PIPER SANDLER & CO. has sponsored the creation of one or more 401k plans.
Additional information about PIPER SANDLER & CO.
Submission information for form 5500 for 401k plan PIPER JAFFRAY COMPANIES RETIREMENT PLAN
Measure | Date | Value |
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2022 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $90,673 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $201,615 |
Total income from all sources (including contributions) | 2022-12-31 | $-37,321,846 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $24,249,655 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $24,100,771 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $57,466,109 |
Value of total assets at end of year | 2022-12-31 | $482,927,057 |
Value of total assets at beginning of year | 2022-12-31 | $544,609,500 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $148,884 |
Total interest from all sources | 2022-12-31 | $209,212 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $12,403,507 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $12,403,507 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $32,646,124 |
Participant contributions at end of year | 2022-12-31 | $2,646,923 |
Participant contributions at beginning of year | 2022-12-31 | $2,674,054 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $20,505,836 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $24,926,775 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $12,691,629 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $202,728 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $221,674 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $90,673 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $201,615 |
Other income not declared elsewhere | 2022-12-31 | $-8,845,291 |
Administrative expenses (other) incurred | 2022-12-31 | $148,884 |
Total non interest bearing cash at end of year | 2022-12-31 | $5,580,002 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $4,308,803 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-61,571,501 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $482,836,384 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $544,407,885 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $398,046,014 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $456,269,751 |
Interest on participant loans | 2022-12-31 | $114,126 |
Interest earned on other investments | 2022-12-31 | $95,086 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $42,555,083 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $42,165,298 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $1,262,115 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-99,367,482 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $812,099 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $12,128,356 |
Employer contributions (assets) at end of year | 2022-12-31 | $12,128,356 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $14,043,145 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $24,100,771 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2022-12-31 | 346565596 |
2021 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $201,615 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $886,521 |
Total income from all sources (including contributions) | 2021-12-31 | $106,957,296 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $22,137,282 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $21,998,652 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $48,643,092 |
Value of total assets at end of year | 2021-12-31 | $544,609,500 |
Value of total assets at beginning of year | 2021-12-31 | $460,474,392 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $138,630 |
Total interest from all sources | 2021-12-31 | $234,205 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $27,355,478 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $27,355,478 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $28,050,691 |
Participant contributions at end of year | 2021-12-31 | $2,674,054 |
Participant contributions at beginning of year | 2021-12-31 | $2,594,438 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $24,926,775 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $18,512,229 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $6,549,256 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $221,674 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $1,495,639 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $201,615 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $886,521 |
Other income not declared elsewhere | 2021-12-31 | $1,186,130 |
Administrative expenses (other) incurred | 2021-12-31 | $138,630 |
Total non interest bearing cash at end of year | 2021-12-31 | $4,308,803 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $6,178,743 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $84,820,014 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $544,407,885 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $459,587,871 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $456,269,751 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $378,815,989 |
Interest on participant loans | 2021-12-31 | $118,698 |
Interest earned on other investments | 2021-12-31 | $115,507 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $42,165,298 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $43,452,294 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $28,815,865 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $722,526 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $14,043,145 |
Employer contributions (assets) at end of year | 2021-12-31 | $14,043,145 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $9,425,060 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $21,998,652 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2021-12-31 | 346565596 |
2020 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $886,521 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,069,188 |
Total income from all sources (including contributions) | 2020-12-31 | $165,939,490 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $29,505,957 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $29,369,063 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $83,320,280 |
Value of total assets at end of year | 2020-12-31 | $460,474,392 |
Value of total assets at beginning of year | 2020-12-31 | $324,223,526 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $136,894 |
Total interest from all sources | 2020-12-31 | $203,793 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $12,172,792 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $12,172,792 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $22,961,158 |
Participant contributions at end of year | 2020-12-31 | $2,594,438 |
Participant contributions at beginning of year | 2020-12-31 | $1,963,595 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $18,512,229 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $10,686,568 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $50,934,062 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $1,495,639 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $1,135,366 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $886,521 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $1,069,188 |
