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PIPER JAFFRAY COMPANIES RETIREMENT PLAN 401k Plan overview

Plan NamePIPER JAFFRAY COMPANIES RETIREMENT PLAN
Plan identification number 001

PIPER JAFFRAY COMPANIES RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PIPER SANDLER & CO. has sponsored the creation of one or more 401k plans.

Company Name:PIPER SANDLER & CO.
Employer identification number (EIN):300168701
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about PIPER SANDLER & CO.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0722312

More information about PIPER SANDLER & CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PIPER JAFFRAY COMPANIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01CHRISTINE N. ESCKILSEN KARIN S. RENIER2019-07-18
0012017-01-01CHRISTINE N ESCKILSEN KARIN RENIER2018-07-26
0012016-01-01CHRISTINE N ESCKILSEN
0012015-01-01CHRISTINE N ESCKILSEN
0012014-01-01CHRISTINE N ESCKILSEN CHRISTINE N ESCKILSEN2015-07-30
0012013-01-01CHRISTINE N ESCKILSEN
0012012-01-01CHRISTINE N ESCKILSEN
0012011-01-01CHRISTINE N ESCKILSEN
0012009-01-012010-10-05
0012009-01-01ANNE M JOHNSON

Plan Statistics for PIPER JAFFRAY COMPANIES RETIREMENT PLAN

401k plan membership statisitcs for PIPER JAFFRAY COMPANIES RETIREMENT PLAN

Measure Date Value
2022: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,406
Total number of active participants reported on line 7a of the Form 55002022-01-011,713
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01894
Total of all active and inactive participants2022-01-012,607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-012,610
Number of participants with account balances2022-01-012,588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,225
Total number of active participants reported on line 7a of the Form 55002021-01-011,601
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01803
Total of all active and inactive participants2021-01-012,404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-012,406
Number of participants with account balances2021-01-012,377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,874
Total number of active participants reported on line 7a of the Form 55002020-01-011,473
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01750
Total of all active and inactive participants2020-01-012,223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-012,225
Number of participants with account balances2020-01-012,185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,920
Total number of active participants reported on line 7a of the Form 55002019-01-011,213
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01659
Total of all active and inactive participants2019-01-011,872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,874
Number of participants with account balances2019-01-011,838
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,866
Total number of active participants reported on line 7a of the Form 55002018-01-011,218
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01700
Total of all active and inactive participants2018-01-011,918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-011,920
Number of participants with account balances2018-01-011,895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,907
Total number of active participants reported on line 7a of the Form 55002017-01-011,230
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01633
Total of all active and inactive participants2017-01-011,863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,866
Number of participants with account balances2017-01-011,828
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,729
Total number of active participants reported on line 7a of the Form 55002016-01-011,250
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01652
Total of all active and inactive participants2016-01-011,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,907
Number of participants with account balances2016-01-011,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,598
Total number of active participants reported on line 7a of the Form 55002015-01-011,144
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01580
Total of all active and inactive participants2015-01-011,725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,729
Number of participants with account balances2015-01-011,670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,580
Total number of active participants reported on line 7a of the Form 55002014-01-011,023
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01571
Total of all active and inactive participants2014-01-011,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,598
Number of participants with account balances2014-01-011,562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,547
Total number of active participants reported on line 7a of the Form 55002013-01-011,004
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01570
Total of all active and inactive participants2013-01-011,575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-011,579
Number of participants with account balances2013-01-011,521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,510
Total number of active participants reported on line 7a of the Form 55002012-01-01902
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01638
Total of all active and inactive participants2012-01-011,541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-011,546
Number of participants with account balances2012-01-011,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,530
Total number of active participants reported on line 7a of the Form 55002011-01-01932
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01575
Total of all active and inactive participants2011-01-011,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,510
Number of participants with account balances2011-01-011,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,666
Total number of active participants reported on line 7a of the Form 55002009-01-01918
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01628
Total of all active and inactive participants2009-01-011,548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,548
Number of participants with account balances2009-01-011,480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on PIPER JAFFRAY COMPANIES RETIREMENT PLAN

Measure Date Value
2022 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$90,673
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$201,615
Total income from all sources (including contributions)2022-12-31$-37,321,846
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$24,249,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$24,100,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$57,466,109
Value of total assets at end of year2022-12-31$482,927,057
