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COMMUNITY HOSPITAL RETIREMENT PLAN 401k Plan overview

Plan NameCOMMUNITY HOSPITAL RETIREMENT PLAN
Plan identification number 005

COMMUNITY HOSPITAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

MERCY HEALTH SYSTEM - WESTERN OHIO has sponsored the creation of one or more 401k plans.

Company Name:MERCY HEALTH SYSTEM - WESTERN OHIO
Employer identification number (EIN):310785684

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY HOSPITAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052012-01-01JOHN H. ALLISON
0052011-01-01KATHLEEN GUBSER
0052010-01-01KATHLEEN GUBSER
0052009-01-01KATHLEEN GUBSER

Plan Statistics for COMMUNITY HOSPITAL RETIREMENT PLAN

401k plan membership statisitcs for COMMUNITY HOSPITAL RETIREMENT PLAN

Measure Date Value
2012: COMMUNITY HOSPITAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,094
Total number of active participants reported on line 7a of the Form 55002012-01-01327
Number of retired or separated participants receiving benefits2012-01-0182
Number of other retired or separated participants entitled to future benefits2012-01-01653
Total of all active and inactive participants2012-01-011,062
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-011,072
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COMMUNITY HOSPITAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,143
Total number of active participants reported on line 7a of the Form 55002011-01-01354
Number of retired or separated participants receiving benefits2011-01-0177
Number of other retired or separated participants entitled to future benefits2011-01-01658
Total of all active and inactive participants2011-01-011,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-011,094
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: COMMUNITY HOSPITAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,186
Total number of active participants reported on line 7a of the Form 55002010-01-01385
Number of retired or separated participants receiving benefits2010-01-0169
Number of other retired or separated participants entitled to future benefits2010-01-01686
Total of all active and inactive participants2010-01-011,140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-011,143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: COMMUNITY HOSPITAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,227
Total number of active participants reported on line 7a of the Form 55002009-01-01402
Number of retired or separated participants receiving benefits2009-01-0168
Number of other retired or separated participants entitled to future benefits2009-01-01714
Total of all active and inactive participants2009-01-011,184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on COMMUNITY HOSPITAL RETIREMENT PLAN

Measure Date Value
2012 : COMMUNITY HOSPITAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$140,013
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,119,759
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,694,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,599,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,613,797
Value of total assets at end of year2012-12-31$33,165,632
Value of total assets at beginning of year2012-12-31$28,600,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$94,332
Total interest from all sources2012-12-31$168,811
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$94,332
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$91,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$140,013
Other income not declared elsewhere2012-12-31$11,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,425,477
Value of net assets at end of year (total assets less liabilities)2012-12-31$33,025,619
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,600,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,968,193
Value of interest in master investment trust accounts at end of year2012-12-31$30,642,107
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$347,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$347,109
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$168,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$228,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$229,322
Asset value of US Government securities at beginning of year2012-12-31$4,550,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,502,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,613,797
Employer contributions (assets) at end of year2012-12-31$2,295,000
Employer contributions (assets) at beginning of year2012-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,599,950
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$4,813,666
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : COMMUNITY HOSPITAL RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,678,874
Total unrealized appreciation/depreciation of assets2011-12-31$-1,678,874
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,535,484
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,660,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,480,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,837,500
Value of total assets at end of year2011-12-31$28,600,159
Value of total assets at beginning of year2011-12-31$30,725,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$180,228
Total interest from all sources2011-12-31$418,899
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$350,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$350,944
Administrative expenses professional fees incurred2011-12-31$31,053
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$91,114
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$87,809
Other income not declared elsewhere2011-12-31$9,318
Administrative expenses (other) incurred2011-12-31$72,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,125,356
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,600,159
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,725,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$5,904
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,968,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,611,126
Income. Interest from US Government securities2011-12-31$203,111
Income. Interest from corporate debt instruments2011-12-31$215,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$347,109
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$447,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$447,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$227
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$229,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$266,877
Asset value of US Government securities at end of year2011-12-31$4,550,755
Asset value of US Government securities at beginning of year2011-12-31$4,543,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$597,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,837,500
Employer contributions (assets) at end of year2011-12-31$600,000
Employer contributions (assets) at beginning of year2011-12-31$412,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,480,612
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$4,813,666
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$4,356,001
Contract administrator fees2011-12-31$70,634
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : COMMUNITY HOSPITAL RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$50,577
Total unrealized appreciation/depreciation of assets2010-12-31$50,577
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,396,202
Total loss/gain on sale of assets2010-12-31$-5,630
Total of all expenses incurred2010-12-31$2,959,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,935,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,450,000
Value of total assets at end of year2010-12-31$30,725,515
Value of total assets at beginning of year2010-12-31$29,288,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,587
Total interest from all sources2010-12-31$381,710
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$325,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$325,569
Administrative expenses professional fees incurred2010-12-31$16,062
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$87,809
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$89,707
Other income not declared elsewhere2010-12-31$10,524
Administrative expenses (other) incurred2010-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,436,526
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,725,515
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$29,288,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$5,501
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,611,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$19,239,634
Income. Interest from US Government securities2010-12-31$162,526
Income. Interest from corporate debt instruments2010-12-31$218,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$447,798
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$424,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$424,560
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$298
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$266,877
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$294,990
Asset value of US Government securities at end of year2010-12-31$4,543,404
Asset value of US Government securities at beginning of year2010-12-31$4,730,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,183,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,450,000
Employer contributions (assets) at end of year2010-12-31$412,500
Employer contributions (assets) at beginning of year2010-12-31$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,935,089
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$4,356,001
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$4,309,287
Contract administrator fees2010-12-31$2,024
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$6,121,756
Aggregate carrying amount (costs) on sale of assets2010-12-31$6,127,386
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : COMMUNITY HOSPITAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMMUNITY HOSPITAL RETIREMENT PLAN

2012: COMMUNITY HOSPITAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMMUNITY HOSPITAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COMMUNITY HOSPITAL RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COMMUNITY HOSPITAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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