Other income not declared elsewhere | 2020-12-31 | $3,758,716 |
Administrative expenses (other) incurred | 2020-12-31 | $136,894 |
Total non interest bearing cash at end of year | 2020-12-31 | $6,178,743 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $3,551,672 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $136,433,533 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $459,587,871 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $323,154,338 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $378,815,989 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $270,101,533 |
Interest on participant loans | 2020-12-31 | $115,726 |
Interest earned on other investments | 2020-12-31 | $88,067 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $43,452,294 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $30,122,619 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $65,698,932 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $784,977 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $9,425,060 |
Employer contributions (assets) at end of year | 2020-12-31 | $9,425,060 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $6,662,173 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $29,369,063 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2020-12-31 | 346565596 |
2019 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,069,188 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $322,209 |
Total income from all sources (including contributions) | 2019-12-31 | $97,422,820 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $43,780,550 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $43,594,997 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $36,503,375 |
Value of total assets at end of year | 2019-12-31 | $324,223,526 |
Value of total assets at beginning of year | 2019-12-31 | $269,834,277 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $185,553 |
Total interest from all sources | 2019-12-31 | $335,694 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $21,256,028 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $21,256,028 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $17,492,412 |
Participant contributions at end of year | 2019-12-31 | $1,963,595 |
Participant contributions at beginning of year | 2019-12-31 | $1,829,439 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $10,686,568 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $10,591,523 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $11,981,588 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,135,366 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $1,069,188 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $322,209 |
Other income not declared elsewhere | 2019-12-31 | $1,976,234 |
Administrative expenses (other) incurred | 2019-12-31 | $185,553 |
Total non interest bearing cash at end of year | 2019-12-31 | $3,551,672 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $2,484,633 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $53,642,270 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $323,154,338 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $269,512,068 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $270,101,533 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $175,759,306 |
Interest on participant loans | 2019-12-31 | $94,372 |
Interest earned on other investments | 2019-12-31 | $241,322 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $30,122,619 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $72,559,343 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $30,806,144 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $6,545,345 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $7,029,375 |
Employer contributions (assets) at end of year | 2019-12-31 | $6,662,173 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $6,610,033 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $43,594,997 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2019-12-31 | 346562296 |
2018 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $322,209 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $285,726 |
Total income from all sources (including contributions) | 2018-12-31 | $13,164,445 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $18,568,929 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $18,372,479 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $27,320,038 |
Value of total assets at end of year | 2018-12-31 | $269,834,277 |
Value of total assets at beginning of year | 2018-12-31 | $275,202,278 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $196,450 |
Total interest from all sources | 2018-12-31 | $293,639 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,458,523 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,458,523 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $16,133,582 |
Participant contributions at end of year | 2018-12-31 | $1,829,439 |
Participant contributions at beginning of year | 2018-12-31 | $1,911,295 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $10,591,523 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $10,876,239 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $4,576,423 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $322,209 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $285,726 |
Other income not declared elsewhere | 2018-12-31 | $-2,019,693 |
Administrative expenses (other) incurred | 2018-12-31 | $196,450 |
Total non interest bearing cash at end of year | 2018-12-31 | $2,484,633 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $2,435,711 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-5,404,484 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $269,512,068 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $274,916,552 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $175,759,306 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $189,540,551 |
Interest on participant loans | 2018-12-31 | $90,439 |
Interest earned on other investments | 2018-12-31 | $203,200 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $72,559,343 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $63,664,150 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-14,500,317 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-1,387,745 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $6,610,033 |
Employer contributions (assets) at end of year | 2018-12-31 | $6,610,033 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $6,774,332 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $18,372,479 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2018-12-31 | 346565596 |
2017 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $285,726 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $365,716 |
Total income from all sources (including contributions) | 2017-12-31 | $67,932,611 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $16,793,046 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $16,598,784 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $25,981,226 |