Value of total assets at beginning of year2022-12-31$544,609,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$148,884
Total interest from all sources2022-12-31$209,212
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$12,403,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$12,403,507
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$32,646,124
Participant contributions at end of year2022-12-31$2,646,923
Participant contributions at beginning of year2022-12-31$2,674,054
Assets. Other investments not covered elsewhere at end of year2022-12-31$20,505,836
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$24,926,775
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,691,629
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$202,728
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$221,674
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$90,673
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$201,615
Other income not declared elsewhere2022-12-31$-8,845,291
Administrative expenses (other) incurred2022-12-31$148,884
Total non interest bearing cash at end of year2022-12-31$5,580,002
Total non interest bearing cash at beginning of year2022-12-31$4,308,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-61,571,501
Value of net assets at end of year (total assets less liabilities)2022-12-31$482,836,384
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$544,407,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$398,046,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$456,269,751
Interest on participant loans2022-12-31$114,126
Interest earned on other investments2022-12-31$95,086
Value of interest in common/collective trusts at end of year2022-12-31$42,555,083
Value of interest in common/collective trusts at beginning of year2022-12-31$42,165,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,262,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-99,367,482
Net investment gain or loss from common/collective trusts2022-12-31$812,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$12,128,356
Employer contributions (assets) at end of year2022-12-31$12,128,356
Employer contributions (assets) at beginning of year2022-12-31$14,043,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$24,100,771
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2022-12-31346565596
2021 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$201,615
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$886,521
Total income from all sources (including contributions)2021-12-31$106,957,296
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$22,137,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$21,998,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$48,643,092
Value of total assets at end of year2021-12-31$544,609,500
Value of total assets at beginning of year2021-12-31$460,474,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$138,630
Total interest from all sources2021-12-31$234,205
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$27,355,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$27,355,478
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$28,050,691
Participant contributions at end of year2021-12-31$2,674,054
Participant contributions at beginning of year2021-12-31$2,594,438
Assets. Other investments not covered elsewhere at end of year2021-12-31$24,926,775
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$18,512,229
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$6,549,256
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$221,674
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,495,639
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$201,615
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$886,521
Other income not declared elsewhere2021-12-31$1,186,130
Administrative expenses (other) incurred2021-12-31$138,630
Total non interest bearing cash at end of year2021-12-31$4,308,803
Total non interest bearing cash at beginning of year2021-12-31$6,178,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$84,820,014
Value of net assets at end of year (total assets less liabilities)2021-12-31$544,407,885
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$459,587,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$456,269,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$378,815,989
Interest on participant loans2021-12-31$118,698
Interest earned on other investments2021-12-31$115,507
Value of interest in common/collective trusts at end of year2021-12-31$42,165,298
Value of interest in common/collective trusts at beginning of year2021-12-31$43,452,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$28,815,865
Net investment gain or loss from common/collective trusts2021-12-31$722,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$14,043,145
Employer contributions (assets) at end of year2021-12-31$14,043,145
Employer contributions (assets) at beginning of year2021-12-31$9,425,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$21,998,652
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2021-12-31346565596
2020 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$886,521
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,069,188
Total income from all sources (including contributions)2020-12-31$165,939,490
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$29,505,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$29,369,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$83,320,280
Value of total assets at end of year2020-12-31$460,474,392
Value of total assets at beginning of year2020-12-31$324,223,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$136,894
Total interest from all sources2020-12-31$203,793
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$12,172,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$12,172,792
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$22,961,158
Participant contributions at end of year2020-12-31$2,594,438
Participant contributions at beginning of year2020-12-31$1,963,595
Assets. Other investments not covered elsewhere at end of year2020-12-31$18,512,229
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$10,686,568
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$50,934,062
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,495,639
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,135,366
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$886,521
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,069,188
Other income not declared elsewhere2020-12-31$3,758,716
Administrative expenses (other) incurred2020-12-31$136,894
Total non interest bearing cash at end of year2020-12-31$6,178,743
Total non interest bearing cash at beginning of year2020-12-31$3,551,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$136,433,533
Value of net assets at end of year (total assets less liabilities)2020-12-31$459,587,871
