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HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameHAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN
Plan identification number 002

HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HAWKSTONE ASSOCIATES, INC. DBA TRIUMPH ENERGY has sponsored the creation of one or more 401k plans.

Company Name:HAWKSTONE ASSOCIATES, INC. DBA TRIUMPH ENERGY
Employer identification number (EIN):311021886
NAIC Classification:424700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01JANET L. BOBOWSKI2021-08-31
0022019-01-01JANET L. BOBOWSKI2020-10-12
0022018-01-01JOHN T. SMITH2019-09-30
0022017-01-01
0022016-01-01JOHN T. SMITH
0022015-01-01JOHN T. SMITH
0022014-01-01JOHN T. SMITH JOHN T. SMITH2015-09-29
0022013-01-01JOHN T. SMITH
0022012-01-01JOHN T. SMITH
0022011-01-01JOHN T. SMITH
0022009-01-01JOHN T. SMITH JOHN T. SMITH2010-10-14

Plan Statistics for HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2022: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01351
Total number of active participants reported on line 7a of the Form 55002022-01-01305
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0140
Total of all active and inactive participants2022-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01345
Number of participants with account balances2022-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01264
Total number of active participants reported on line 7a of the Form 55002021-01-01189
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0139
Total of all active and inactive participants2021-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01228
Number of participants with account balances2021-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01199
Total number of active participants reported on line 7a of the Form 55002020-01-01240
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0118
Total of all active and inactive participants2020-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01258
Number of participants with account balances2020-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01160
Total number of active participants reported on line 7a of the Form 55002019-01-01182
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0117
Total of all active and inactive participants2019-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01199
Number of participants with account balances2019-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0191
Total number of active participants reported on line 7a of the Form 55002018-01-01134
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01160
Number of participants with account balances2018-01-0174
2017: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01118
Total number of active participants reported on line 7a of the Form 55002017-01-0184
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0188
Number of participants with account balances2017-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01126
Total number of active participants reported on line 7a of the Form 55002016-01-0196
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0111
Total of all active and inactive participants2016-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01107
Number of participants with account balances2016-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01134
Total number of active participants reported on line 7a of the Form 55002015-01-0191
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0120
Total of all active and inactive participants2015-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01111
Number of participants with account balances2015-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01147
Total number of active participants reported on line 7a of the Form 55002014-01-0187
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01120
Number of participants with account balances2014-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01154
Total number of active participants reported on line 7a of the Form 55002013-01-01105
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01136
Number of participants with account balances2013-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01150
Total number of active participants reported on line 7a of the Form 55002012-01-01119
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01139
Number of participants with account balances2012-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01161
Total number of active participants reported on line 7a of the Form 55002011-01-01118
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01136
Number of participants with account balances2011-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01135
Total number of active participants reported on line 7a of the Form 55002009-01-01113
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01134
Number of participants with account balances2009-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$14,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-276,986
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$760,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$739,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$140,005
Value of total assets at end of year2022-12-31$2,196,056
Value of total assets at beginning of year2022-12-31$3,219,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$21,545
Total interest from all sources2022-12-31$563
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$140,005
Participant contributions at end of year2022-12-31$12,636
Participant contributions at beginning of year2022-12-31$13,838
Participant contributions at end of year2022-12-31$4,504
Participant contributions at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$21,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,037,666
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,181,906
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,219,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$2,143,562
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,171,616
Interest on participant loans2022-12-31$563
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$35,354
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$34,118
Net investment gain/loss from pooled separate accounts2022-12-31$-417,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$739,135
Liabilities. Value of benefit claims payable at end of year2022-12-31$14,150
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BARNES DENNING
Accountancy firm EIN2022-12-31311119890
2021 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$600,495
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,123,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,095,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$199,199
Value of total assets at end of year2021-12-31$3,219,572
Value of total assets at beginning of year2021-12-31$3,742,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$28,066
Total interest from all sources2021-12-31$560
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$166,172