Value of total assets at end of year | 2017-12-31 | $275,202,278 |
Value of total assets at beginning of year | 2017-12-31 | $224,142,703 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $194,262 |
Total interest from all sources | 2017-12-31 | $260,816 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,514,828 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,514,828 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $15,787,023 |
Participant contributions at end of year | 2017-12-31 | $1,911,295 |
Participant contributions at beginning of year | 2017-12-31 | $1,613,763 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $10,876,239 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $5,200,621 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,419,871 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $285,726 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $365,716 |
Other income not declared elsewhere | 2017-12-31 | $662,652 |
Administrative expenses (other) incurred | 2017-12-31 | $194,262 |
Total non interest bearing cash at end of year | 2017-12-31 | $2,435,711 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $1,588,678 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $51,139,565 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $274,916,552 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $223,776,987 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $189,540,551 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $155,040,556 |
Interest on participant loans | 2017-12-31 | $77,039 |
Interest earned on other investments | 2017-12-31 | $183,777 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $63,664,150 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $54,570,450 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $30,305,142 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $8,207,947 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $6,774,332 |
Employer contributions (assets) at end of year | 2017-12-31 | $6,774,332 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $6,128,635 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $16,598,784 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2017-12-31 | 346562296 |
2016 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $365,716 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $515,991 |
Total income from all sources (including contributions) | 2016-12-31 | $49,191,549 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $12,852,809 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $12,648,893 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $32,887,752 |
Value of total assets at end of year | 2016-12-31 | $224,142,703 |
Value of total assets at beginning of year | 2016-12-31 | $187,954,238 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $203,916 |
Total interest from all sources | 2016-12-31 | $206,362 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,651,269 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,651,269 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $15,400,291 |
Participant contributions at end of year | 2016-12-31 | $1,613,763 |
Participant contributions at beginning of year | 2016-12-31 | $1,682,390 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $11,358,826 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $365,716 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $515,991 |
Administrative expenses (other) incurred | 2016-12-31 | $203,916 |
Total non interest bearing cash at end of year | 2016-12-31 | $1,588,678 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $913,021 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $36,338,740 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $223,776,987 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $187,438,247 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $160,241,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $136,434,798 |
Interest on participant loans | 2016-12-31 | $66,152 |
Interest earned on other investments | 2016-12-31 | $140,210 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $54,570,450 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $43,903,635 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $8,974,124 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $4,472,042 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $6,128,635 |
Employer contributions (assets) at end of year | 2016-12-31 | $6,128,635 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $5,020,394 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $12,648,893 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2016-12-31 | 346565596 |
2015 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $515,991 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $752,714 |
Total income from all sources (including contributions) | 2015-12-31 | $10,325,047 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $13,806,847 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $13,581,704 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $19,637,345 |
Value of total assets at end of year | 2015-12-31 | $187,954,238 |
Value of total assets at beginning of year | 2015-12-31 | $191,672,761 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $225,143 |
Total interest from all sources | 2015-12-31 | $201,171 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,169,448 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $2,169,448 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $12,482,751 |
Participant contributions at end of year | 2015-12-31 | $1,682,390 |
Participant contributions at beginning of year | 2015-12-31 | $1,754,737 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,134,200 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $515,991 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $752,714 |
Administrative expenses (other) incurred | 2015-12-31 | $225,143 |
Total non interest bearing cash at end of year | 2015-12-31 | $913,021 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $879,974 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-3,481,800 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $187,438,247 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $190,920,047 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $136,434,798 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $126,941,984 |
Interest on participant loans | 2015-12-31 | $68,807 |
Interest earned on other investments | 2015-12-31 | $132,364 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $43,903,635 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $40,796,162 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-12,252,812 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $569,895 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $16,654,580 |
Contributions received in cash from employer | 2015-12-31 | $5,020,394 |
Employer contributions (assets) at end of year | 2015-12-31 | $5,020,394 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $4,645,324 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $13,581,704 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2015-12-31 | 346565596 |