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$323,154,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$378,815,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$270,101,533
Interest on participant loans2020-12-31$115,726
Interest earned on other investments2020-12-31$88,067
Value of interest in common/collective trusts at end of year2020-12-31$43,452,294
Value of interest in common/collective trusts at beginning of year2020-12-31$30,122,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$65,698,932
Net investment gain or loss from common/collective trusts2020-12-31$784,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$9,425,060
Employer contributions (assets) at end of year2020-12-31$9,425,060
Employer contributions (assets) at beginning of year2020-12-31$6,662,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$29,369,063
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2020-12-31346565596
2019 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,069,188
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$322,209
Total income from all sources (including contributions)2019-12-31$97,422,820
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$43,780,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$43,594,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$36,503,375
Value of total assets at end of year2019-12-31$324,223,526
Value of total assets at beginning of year2019-12-31$269,834,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$185,553
Total interest from all sources2019-12-31$335,694
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$21,256,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$21,256,028
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$17,492,412
Participant contributions at end of year2019-12-31$1,963,595
Participant contributions at beginning of year2019-12-31$1,829,439
Assets. Other investments not covered elsewhere at end of year2019-12-31$10,686,568
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,591,523
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,981,588
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,135,366
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,069,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$322,209
Other income not declared elsewhere2019-12-31$1,976,234
Administrative expenses (other) incurred2019-12-31$185,553
Total non interest bearing cash at end of year2019-12-31$3,551,672
Total non interest bearing cash at beginning of year2019-12-31$2,484,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$53,642,270
Value of net assets at end of year (total assets less liabilities)2019-12-31$323,154,338
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$269,512,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$270,101,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$175,759,306
Interest on participant loans2019-12-31$94,372
Interest earned on other investments2019-12-31$241,322
Value of interest in common/collective trusts at end of year2019-12-31$30,122,619
Value of interest in common/collective trusts at beginning of year2019-12-31$72,559,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$30,806,144
Net investment gain or loss from common/collective trusts2019-12-31$6,545,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,029,375
Employer contributions (assets) at end of year2019-12-31$6,662,173
Employer contributions (assets) at beginning of year2019-12-31$6,610,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$43,594,997
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2019-12-31346562296
2018 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$322,209
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$285,726
Total income from all sources (including contributions)2018-12-31$13,164,445
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$18,568,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$18,372,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$27,320,038
Value of total assets at end of year2018-12-31$269,834,277
Value of total assets at beginning of year2018-12-31$275,202,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$196,450
Total interest from all sources2018-12-31$293,639
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,458,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,458,523
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$16,133,582
Participant contributions at end of year2018-12-31$1,829,439
Participant contributions at beginning of year2018-12-31$1,911,295
Assets. Other investments not covered elsewhere at end of year2018-12-31$10,591,523
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$10,876,239
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,576,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$322,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$285,726
Other income not declared elsewhere2018-12-31$-2,019,693
Administrative expenses (other) incurred2018-12-31$196,450
Total non interest bearing cash at end of year2018-12-31$2,484,633
Total non interest bearing cash at beginning of year2018-12-31$2,435,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,404,484
Value of net assets at end of year (total assets less liabilities)2018-12-31$269,512,068
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$274,916,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$175,759,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$189,540,551
Interest on participant loans2018-12-31$90,439
Interest earned on other investments2018-12-31$203,200
Value of interest in common/collective trusts at end of year2018-12-31$72,559,343
Value of interest in common/collective trusts at beginning of year2018-12-31$63,664,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,500,317
Net investment gain or loss from common/collective trusts2018-12-31$-1,387,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$6,610,033
Employer contributions (assets) at end of year2018-12-31$6,610,033
Employer contributions (assets) at beginning of year2018-12-31$6,774,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$18,372,479
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2018-12-31346565596
2017 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$285,726
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$365,716
Total income from all sources (including contributions)2017-12-31$67,932,611
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$16,793,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,598,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$25,981,226
Value of total assets at end of year2017-12-31$275,202,278
Value of total assets at beginning of year2017-12-31$224,142,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$194,262
Total interest from all sources2017-12-31$260,816
