401k Plan data: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN plan

MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 401k Plan overview

Plan Name	MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN
Plan identification number	004

MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MIDLAND-GUARDIAN CO. has sponsored the creation of one or more 401k plans.

Company Name: MIDLAND-GUARDIAN CO.

Employer identification number (EIN): 310626204

NAIC Classification: 524150

Additional information about MIDLAND-GUARDIAN CO.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1952-08-27

Company Identification Number: 229369

Legal Registered Office Address: 7000 MIDLAND BOULEVARD
-
AMELIA
United States of America (USA)
45102

More information about MIDLAND-GUARDIAN CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2011-01-01 ANTHONY DIRKSING
004 2009-01-01 MATT MCCONNELL MATT MCCONNELL 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2011-01-01	ANTHONY DIRKSING
004	2009-01-01	MATT MCCONNELL		MATT MCCONNELL	2010-10-15

Plan Statistics for MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN

401k plan membership statisitcs for MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN

Measure Date Value
2011: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,286
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,323
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 180
Total of all active and inactive participants 2011-01-01 1,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,503
Number of participants with account balances 2011-01-01 1,409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 71
2009: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,275
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,118
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 133
Total of all active and inactive participants 2009-01-01 1,251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,251
Number of participants with account balances 2009-01-01 1,246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 60

Measure	Date	Value
2011: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,286
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,323
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	180
Total of all active and inactive participants	2011-01-01	1,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,503
Number of participants with account balances	2011-01-01	1,409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	71
2009: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,275
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,118
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	133
Total of all active and inactive participants	2009-01-01	1,251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,251
Number of participants with account balances	2009-01-01	1,246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	60

Financial Data on MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN

Measure	Date	Value
2011 : MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,601,764
Total loss/gain on sale of assets	2011-12-31	$202,042
Total of all expenses incurred	2011-12-31	$1,352,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,352,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,517,373
Value of total assets at end of year	2011-12-31	$32,004,159
Value of total assets at beginning of year	2011-12-31	$30,754,683
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$925,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$925,988
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$14,533
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$196,617
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$79,991
Other income not declared elsewhere	2011-12-31	$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,249,476
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$32,004,159
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,754,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$30,482,897
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$29,594,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,186,682
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$763,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$763,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,044,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,517,373
Employer contributions (assets) at end of year	2011-12-31	$137,963
Employer contributions (assets) at beginning of year	2011-12-31	$316,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,337,755
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$11,127,952
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$10,925,910
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BARNES DENNIG
Accountancy firm EIN	2011-12-31	311119890
2010 : MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-212,798
Total unrealized appreciation/depreciation of assets	2010-12-31	$-212,798
Total transfer of assets from this plan	2010-12-31	$170,735
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$194,425
Total income from all sources (including contributions)	2010-12-31	$7,513,799
Total loss/gain on sale of assets	2010-12-31	$16,523
Total of all expenses incurred	2010-12-31	$3,105,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,105,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,491,644
Value of total assets at end of year	2010-12-31	$30,754,683
Value of total assets at beginning of year	2010-12-31	$26,711,729
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$327,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$327,083
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$79,991
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$194,425
Other income not declared elsewhere	2010-12-31	$-230,936
Total non interest bearing cash at beginning of year	2010-12-31	$194,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,408,114
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,754,683
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$26,517,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$29,594,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$16,872,525
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$9,393,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$763,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,969,165
Net investment gain or loss from common/collective trusts	2010-12-31	$153,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,491,644
Employer contributions (assets) at end of year	2010-12-31	$316,491
Employer contributions (assets) at beginning of year	2010-12-31	$251,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,105,685
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,163,024
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,146,501
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BARNES DENNIG
Accountancy firm EIN	2010-12-31	311119890
2009 : MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN

2011: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: MIDLAND GUARDIAN CO. SELF DIRECTED RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	MIDLAND-GUARDIAN CO.
Employer identification number (EIN):	310626204
NAIC Classification:	524150

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1952-08-27
Company Identification Number:	229369
Legal Registered Office Address:	7000 MIDLAND BOULEVARD - AMELIA United States of America (USA) 45102