Participant contributions at end of year2021-12-31$13,838
Participant contributions at beginning of year2021-12-31$12,841
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$33,027
Administrative expenses (other) incurred2021-12-31$28,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-523,195
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,219,572
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,742,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$3,171,616
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,699,828
Interest on participant loans2021-12-31$560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$34,118
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$30,098
Net investment gain/loss from pooled separate accounts2021-12-31$400,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,095,624
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BARNES DENNING
Accountancy firm EIN2021-12-31311119890
2020 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$654,603
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$329,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$312,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$186,207
Value of total assets at end of year2020-12-31$3,742,767
Value of total assets at beginning of year2020-12-31$3,417,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$17,319
Total interest from all sources2020-12-31$537
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$17,319
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$169,277
Participant contributions at end of year2020-12-31$12,841
Participant contributions at beginning of year2020-12-31$12,169
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$325,104
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,742,767
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,417,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$3,699,828
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,313,027
Interest on participant loans2020-12-31$537
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$30,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$92,467
Net investment gain/loss from pooled separate accounts2020-12-31$467,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$312,180
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BARNES DENNING
Accountancy firm EIN2020-12-31311119890
2019 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$667,548
Total of all expenses incurred2019-12-31$38,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$19,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$138,581
Value of total assets at end of year2019-12-31$3,417,663
Value of total assets at beginning of year2019-12-31$2,788,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,126
Total interest from all sources2019-12-31$829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$19,126
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$138,581
Participant contributions at end of year2019-12-31$12,169
Participant contributions at beginning of year2019-12-31$23,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$629,038
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,417,663
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,788,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$3,313,027
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,674,436
Interest on participant loans2019-12-31$829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$92,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$91,006
Net investment gain/loss from pooled separate accounts2019-12-31$528,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$19,384
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BARNES DENNING
Accountancy firm EIN2019-12-31311119890
2018 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-39,498
Total of all expenses incurred2018-12-31$127,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$101,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$119,833
Value of total assets at end of year2018-12-31$2,788,625
Value of total assets at beginning of year2018-12-31$2,955,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,495
Total interest from all sources2018-12-31$893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$16,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$23,183
Participant contributions at beginning of year2018-12-31$24,497
Administrative expenses (other) incurred2018-12-31$9,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-166,974
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,788,625
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,955,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$2,674,436
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,842,022
Interest on participant loans2018-12-31$893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$91,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$89,080
Net investment gain/loss from pooled separate accounts2018-12-31$-160,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$119,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$101,981
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BARNES DENNING
Accountancy firm EIN2018-12-31311119890
2017 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$848
Total income from all sources (including contributions)2017-12-31$441,512
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$92,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$81,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$89,845
Value of total assets at end of year2017-12-31$2,955,599
Value of total assets at beginning of year2017-12-31$2,607,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,805
Total interest from all sources2017-12-31$1,111
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$163
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$89,845
Participant contributions at end of year2017-12-31$24,497
Participant contributions at beginning of year2017-12-31$27,085
Participant contributions at beginning of year2017-12-31$705
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$135
Administrative expenses (other) incurred2017-12-31$10,805
Liabilities. Value of operating payables at beginning of year2017-12-31$848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$349,090
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,955,599
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,606,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,489,126
Value of interest in pooled separate accounts at end of year2017-12-31$2,842,022
Interest on participant loans2017-12-31$1,057
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$90,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$90,306
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$54
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$89,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$110,502
Net investment gain/loss from pooled separate accounts2017-12-31$239,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$81,617
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BARNES, DENNIG & CO.
