ABERDEEN ASSET MANAGEMENT has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ABERDEEN CORE PLUS FIXED INCOME PORTFOLIO
| Measure | Date | Value |
|---|
| 2013 : ABERDEEN CORE PLUS FIXED INCOME PORTFOLIO 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-1,698,395 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-1,698,395 |
| Total transfer of assets to this plan | 2013-12-31 | $4,600,000 |
| Total transfer of assets from this plan | 2013-12-31 | $1,175,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,290,852 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $4,386,213 |
| Total income from all sources (including contributions) | 2013-12-31 | $-962,973 |
| Total loss/gain on sale of assets | 2013-12-31 | $-2,868,873 |
| Total of all expenses incurred | 2013-12-31 | $62,619 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $128,282,983 |
| Value of total assets at beginning of year | 2013-12-31 | $127,978,936 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $62,619 |
| Total interest from all sources | 2013-12-31 | $3,527,550 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $18,540 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $3,091,870 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $3,130,432 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $648,118 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,334,477 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $20,325,521 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $26,673,529 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $2,290,852 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $4,386,213 |
| Other income not declared elsewhere | 2013-12-31 | $-151,799 |
| Administrative expenses (other) incurred | 2013-12-31 | $44,079 |
| Value of net income/loss | 2013-12-31 | $-1,025,592 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $125,992,131 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $123,592,723 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $1,103,250 |
| Income. Interest from US Government securities | 2013-12-31 | $1,069,182 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $1,353,990 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $3,302,417 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $4,308,143 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $4,308,143 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1,128 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $14,989,680 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $14,134,137 |
| Asset value of US Government securities at end of year | 2013-12-31 | $44,119,061 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $39,120,625 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $228,544 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $19,712,651 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $41,806,316 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $19,564,942 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $331,672,823 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $334,541,696 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 522170858 |
| 2012 : ABERDEEN CORE PLUS FIXED INCOME PORTFOLIO 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $3,123,354 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $3,123,354 |
| Total transfer of assets to this plan | 2012-12-31 | $2,750,000 |
| Total transfer of assets from this plan | 2012-12-31 | $66,737,809 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $4,386,213 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,860,612 |
| Total income from all sources (including contributions) | 2012-12-31 | $14,834,007 |
| Total loss/gain on sale of assets | 2012-12-31 | $4,204,986 |
| Total of all expenses incurred | 2012-12-31 | $79,981 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $127,978,936 |
| Value of total assets at beginning of year | 2012-12-31 | $174,687,118 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $79,981 |
| Total interest from all sources | 2012-12-31 | $5,145,883 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $20,001 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $3,130,432 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $9,079,490 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $1,334,477 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,859,165 |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $26,673,529 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $36,526,886 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $4,386,213 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,860,612 |
| Other income not declared elsewhere | 2012-12-31 | $-26,780 |
| Administrative expenses (other) incurred | 2012-12-31 | $59,980 |
| Value of net income/loss | 2012-12-31 | $14,754,026 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $123,592,723 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $172,826,506 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $1,567,198 |
| Income. Interest from US Government securities | 2012-12-31 | $1,600,201 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $1,972,952 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $4,308,143 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,707,021 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,707,021 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $5,532 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $14,134,137 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $18,749,041 |
| Asset value of US Government securities at end of year | 2012-12-31 | $39,120,625 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $54,854,377 |
| Net gain/loss from 103.12 investment entities | 2012-12-31 | $2,386,564 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $19,712,651 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $22,761,651 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $19,564,942 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $29,149,487 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $426,273,293 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $422,068,307 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | KPMG LLP |
| Accountancy firm EIN | 2012-12-31 | 522170858 |
| 2011 : ABERDEEN CORE PLUS FIXED INCOME PORTFOLIO 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $1,365,413 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $1,365,413 |
| Total transfer of assets to this plan | 2011-12-31 | $14,531,972 |
| Total transfer of assets from this plan | 2011-12-31 | $63,545,821 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,860,612 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $4,412,769 |
| Total income from all sources (including contributions) | 2011-12-31 | $15,761,598 |
| Total loss/gain on sale of assets | 2011-12-31 | $4,559,556 |
| Total of all expenses incurred | 2011-12-31 | $92,923 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $174,687,118 |
| Value of total assets at beginning of year | 2011-12-31 | $210,584,449 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $92,923 |
| Total interest from all sources | 2011-12-31 | $7,370,310 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Administrative expenses professional fees incurred | 2011-12-31 | $16,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $9,079,490 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $8,165,189 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,859,165 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $3,423,718 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $36,526,886 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $44,442,386 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,860,612 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $4,412,769 |
| Other income not declared elsewhere | 2011-12-31 | $479,898 |
| Administrative expenses (other) incurred | 2011-12-31 | $76,923 |
| Value of net income/loss | 2011-12-31 | $15,668,675 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $172,826,506 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $206,171,680 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $2,179,767 |
| Income. Interest from US Government securities | 2011-12-31 | $2,446,732 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $2,741,157 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,707,021 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,429,758 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,429,758 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2,654 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $18,749,041 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $23,615,621 |
| Asset value of US Government securities at end of year | 2011-12-31 | $54,854,377 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $62,769,605 |
| Net gain/loss from 103.12 investment entities | 2011-12-31 | $1,986,421 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $22,761,651 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $32,114,181 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $29,149,487 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $32,623,991 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $524,728,110 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $520,168,554 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 522170858 |
| 2010 : ABERDEEN CORE PLUS FIXED INCOME PORTFOLIO 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $2,784,244 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $2,784,244 |
| Total transfer of assets to this plan | 2010-12-31 | $27,350,000 |
| Total transfer of assets from this plan | 2010-12-31 | $223,380,779 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,412,769 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,053,462 |
| Total income from all sources (including contributions) | 2010-12-31 | $38,444,132 |
| Total loss/gain on sale of assets | 2010-12-31 | $12,866,998 |
| Total of all expenses incurred | 2010-12-31 | $84,987 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $210,584,449 |
| Value of total assets at beginning of year | 2010-12-31 | $368,896,776 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $84,987 |
| Total interest from all sources | 2010-12-31 | $12,925,607 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Administrative expenses professional fees incurred | 2010-12-31 | $16,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $8,165,189 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $9,088,988 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $3,423,718 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $2,502,583 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $44,442,386 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $77,185,085 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $4,412,769 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $5,053,462 |
| Other income not declared elsewhere | 2010-12-31 | $2,930,892 |
| Administrative expenses (other) incurred | 2010-12-31 | $68,987 |
| Value of net income/loss | 2010-12-31 | $38,359,145 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $206,171,680 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $363,843,314 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $382,355 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $3,962,226 |
| Interest earned on other investments | 2010-12-31 | $506,404 |
| Income. Interest from US Government securities | 2010-12-31 | $3,322,573 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $5,105,471 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,429,758 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $47,763,575 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $47,763,575 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $28,933 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $23,615,621 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $37,079,360 |
| Asset value of US Government securities at end of year | 2010-12-31 | $62,769,605 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $75,683,831 |
| Net gain/loss from 103.12 investment entities | 2010-12-31 | $6,936,391 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $32,114,181 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $65,382,076 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $32,623,991 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $53,828,923 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $635,642,152 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $622,775,154 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 522170858 |