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,514,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,514,828
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$15,787,023
Participant contributions at end of year2017-12-31$1,911,295
Participant contributions at beginning of year2017-12-31$1,613,763
Assets. Other investments not covered elsewhere at end of year2017-12-31$10,876,239
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$5,200,621
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,419,871
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$285,726
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$365,716
Other income not declared elsewhere2017-12-31$662,652
Administrative expenses (other) incurred2017-12-31$194,262
Total non interest bearing cash at end of year2017-12-31$2,435,711
Total non interest bearing cash at beginning of year2017-12-31$1,588,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$51,139,565
Value of net assets at end of year (total assets less liabilities)2017-12-31$274,916,552
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$223,776,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$189,540,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$155,040,556
Interest on participant loans2017-12-31$77,039
Interest earned on other investments2017-12-31$183,777
Value of interest in common/collective trusts at end of year2017-12-31$63,664,150
Value of interest in common/collective trusts at beginning of year2017-12-31$54,570,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$30,305,142
Net investment gain or loss from common/collective trusts2017-12-31$8,207,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,774,332
Employer contributions (assets) at end of year2017-12-31$6,774,332
Employer contributions (assets) at beginning of year2017-12-31$6,128,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,598,784
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2017-12-31346562296
2016 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$365,716
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$515,991
Total income from all sources (including contributions)2016-12-31$49,191,549
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,852,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,648,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$32,887,752
Value of total assets at end of year2016-12-31$224,142,703
Value of total assets at beginning of year2016-12-31$187,954,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$203,916
Total interest from all sources2016-12-31$206,362
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,651,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,651,269
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$15,400,291
Participant contributions at end of year2016-12-31$1,613,763
Participant contributions at beginning of year2016-12-31$1,682,390
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,358,826
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$365,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$515,991
Administrative expenses (other) incurred2016-12-31$203,916
Total non interest bearing cash at end of year2016-12-31$1,588,678
Total non interest bearing cash at beginning of year2016-12-31$913,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$36,338,740
Value of net assets at end of year (total assets less liabilities)2016-12-31$223,776,987
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$187,438,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$160,241,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$136,434,798
Interest on participant loans2016-12-31$66,152
Interest earned on other investments2016-12-31$140,210
Value of interest in common/collective trusts at end of year2016-12-31$54,570,450
Value of interest in common/collective trusts at beginning of year2016-12-31$43,903,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,974,124
Net investment gain or loss from common/collective trusts2016-12-31$4,472,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,128,635
Employer contributions (assets) at end of year2016-12-31$6,128,635
Employer contributions (assets) at beginning of year2016-12-31$5,020,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,648,893
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2016-12-31346565596
2015 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$515,991
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$752,714
Total income from all sources (including contributions)2015-12-31$10,325,047
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$13,806,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,581,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$19,637,345
Value of total assets at end of year2015-12-31$187,954,238
Value of total assets at beginning of year2015-12-31$191,672,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$225,143
Total interest from all sources2015-12-31$201,171
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,169,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,169,448
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$12,482,751
Participant contributions at end of year2015-12-31$1,682,390
Participant contributions at beginning of year2015-12-31$1,754,737
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,134,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$515,991
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$752,714
Administrative expenses (other) incurred2015-12-31$225,143
Total non interest bearing cash at end of year2015-12-31$913,021
Total non interest bearing cash at beginning of year2015-12-31$879,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,481,800
Value of net assets at end of year (total assets less liabilities)2015-12-31$187,438,247
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$190,920,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$136,434,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$126,941,984
Interest on participant loans2015-12-31$68,807
Interest earned on other investments2015-12-31$132,364
Value of interest in common/collective trusts at end of year2015-12-31$43,903,635
Value of interest in common/collective trusts at beginning of year2015-12-31$40,796,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-12,252,812
Net investment gain or loss from common/collective trusts2015-12-31$569,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at beginning of year2015-12-31$16,654,580
Contributions received in cash from employer2015-12-31$5,020,394
Employer contributions (assets) at end of year2015-12-31$5,020,394
Employer contributions (assets) at beginning of year2015-12-31$4,645,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,581,704
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2015-12-31346565596
