401k Plan data: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN plan

JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JACK GUTTMAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: JACK GUTTMAN, INC.

Employer identification number (EIN): 310804384

NAIC Classification: 326100

Additional information about JACK GUTTMAN, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1971-08-16

Company Identification Number: 414288

Legal Registered Office Address: 9300 ALLEN RD
-
WEST CHESTER
United States of America (USA)
45069

More information about JACK GUTTMAN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 MARK WASSERMAN
001 2015-01-01 MARK WASSERMAN
001 2014-01-01 MARK WASSERMAN
001 2013-01-01 KIMBERLY GERNER KIMBERLY GERNER 2014-10-15
001 2012-01-01 WILLIAM BIDDINGER
001 2011-01-01 WILLIAM BIDDINGER
001 2010-01-01 WILLIAM BIDDINGER
001 2009-01-01 WILLIAM BIDDINGER WILLIAM BIDDINGER 2010-09-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	MARK WASSERMAN
001	2015-01-01	MARK WASSERMAN
001	2014-01-01	MARK WASSERMAN
001	2013-01-01	KIMBERLY GERNER	KIMBERLY GERNER	2014-10-15
001	2012-01-01	WILLIAM BIDDINGER
001	2011-01-01	WILLIAM BIDDINGER
001	2010-01-01	WILLIAM BIDDINGER
001	2009-01-01	WILLIAM BIDDINGER	WILLIAM BIDDINGER	2010-09-27

