ABERDEEN ASSET MANAGEMENT has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ABERDEEN HIGH YIELD FIXED INCOME PORTFOLIO
| Measure | Date | Value |
|---|
| 2013 : ABERDEEN HIGH YIELD FIXED INCOME PORTFOLIO 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $572,592 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $572,592 |
| Total transfer of assets to this plan | 2013-12-31 | $595,000 |
| Total transfer of assets from this plan | 2013-12-31 | $17,888,737 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $312,859 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,351,485 |
| Expenses. Interest paid | 2013-12-31 | $264 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $264 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,055,386 |
| Total loss/gain on sale of assets | 2013-12-31 | $46,854 |
| Total of all expenses incurred | 2013-12-31 | $264 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $17,941,557 |
| Value of total assets at beginning of year | 2013-12-31 | $35,218,798 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $2,177,674 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $128,305 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $396,470 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,942,654 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $1,609 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $1,052,917 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $312,859 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $1,351,485 |
| Other income not declared elsewhere | 2013-12-31 | $-1,741,734 |
| Value of net income/loss | 2013-12-31 | $1,055,122 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $17,628,698 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $33,867,313 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $87,154 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $2,089,925 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $726,666 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $859,775 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $859,775 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $595 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $149,607 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $426,080 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $16,538,900 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $30,937,372 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $69,197,408 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $69,150,554 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 522170858 |
| 2012 : ABERDEEN HIGH YIELD FIXED INCOME PORTFOLIO 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $976,360 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $976,360 |
| Total transfer of assets to this plan | 2012-12-31 | $1,385,000 |
| Total transfer of assets from this plan | 2012-12-31 | $10,653,335 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,351,485 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,757,635 |
| Expenses. Interest paid | 2012-12-31 | $788 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-12-31 | $788 |
| Total income from all sources (including contributions) | 2012-12-31 | $5,108,467 |
| Total loss/gain on sale of assets | 2012-12-31 | $1,961,935 |
| Total of all expenses incurred | 2012-12-31 | $788 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $35,218,798 |
| Value of total assets at beginning of year | 2012-12-31 | $39,785,604 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $2,835,328 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $333,316 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $1,942,654 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $954,884 |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $1,052,917 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $1,946,161 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $1,351,485 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,757,635 |
| Other income not declared elsewhere | 2012-12-31 | $-665,156 |
| Value of net income/loss | 2012-12-31 | $5,107,679 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $33,867,313 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $38,027,969 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $176,500 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $2,656,781 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $859,775 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,923,619 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,923,619 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $2,047 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $426,080 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $718,094 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $30,937,372 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $33,909,530 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $59,278,502 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $57,316,567 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | KPMG LLP |
| Accountancy firm EIN | 2012-12-31 | 522170858 |
| 2011 : ABERDEEN HIGH YIELD FIXED INCOME PORTFOLIO 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,912,720 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,912,720 |
| Total transfer of assets to this plan | 2011-12-31 | $1,474,000 |
| Total transfer of assets from this plan | 2011-12-31 | $18,579,900 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,757,635 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $3,885,938 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,183,978 |
| Total loss/gain on sale of assets | 2011-12-31 | $850,422 |
| Total of all expenses incurred | 2011-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $39,785,604 |
| Value of total assets at beginning of year | 2011-12-31 | $55,835,829 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $3,293,354 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $75,878 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $333,316 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,351,982 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $954,884 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,761,367 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $1,946,161 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $2,220,827 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,757,635 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $3,885,938 |
| Other income not declared elsewhere | 2011-12-31 | $877,044 |
| Value of net income/loss | 2011-12-31 | $3,183,978 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $38,027,969 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $51,949,891 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $460,138 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $2,831,956 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,923,619 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $4,132,905 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $4,132,905 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,260 |
| Income. Dividends from common stock | 2011-12-31 | $75,878 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $718,094 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $439,156 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $33,909,530 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $40,094,592 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $5,835,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $122,906,957 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $122,056,535 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 522170858 |
| 2010 : ABERDEEN HIGH YIELD FIXED INCOME PORTFOLIO 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $833,645 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $833,645 |
| Total transfer of assets to this plan | 2010-12-31 | $12,537,009 |
| Total transfer of assets from this plan | 2010-12-31 | $37,397,569 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $3,885,938 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $18,149,823 |
| Expenses. Interest paid | 2010-12-31 | $533 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $533 |
| Total income from all sources (including contributions) | 2010-12-31 | $9,539,536 |
| Total loss/gain on sale of assets | 2010-12-31 | $4,037,972 |
| Total of all expenses incurred | 2010-12-31 | $533 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $55,835,829 |
| Value of total assets at beginning of year | 2010-12-31 | $85,421,271 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $3,792,252 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $303,700 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,351,982 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $23,069,430 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,761,367 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,668,571 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $2,220,827 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $3,899,004 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $3,885,938 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $18,149,823 |
| Other income not declared elsewhere | 2010-12-31 | $571,967 |
| Value of net income/loss | 2010-12-31 | $9,539,003 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $51,949,891 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $67,271,448 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $647,481 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $3,132,918 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $4,132,905 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,854,771 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,854,771 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $11,853 |
| Income. Dividends from common stock | 2010-12-31 | $303,700 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $439,156 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $1,575,031 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $40,094,592 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $44,299,462 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $5,835,000 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $9,055,002 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $233,094,121 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $229,056,149 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 522170858 |