2014 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $6,684,435 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $6,684,435 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $752,714 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $484,408 |
Total income from all sources (including contributions) | 2014-12-31 | $31,941,309 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $12,555,047 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $12,315,117 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $16,272,049 |
Value of total assets at end of year | 2014-12-31 | $191,872,445 |
Value of total assets at beginning of year | 2014-12-31 | $172,217,877 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $239,930 |
Total interest from all sources | 2014-12-31 | $182,588 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,210,913 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,210,913 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $11,043,930 |
Participant contributions at end of year | 2014-12-31 | $1,754,737 |
Participant contributions at beginning of year | 2014-12-31 | $1,508,569 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $582,795 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $10,057 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $752,714 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $484,408 |
Total non interest bearing cash at end of year | 2014-12-31 | $879,974 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $590,837 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $19,386,262 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $191,119,731 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $171,733,469 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $126,941,984 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $114,657,026 |
Interest on participant loans | 2014-12-31 | $65,511 |
Interest earned on other investments | 2014-12-31 | $117,077 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $40,995,846 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $36,597,368 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,321,601 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $3,269,723 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $16,654,580 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $14,697,683 |
Contributions received in cash from employer | 2014-12-31 | $4,645,324 |
Employer contributions (assets) at end of year | 2014-12-31 | $4,645,324 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $4,156,337 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $12,315,117 |
Contract administrator fees | 2014-12-31 | $239,930 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2014-12-31 | 346565596 |
2013 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $2,654,456 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $2,654,456 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $484,408 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $217,438 |
Total income from all sources (including contributions) | 2013-12-31 | $44,969,263 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $12,124,025 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $11,914,651 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $14,856,015 |
Value of total assets at end of year | 2013-12-31 | $172,217,877 |
Value of total assets at beginning of year | 2013-12-31 | $139,105,669 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $209,374 |
Total interest from all sources | 2013-12-31 | $170,418 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,459,191 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,459,191 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $10,193,594 |
Participant contributions at end of year | 2013-12-31 | $1,508,569 |
Participant contributions at beginning of year | 2013-12-31 | $1,583,091 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $506,084 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $286,334 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $10,057 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $22,339 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $484,408 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $217,438 |
Total non interest bearing cash at end of year | 2013-12-31 | $590,837 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $168,461 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Income. Non cash contributions | 2013-12-31 | $4,156,337 |
Value of net income/loss | 2013-12-31 | $32,845,238 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $171,733,469 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $138,888,231 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $114,657,026 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $92,456,677 |
Interest on participant loans | 2013-12-31 | $65,080 |
Interest earned on other investments | 2013-12-31 | $105,338 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $36,597,368 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $28,290,775 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $20,209,491 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $5,619,692 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $14,697,683 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $12,645,384 |
Employer contributions (assets) at end of year | 2013-12-31 | $4,156,337 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $3,938,942 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $11,628,317 |
Contract administrator fees | 2013-12-31 | $209,374 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2013-12-31 | 346565596 |
2012 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $4,911,027 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $4,911,027 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $217,438 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $172,746 |
Total income from all sources (including contributions) | 2012-12-31 | $32,717,730 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $11,638,808 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $11,455,682 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $13,796,797 |
Value of total assets at end of year | 2012-12-31 | $139,105,669 |
Value of total assets at beginning of year | 2012-12-31 | $117,982,055 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $183,126 |
Total interest from all sources | 2012-12-31 | $204,635 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,839,742 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,839,742 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $9,379,213 |
Participant contributions at end of year | 2012-12-31 | $1,583,091 |
Participant contributions at beginning of year | 2012-12-31 | $1,510,001 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $478,642 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $168,461 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $22,339 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $217,438 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $172,746 |
