367,391
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-8,747
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$2,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$15,609
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,397,824
Contract administrator fees2014-12-31$1,215
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,098,060
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,762,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,760,344
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$157,264
Value of total assets at end of year2013-12-31$10,331,009
Value of total assets at beginning of year2013-12-31$9,994,963
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,670
Total interest from all sources2013-12-31$46,985
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$457,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$457,238
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$123,420
Participant contributions at end of year2013-12-31$66,184
Participant contributions at beginning of year2013-12-31$113,518
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$647,832
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$336,046
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,331,009
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,994,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,831,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,190,474
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$2,339
Interest earned on other investments2013-12-31$44,646
Value of interest in common/collective trusts at end of year2013-12-31$65,614
Value of interest in common/collective trusts at beginning of year2013-12-31$49,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,367,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,641,545
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,418,580
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$17,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$33,844
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,112,512
Contract administrator fees2013-12-31$1,655
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTON LARSON ALLEN, LLP
Accountancy firm EIN2013-12-31410746749

Form 5500 Responses for TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL

2017: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRANSACTION PRINTHEAD GROUP, LLC 401(K) SAVINGS PL 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60237
Policy instance 1
Insurance contract or identification numberMR 60237
Number of Individuals Covered86
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60237
Policy instance 1
Insurance contract or identification numberMR 60237
Number of Individuals Covered95
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,776
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,455
Insurance broker organization code?4
Insurance broker nameLPL FINANCIAL CORPORATION
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60237
Policy instance 1
Insurance contract or identification numberMR 60237
Number of Individuals Covered137
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,930
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,930
Insurance broker organization code?4
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY, LL

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