Accountancy firm EIN2017-12-31311119890
2016 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$848
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$239,340
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$139,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$121,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$110,802
Value of total assets at end of year2016-12-31$2,607,357
Value of total assets at beginning of year2016-12-31$2,506,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,811
Total interest from all sources2016-12-31$1,382
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$57,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$57,874
Administrative expenses professional fees incurred2016-12-31$7,500
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$86,793
Participant contributions at end of year2016-12-31$27,085
Participant contributions at beginning of year2016-12-31$30,510
Participant contributions at end of year2016-12-31$705
Participant contributions at beginning of year2016-12-31$782
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$24,009
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$121
Administrative expenses (other) incurred2016-12-31$10,311
Liabilities. Value of operating payables at end of year2016-12-31$848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$99,631
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,606,509
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,506,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,489,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,317,830
Interest on participant loans2016-12-31$1,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$90,306
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$157,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$157,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$69,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$121,898
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BARNES DENNING
Accountancy firm EIN2016-12-31311119890
2015 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$23,088
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$462,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$438,989
Value of total corrective distributions2015-12-31$6,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$84,922
Value of total assets at end of year2015-12-31$2,506,878
Value of total assets at beginning of year2015-12-31$2,946,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$17,772
Total interest from all sources2015-12-31$1,794
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$69,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$69,112
Administrative expenses professional fees incurred2015-12-31$7,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$84,922
Participant contributions at end of year2015-12-31$30,510
Participant contributions at beginning of year2015-12-31$47,231
Participant contributions at end of year2015-12-31$782
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$121
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$27
Administrative expenses (other) incurred2015-12-31$10,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-439,862
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,506,878
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,946,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,317,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,422,368
Interest on participant loans2015-12-31$1,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$157,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$477,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$477,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$98
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-132,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$438,989
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BARNES DENNIG
Accountancy firm EIN2015-12-31311119890
2014 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$218,663
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$111,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$77,355
Value of total corrective distributions2014-12-31$19,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$113,112
Value of total assets at end of year2014-12-31$2,946,740
Value of total assets at beginning of year2014-12-31$2,839,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,270
Total interest from all sources2014-12-31$2,497
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$152,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$152,930
Administrative expenses professional fees incurred2014-12-31$5,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$113,112
Participant contributions at end of year2014-12-31$47,231
Participant contributions at beginning of year2014-12-31$55,058
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$27
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$53
Administrative expenses (other) incurred2014-12-31$9,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$107,305
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,946,740
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,839,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,422,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,297,995
Interest on participant loans2014-12-31$2,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$477,114
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$471,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$471,329
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-49,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at beginning of year2014-12-31$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$77,355
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BARNES DENNIG
Accountancy firm EIN2014-12-31311119890
2013 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$13,626
Total income from all sources (including contributions)2013-12-31$483,884
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$430,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$416,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$179,716
Value of total assets at end of year2013-12-31$2,839,435
Value of total assets at beginning of year2013-12-31$2,800,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,222
Total interest from all sources2013-12-31$2,340
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$105,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$105,801
Administrative expenses professional fees incurred2013-12-31$5,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$164,716
Participant contributions at end of year2013-12-31$55,058
Participant contributions at beginning of year2013-12-31$42,157
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$53
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,979
Administrative expenses (other) incurred2013-12-31$9,222
Total non interest bearing cash at beginning of year2013-12-31$6,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$52,984
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,839,435
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,786,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,297,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,347,052
Interest on participant loans2013-12-31$2,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$471,329
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$389,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$389,180
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$196,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$15,000
Employer contributions (assets) at end of year2013-12-31$15,000
Employer contributions (assets) at beginning of year2013-12-31$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$416,678
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$7,647
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROBERT L. SALYER CPA, P.S.C.
Accountancy firm EIN2013-12-31311508289
2012 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,626
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,299
Total income from all sources (including contributions)2012-12-31$428,043
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$150,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$130,966
Value of total corrective distributions2012-12-31$7,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$179,063
Value of total assets at end of year2012-12-31$2,800,077
Value of total assets at beginning of year2012-12-31$2,520,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,247
Total interest from all sources2012-12-31$2,536
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$77,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$77,954
Administrative expenses professional fees incurred2012-12-31$5,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$165,944
Participant contributions at end of year2012-12-31$42,157
Participant contributions at beginning of year2012-12-31$56,829
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$430
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,965
Administrative expenses (other) incurred2012-12-31$7,247
Total non interest bearing cash at end of year2012-12-31$6,258
Total non interest bearing cash at beginning of year2012-12-31$5,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$277,183
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,786,451
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,509,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,347,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,066,609
Interest on participant loans2012-12-31$2,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$389,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$376,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$376,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$291
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$168,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$13,119
Employer contributions (assets) at end of year2012-12-31$15,000
Employer contributions (assets) at beginning of year2012-12-31$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$130,966
Liabilities. Value of benefit claims payable at end of year2012-12-31$7,647
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$6,334
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROBERT L. SALYER CPA, P.S.C.