2014 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$6,684,435
Total unrealized appreciation/depreciation of assets2014-12-31$6,684,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$752,714
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$484,408
Total income from all sources (including contributions)2014-12-31$31,941,309
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$12,555,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,315,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,272,049
Value of total assets at end of year2014-12-31$191,872,445
Value of total assets at beginning of year2014-12-31$172,217,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$239,930
Total interest from all sources2014-12-31$182,588
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,210,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,210,913
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$11,043,930
Participant contributions at end of year2014-12-31$1,754,737
Participant contributions at beginning of year2014-12-31$1,508,569
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$582,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$10,057
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$752,714
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$484,408
Total non interest bearing cash at end of year2014-12-31$879,974
Total non interest bearing cash at beginning of year2014-12-31$590,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$19,386,262
Value of net assets at end of year (total assets less liabilities)2014-12-31$191,119,731
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$171,733,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$126,941,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$114,657,026
Interest on participant loans2014-12-31$65,511
Interest earned on other investments2014-12-31$117,077
Value of interest in common/collective trusts at end of year2014-12-31$40,995,846
Value of interest in common/collective trusts at beginning of year2014-12-31$36,597,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,321,601
Net investment gain or loss from common/collective trusts2014-12-31$3,269,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$16,654,580
Assets. Invements in employer securities at beginning of year2014-12-31$14,697,683
Contributions received in cash from employer2014-12-31$4,645,324
Employer contributions (assets) at end of year2014-12-31$4,645,324
Employer contributions (assets) at beginning of year2014-12-31$4,156,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,315,117
Contract administrator fees2014-12-31$239,930
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2014-12-31346565596
2013 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,654,456
Total unrealized appreciation/depreciation of assets2013-12-31$2,654,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$484,408
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$217,438
Total income from all sources (including contributions)2013-12-31$44,969,263
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$12,124,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$11,914,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$14,856,015
Value of total assets at end of year2013-12-31$172,217,877
Value of total assets at beginning of year2013-12-31$139,105,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$209,374
Total interest from all sources2013-12-31$170,418
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,459,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,459,191
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,193,594
Participant contributions at end of year2013-12-31$1,508,569
Participant contributions at beginning of year2013-12-31$1,583,091
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$506,084
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$286,334
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$10,057
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$22,339
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$484,408
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$217,438
Total non interest bearing cash at end of year2013-12-31$590,837
Total non interest bearing cash at beginning of year2013-12-31$168,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$4,156,337
Value of net income/loss2013-12-31$32,845,238
Value of net assets at end of year (total assets less liabilities)2013-12-31$171,733,469
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$138,888,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$114,657,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$92,456,677
Interest on participant loans2013-12-31$65,080
Interest earned on other investments2013-12-31$105,338
Value of interest in common/collective trusts at end of year2013-12-31$36,597,368
Value of interest in common/collective trusts at beginning of year2013-12-31$28,290,775
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$20,209,491
Net investment gain or loss from common/collective trusts2013-12-31$5,619,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$14,697,683
Assets. Invements in employer securities at beginning of year2013-12-31$12,645,384
Employer contributions (assets) at end of year2013-12-31$4,156,337
Employer contributions (assets) at beginning of year2013-12-31$3,938,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$11,628,317
Contract administrator fees2013-12-31$209,374
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$4,911,027
Total unrealized appreciation/depreciation of assets2012-12-31$4,911,027
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$217,438
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$172,746
Total income from all sources (including contributions)2012-12-31$32,717,730
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$11,638,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,455,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,796,797
Value of total assets at end of year2012-12-31$139,105,669
Value of total assets at beginning of year2012-12-31$117,982,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$183,126
Total interest from all sources2012-12-31$204,635
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,839,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,839,742
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,379,213
Participant contributions at end of year2012-12-31$1,583,091
Participant contributions at beginning of year2012-12-31$1,510,001
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$478,642
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$168,461
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$22,339
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$217,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$172,746
Total non interest bearing cash at end of year2012-12-31$168,461