Plan Statistics for JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 324
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 167
Total of all active and inactive participants 2015-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 168
Number of participants with account balances 2015-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 256
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 63
Total of all active and inactive participants 2014-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 320
Number of participants with account balances 2014-01-01 294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 15
2013: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 247
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 217
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 34
Total of all active and inactive participants 2013-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 252
Number of participants with account balances 2013-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 220
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 244
Number of participants with account balances 2012-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 207
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 229
Number of participants with account balances 2011-01-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 206
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 16
Total of all active and inactive participants 2010-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 222
Number of participants with account balances 2010-01-01 205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 202
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 215
Number of participants with account balances 2009-01-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	324
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	167
Total of all active and inactive participants	2015-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	168
Number of participants with account balances	2015-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	256
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	63
Total of all active and inactive participants	2014-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	320
Number of participants with account balances	2014-01-01	294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	15
2013: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	247
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	217
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	34
Total of all active and inactive participants	2013-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	252
Number of participants with account balances	2013-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	220
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	244
Number of participants with account balances	2012-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	207
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	229
Number of participants with account balances	2011-01-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	206
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	16
Total of all active and inactive participants	2010-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	222
Number of participants with account balances	2010-01-01	205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	202
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	215
Number of participants with account balances	2009-01-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2016 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-05-16	$24,697
Total loss/gain on sale of assets	2016-05-16	$7,990
Total of all expenses incurred	2016-05-16	$1,380,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-05-16	$1,380,991
Value of total assets at end of year	2016-05-16	$0
Value of total assets at beginning of year	2016-05-16	$1,356,294
Total dividends received (eg from common stock, registered investment company shares)	2016-05-16	$2,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-05-16	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-05-16	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-05-16	$2,103
Was this plan covered by a fidelity bond	2016-05-16	Yes
Value of fidelity bond cover	2016-05-16	$500,000
If this is an individual account plan, was there a blackout period	2016-05-16	No
Were there any nonexempt tranactions with any party-in-interest	2016-05-16	No
Other income not declared elsewhere	2016-05-16	$10,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-05-16	No
Value of net income/loss	2016-05-16	$-1,356,294
Value of net assets at end of year (total assets less liabilities)	2016-05-16	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-05-16	$1,356,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-05-16	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-05-16	No
Were any leases to which the plan was party in default or uncollectible	2016-05-16	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-05-16	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-05-16	$1,033,362
Value of interest in common/collective trusts at end of year	2016-05-16	$0
Value of interest in common/collective trusts at beginning of year	2016-05-16	$279,365
Net investment gain or loss from common/collective trusts	2016-05-16	$4,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-05-16	No
Was there a failure to transmit to the plan any participant contributions	2016-05-16	No
Has the plan failed to provide any benefit when due under the plan	2016-05-16	No
Employer contributions (assets) at beginning of year	2016-05-16	$43,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-05-16	$1,380,991
Did the plan have assets held for investment	2016-05-16	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-05-16	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-05-16	Yes
Aggregate proceeds on sale of assets	2016-05-16	$1,063,789
Aggregate carrying amount (costs) on sale of assets	2016-05-16	$1,055,799
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-05-16	Yes
Opinion of an independent qualified public accountant for this plan	2016-05-16	Disclaimer
Accountancy firm name	2016-05-16	ECONOMOU & FLOOD
Accountancy firm EIN	2016-05-16	311120201
2015 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$528,063
Total of all expenses incurred	2015-12-31	$9,387,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$9,358,975
Value of total corrective distributions	2015-12-31	$28,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$555,412
Value of total assets at end of year	2015-12-31	$1,356,294
Value of total assets at beginning of year	2015-12-31	$10,215,847
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$143,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$143,425
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$356,849
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$155,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-8,859,553
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,356,294
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,215,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,033,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,637,209
Value of interest in common/collective trusts at end of year	2015-12-31	$279,365
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,543,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-228,506
Net investment gain or loss from common/collective trusts	2015-12-31	$57,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$43,344
Employer contributions (assets) at end of year	2015-12-31	$43,567
Employer contributions (assets) at beginning of year	2015-12-31	$35,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$9,358,975
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ECONOMOU & FLOOD
Accountancy firm EIN	2015-12-31	311120201
2014 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,471,546
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$630,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$600,087
Value of total corrective distributions	2014-12-31	$30,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$856,661
Value of total assets at end of year	2014-12-31	$10,215,847
Value of total assets at beginning of year	2014-12-31	$9,374,805
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$624,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$624,835
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$696,970
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$36,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$841,042
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,215,847
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,374,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,637,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,854,511
Value of interest in common/collective trusts at end of year	2014-12-31	$1,543,254
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,499,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-20,418
Net investment gain or loss from common/collective trusts	2014-12-31	$10,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$122,772
Employer contributions (assets) at end of year	2014-12-31	$35,384
Employer contributions (assets) at beginning of year	2014-12-31	$20,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$600,087
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ECONOMOU & FLOOD
Accountancy firm EIN	2014-12-31	311120201
2013 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,283,840
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,279,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,253,087
Value of total corrective distributions	2013-12-31	$26,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$835,628
Value of total assets at end of year	2013-12-31	$9,374,805
Value of total assets at beginning of year	2013-12-31	$8,370,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$344,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$344,882
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$706,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,004,208
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,374,805
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,370,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,854,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,622,107
Value of interest in common/collective trusts at end of year	2013-12-31	$1,499,852
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,580,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,090,363
Net investment gain or loss from common/collective trusts	2013-12-31	$12,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$129,397
Employer contributions (assets) at end of year	2013-12-31	$20,442
Employer contributions (assets) at beginning of year	2013-12-31	$168,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,253,087
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ECONOMOU & FLOOD
Accountancy firm EIN	2013-12-31	311120201
2012 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,483,169
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$798,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$784,033
Value of total corrective distributions	2012-12-31	$14,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$666,136
Value of total assets at end of year	2012-12-31	$8,370,597
Value of total assets at beginning of year	2012-12-31	$7,686,032
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$185,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$185,263
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$466,682
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$684,565
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,370,597
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,686,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,622,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,845,333
Value of interest in common/collective trusts at end of year	2012-12-31	$1,580,358
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,840,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$608,965
Net investment gain or loss from common/collective trusts	2012-12-31	$22,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$199,071
Employer contributions (assets) at end of year	2012-12-31	$168,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$784,033
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ECONOMOU & FLOOD
Accountancy firm EIN	2012-12-31	311120201
2011 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$469,793
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$669,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$660,607
Value of total corrective distributions	2011-12-31	$8,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$501,334
Value of total assets at end of year	2011-12-31	$7,686,032
Value of total assets at beginning of year	2011-12-31	$7,885,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$148,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$433,532
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$36,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-199,454
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,686,032
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,885,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,845,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,470,580
Value of interest in common/collective trusts at end of year	2011-12-31	$1,840,699
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,328,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-204,801
Net investment gain or loss from common/collective trusts	2011-12-31	$25,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$31,473
Employer contributions (assets) at beginning of year	2011-12-31	$86,874
Income. Dividends from common stock	2011-12-31	$148,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$660,607
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ECONOMOU & FLOOD
Accountancy firm EIN	2011-12-31	311120201
2010 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,301,555
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$260,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$243,525
Value of total corrective distributions	2010-12-31	$16,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$534,073
Value of total assets at end of year	2010-12-31	$7,885,486
Value of total assets at beginning of year	2010-12-31	$6,844,202
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$136,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$136,960
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$415,830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,041,284
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,885,486
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,844,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,470,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,005,605
Value of interest in common/collective trusts at end of year	2010-12-31	$1,328,032
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,736,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$609,910
Net investment gain or loss from common/collective trusts	2010-12-31	$20,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$118,243
Employer contributions (assets) at end of year	2010-12-31	$86,874
Employer contributions (assets) at beginning of year	2010-12-31	$101,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$243,525
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ECONOMOU & FLOOD
Accountancy firm EIN	2010-12-31	311120201
2009 : JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN

2016: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JACK GUTTMAN. INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JACK GUTTMAN, INC.
Employer identification number (EIN):	310804384
NAIC Classification:	326100

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1971-08-16
Company Identification Number:	414288
Legal Registered Office Address:	9300 ALLEN RD - WEST CHESTER United States of America (USA) 45069