Accountancy firm EIN2012-12-31311508289
2011 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,077
Total income from all sources (including contributions)2011-12-31$203,241
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$164,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$150,100
Value of total corrective distributions2011-12-31$6,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$221,459
Value of total assets at end of year2011-12-31$2,520,567
Value of total assets at beginning of year2011-12-31$2,474,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,088
Total interest from all sources2011-12-31$3,490
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$80,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$80,656
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$153,380
Participant contributions at end of year2011-12-31$56,829
Participant contributions at beginning of year2011-12-31$79,021
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$53,079
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,077
Administrative expenses (other) incurred2011-12-31$8,088
Total non interest bearing cash at end of year2011-12-31$5,244
Total non interest bearing cash at beginning of year2011-12-31$4,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$38,719
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,509,268
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,470,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,066,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,049,329
Interest on participant loans2011-12-31$2,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$376,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$316,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$316,585
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-102,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$15,000
Employer contributions (assets) at end of year2011-12-31$15,000
Employer contributions (assets) at beginning of year2011-12-31$25,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$150,100
Liabilities. Value of benefit claims payable at end of year2011-12-31$6,334
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROBERT L. SALYER CPA, P.S.C.
Accountancy firm EIN2011-12-31311508289
2010 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,077
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$368,940
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$31,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$159,603
Value of total assets at end of year2010-12-31$2,474,626
Value of total assets at beginning of year2010-12-31$2,133,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,435
Total interest from all sources2010-12-31$5,345
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$53,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$53,794
Administrative expenses professional fees incurred2010-12-31$9,500
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$134,603
Participant contributions at end of year2010-12-31$79,021
Participant contributions at beginning of year2010-12-31$62,281
Participant contributions at beginning of year2010-12-31$3,543
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$325
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$431
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,077
Administrative expenses (other) incurred2010-12-31$6,935
Total non interest bearing cash at end of year2010-12-31$4,366
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$337,136
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,470,549
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,133,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,049,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,754,568
Interest on participant loans2010-12-31$3,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$316,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$287,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$287,590
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$150,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$25,000
Employer contributions (assets) at end of year2010-12-31$25,000
Employer contributions (assets) at beginning of year2010-12-31$25,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,369
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROBERT L. SALYER CPA, P.S.C.
Accountancy firm EIN2010-12-31311508289
2009 : HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

2022: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number808014-000
Policy instance 1
Insurance contract or identification number808014-000
Number of Individuals Covered345
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $8,591
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,591
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number808014-000
Policy instance 1
Insurance contract or identification number808014-000
Number of Individuals Covered228
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number808014-000
Policy instance 1
Insurance contract or identification number808014-000
Number of Individuals Covered102
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,490
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,490
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number808014-000
Policy instance 1
Insurance contract or identification number808014-000
Number of Individuals Covered110
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $15,526
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,526
Amount paid for insurance broker fees0
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number808014-000
Policy instance 1
Insurance contract or identification number808014-000
Number of Individuals Covered160
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $14,529
Total amount of fees paid to insurance companyUSD $9
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $14,529
Insurance broker organization code?3
Amount paid for insurance broker fees9
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number808014-000
Policy instance 1
Insurance contract or identification number808014-000
Number of Individuals Covered88
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,656
Total amount of fees paid to insurance companyUSD $1,381
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,656
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance broker0 5
Insurance broker nameHUNTINGTON NATIONAL BANK

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