Total non interest bearing cash at beginning of year2012-12-31$173,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$3,938,942
Value of net income/loss2012-12-31$21,078,922
Value of net assets at end of year (total assets less liabilities)2012-12-31$138,888,231
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$117,809,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$92,456,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$80,052,851
Interest on participant loans2012-12-31$64,686
Interest earned on other investments2012-12-31$139,949
Value of interest in common/collective trusts at end of year2012-12-31$28,290,775
Value of interest in common/collective trusts at beginning of year2012-12-31$24,046,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,500,245
Net investment gain or loss from common/collective trusts2012-12-31$2,465,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$12,645,384
Assets. Invements in employer securities at beginning of year2012-12-31$8,384,612
Employer contributions (assets) at end of year2012-12-31$3,938,942
Employer contributions (assets) at beginning of year2012-12-31$3,813,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,287,221
Contract administrator fees2012-12-31$183,126
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-4,762,291
Total unrealized appreciation/depreciation of assets2011-12-31$-4,762,291
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$172,753
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$132,134
Total income from all sources (including contributions)2011-12-31$7,051,935
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$13,013,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,819,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,684,889
Value of total assets at end of year2011-12-31$117,982,055
Value of total assets at beginning of year2011-12-31$123,902,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$193,900
Total interest from all sources2011-12-31$236,072
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,528,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,528,247
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,667,394
Participant contributions at end of year2011-12-31$1,510,001
Participant contributions at beginning of year2011-12-31$1,518,125
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,203,734
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$172,753
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$172,753
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$132,134
Total non interest bearing cash at end of year2011-12-31$173,900
Total non interest bearing cash at beginning of year2011-12-31$275,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$3,813,761
Value of net income/loss2011-12-31$-5,961,543
Value of net assets at end of year (total assets less liabilities)2011-12-31$117,809,302
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$123,770,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$80,052,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$88,916,245
Interest on participant loans2011-12-31$61,450
Interest earned on other investments2011-12-31$174,622
Value of interest in common/collective trusts at end of year2011-12-31$24,046,930
Value of interest in common/collective trusts at beginning of year2011-12-31$18,881,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,151,535
Net investment gain or loss from common/collective trusts2011-12-31$516,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$8,384,612
Assets. Invements in employer securities at beginning of year2011-12-31$10,497,367
Employer contributions (assets) at end of year2011-12-31$3,813,761
Employer contributions (assets) at beginning of year2011-12-31$3,814,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,646,825
Contract administrator fees2011-12-31$193,900
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-3,646,565
Total unrealized appreciation/depreciation of assets2010-12-31$-3,646,565
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$132,134
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$264,450
Total income from all sources (including contributions)2010-12-31$24,934,720
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$11,396,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,195,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$14,642,717
Value of total assets at end of year2010-12-31$123,902,979
Value of total assets at beginning of year2010-12-31$110,497,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$201,210
Total interest from all sources2010-12-31$249,162
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,425,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,425,494
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$9,750,191
Participant contributions at end of year2010-12-31$1,518,125
Participant contributions at beginning of year2010-12-31$1,485,028
Participant contributions at beginning of year2010-12-31$200,126
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,078,363
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$132,134
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$132,134
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$264,450
Total non interest bearing cash at end of year2010-12-31$275,694
Total non interest bearing cash at beginning of year2010-12-31$902,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$3,814,163
Value of net income/loss2010-12-31$13,538,124
Value of net assets at end of year (total assets less liabilities)2010-12-31$123,770,845
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$110,232,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$88,916,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$74,931,612
Interest on participant loans2010-12-31$81,239
Interest earned on other investments2010-12-31$165,543
Value of interest in common/collective trusts at end of year2010-12-31$18,881,385
Value of interest in common/collective trusts at beginning of year2010-12-31$18,288,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$10,567,218
Net investment gain or loss from common/collective trusts2010-12-31$1,696,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$10,497,367
Assets. Invements in employer securities at beginning of year2010-12-31$11,055,653
Employer contributions (assets) at end of year2010-12-31$3,814,163
Employer contributions (assets) at beginning of year2010-12-31$3,633,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$11,063,252
Contract administrator fees2010-12-31$201,210
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PIPER JAFFRAY COMPANIES RETIREMENT PLAN

2022: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PIPER JAFFRAY COMPANIES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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