Total non interest bearing cash at end of year | 2012-12-31 | $168,461 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $173,900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Income. Non cash contributions | 2012-12-31 | $3,938,942 |
Value of net income/loss | 2012-12-31 | $21,078,922 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $138,888,231 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $117,809,309 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $92,456,677 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $80,052,851 |
Interest on participant loans | 2012-12-31 | $64,686 |
Interest earned on other investments | 2012-12-31 | $139,949 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $28,290,775 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $24,046,930 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $9,500,245 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $2,465,284 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $12,645,384 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $8,384,612 |
Employer contributions (assets) at end of year | 2012-12-31 | $3,938,942 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $3,813,761 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $11,287,221 |
Contract administrator fees | 2012-12-31 | $183,126 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2012-12-31 | 346565596 |
2011 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-4,762,291 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-4,762,291 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $172,753 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $132,134 |
Total income from all sources (including contributions) | 2011-12-31 | $7,051,935 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $13,013,478 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $12,819,578 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $14,684,889 |
Value of total assets at end of year | 2011-12-31 | $117,982,055 |
Value of total assets at beginning of year | 2011-12-31 | $123,902,979 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $193,900 |
Total interest from all sources | 2011-12-31 | $236,072 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,528,247 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,528,247 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $9,667,394 |
Participant contributions at end of year | 2011-12-31 | $1,510,001 |
Participant contributions at beginning of year | 2011-12-31 | $1,518,125 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,203,734 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $172,753 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $172,753 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $132,134 |
Total non interest bearing cash at end of year | 2011-12-31 | $173,900 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $275,694 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Income. Non cash contributions | 2011-12-31 | $3,813,761 |
Value of net income/loss | 2011-12-31 | $-5,961,543 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $117,809,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $123,770,845 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $80,052,851 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $88,916,245 |
Interest on participant loans | 2011-12-31 | $61,450 |
Interest earned on other investments | 2011-12-31 | $174,622 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $24,046,930 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $18,881,385 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-5,151,535 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $516,553 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $8,384,612 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $10,497,367 |
Employer contributions (assets) at end of year | 2011-12-31 | $3,813,761 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $3,814,163 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $12,646,825 |
Contract administrator fees | 2011-12-31 | $193,900 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | ERNST & YOUNG |
Accountancy firm EIN | 2011-12-31 | 346565596 |
2010 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-3,646,565 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-3,646,565 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $132,134 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $264,450 |
Total income from all sources (including contributions) | 2010-12-31 | $24,934,720 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $11,396,596 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $11,195,386 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $14,642,717 |
Value of total assets at end of year | 2010-12-31 | $123,902,979 |
Value of total assets at beginning of year | 2010-12-31 | $110,497,171 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $201,210 |
Total interest from all sources | 2010-12-31 | $249,162 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,425,494 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,425,494 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $9,750,191 |
Participant contributions at end of year | 2010-12-31 | $1,518,125 |
Participant contributions at beginning of year | 2010-12-31 | $1,485,028 |
Participant contributions at beginning of year | 2010-12-31 | $200,126 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,078,363 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $132,134 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $132,134 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $264,450 |
Total non interest bearing cash at end of year | 2010-12-31 | $275,694 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $902,599 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $3,814,163 |
Value of net income/loss | 2010-12-31 | $13,538,124 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $123,770,845 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $110,232,721 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $88,916,245 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $74,931,612 |
Interest on participant loans | 2010-12-31 | $81,239 |
Interest earned on other investments | 2010-12-31 | $165,543 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $18,881,385 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $18,288,338 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,380 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $10,567,218 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,696,694 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $10,497,367 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $11,055,653 |
Employer contributions (assets) at end of year | 2010-12-31 | $3,814,163 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $3,633,815 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $11,063,252 |
Contract administrator fees | 2010-12-31 | $201,210 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | ERNST & YOUNG |
Accountancy firm EIN | 2010-12-31 | 346565596 |
2009 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |