Logo

MERCY HEALTH RETIREMENT SAVINGS PLAN 401 401k Plan overview

Plan NameMERCY HEALTH RETIREMENT SAVINGS PLAN 401
Plan identification number 011

MERCY HEALTH RETIREMENT SAVINGS PLAN 401 Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MERCY HEALTH has sponsored the creation of one or more 401k plans.

Company Name:MERCY HEALTH
Employer identification number (EIN):311161086
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about MERCY HEALTH

Jurisdiction of Incorporation: Arkansas Secretary of State
Incorporation Date:
Company Identification Number: 811013495

More information about MERCY HEALTH

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MERCY HEALTH RETIREMENT SAVINGS PLAN 401

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0112018-01-01
0112017-01-01GREG HENSON
0112016-01-01SCOTT WYMER
0112016-01-01JOHN ALLISON
0112015-01-01DIANNA SMITH
0112014-01-01DIANNA SMITH
0112013-01-01DIANNA SMITH
0112012-01-01ALLAN CALONGE

Plan Statistics for MERCY HEALTH RETIREMENT SAVINGS PLAN 401

401k plan membership statisitcs for MERCY HEALTH RETIREMENT SAVINGS PLAN 401

Measure Date Value
2018: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2018 401k membership
Total participants, beginning-of-year2018-01-013,338
Total number of active participants reported on line 7a of the Form 55002018-01-012,417
Number of retired or separated participants receiving benefits2018-01-0118
Number of other retired or separated participants entitled to future benefits2018-01-01507
Total of all active and inactive participants2018-01-012,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-012,952
Number of participants with account balances2018-01-012,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2017 401k membership
Total participants, beginning-of-year2017-01-013,394
Total number of active participants reported on line 7a of the Form 55002017-01-012,751
Number of retired or separated participants receiving benefits2017-01-019
Number of other retired or separated participants entitled to future benefits2017-01-01569
Total of all active and inactive participants2017-01-013,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-019
Total participants2017-01-013,338
Number of participants with account balances2017-01-013,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0181
2016: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2016 401k membership
Total participants, beginning-of-year2016-01-013,064
Total number of active participants reported on line 7a of the Form 55002016-01-01824
Number of retired or separated participants receiving benefits2016-01-0111
Number of other retired or separated participants entitled to future benefits2016-01-01573
Total of all active and inactive participants2016-01-011,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-011,417
Number of participants with account balances2016-01-011,161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2015 401k membership
Total participants, beginning-of-year2015-01-013,338
Total number of active participants reported on line 7a of the Form 55002015-01-012,488
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-01559
Total of all active and inactive participants2015-01-013,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-018
Total participants2015-01-013,064
Number of participants with account balances2015-01-012,882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2014 401k membership
Total participants, beginning-of-year2014-01-013,646
Total number of active participants reported on line 7a of the Form 55002014-01-012,751
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-01569
Total of all active and inactive participants2014-01-013,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-019
Total participants2014-01-013,338
Number of participants with account balances2014-01-013,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0181
2013: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2013 401k membership
Total participants, beginning-of-year2013-01-014,518
Total number of active participants reported on line 7a of the Form 55002013-01-013,073
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-01561
Total of all active and inactive participants2013-01-013,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-013,646
Number of participants with account balances2013-01-013,227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01111
2012: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2012 401k membership
Total participants, beginning-of-year2012-01-01206
Total number of active participants reported on line 7a of the Form 55002012-01-013,095
Number of retired or separated participants receiving benefits2012-01-0133
Number of other retired or separated participants entitled to future benefits2012-01-011,378
Total of all active and inactive participants2012-01-014,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-014,518
Number of participants with account balances2012-01-014,397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0171

Financial Data on MERCY HEALTH RETIREMENT SAVINGS PLAN 401

Measure Date Value
2018 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-3,651,274
Total of all expenses incurred2018-12-31$5,413,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,268,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$819,150
Value of total assets at end of year2018-12-31$72,276,724
Value of total assets at beginning of year2018-12-31$81,341,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$145,040
Total interest from all sources2018-12-31$24,385
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,561,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,561,439
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$623,767
Participant contributions at end of year2018-12-31$451,474
Participant contributions at beginning of year2018-12-31$589,211
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,673,842
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,737,198
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$27,476
Administrative expenses (other) incurred2018-12-31$145,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,064,651
Value of net assets at end of year (total assets less liabilities)2018-12-31$72,276,724
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$81,341,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$68,418,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$77,406,928
Interest on participant loans2018-12-31$24,385
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,489,110
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,354,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,354,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,056,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$167,907
Employer contributions (assets) at end of year2018-12-31$243,856
Employer contributions (assets) at beginning of year2018-12-31$253,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,268,337
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$1,054,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,313,735
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,817,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,607,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,344,708
Value of total assets at end of year2017-12-31$81,341,375
Value of total assets at beginning of year2017-12-31$74,899,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$210,054
Total interest from all sources2017-12-31$35,583
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,064,022
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,064,022
Administrative expenses professional fees incurred2017-12-31$2,677
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,089,970
Participant contributions at end of year2017-12-31$589,211
Participant contributions at beginning of year2017-12-31$525,091
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,737,198
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,564,461
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$46,143
Other income not declared elsewhere2017-12-31$233,859
Administrative expenses (other) incurred2017-12-31$207,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,496,538
Value of net assets at end of year (total assets less liabilities)2017-12-31$81,341,375
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$74,899,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$77,406,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$70,782,015
Interest on participant loans2017-12-31$23,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,354,906
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,809,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,809,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$12,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,635,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$208,595
Employer contributions (assets) at end of year2017-12-31$253,132
Employer contributions (assets) at beginning of year2017-12-31$219,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,607,143
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$780,273
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,207,513
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,724,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,583,948
Value of total corrective distributions2016-12-31$1,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,416,890
Value of total assets at end of year2016-12-31$74,899,826
Value of total assets at beginning of year2016-12-31$73,636,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$138,580
Total interest from all sources2016-12-31$24,709
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,235,433
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,235,433
Administrative expenses professional fees incurred2016-12-31$23,408
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$747,426
Participant contributions at end of year2016-12-31$525,091
Participant contributions at beginning of year2016-12-31$658,566
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,564,461
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,208,996
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$292,770
Other income not declared elsewhere2016-12-31$201,550
Administrative expenses (other) incurred2016-12-31$113,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$483,486
Value of net assets at end of year (total assets less liabilities)2016-12-31$74,899,826
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$73,636,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,217
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$70,782,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$69,668,473
Interest on participant loans2016-12-31$23,688
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,809,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,935,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,935,810
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,328,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$376,694
Employer contributions (assets) at end of year2016-12-31$219,178
Employer contributions (assets) at beginning of year2016-12-31$164,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,583,948
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-481,461
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,774,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,556,970
Expenses. Certain deemed distributions of participant loans2015-12-31$10,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$754,176
Value of total assets at end of year2015-12-31$73,636,067
Value of total assets at beginning of year2015-12-31$81,891,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$206,334
Total interest from all sources2015-12-31$29,555
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,618,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,618,301
Administrative expenses professional fees incurred2015-12-31$19,650
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$447,828
Participant contributions at end of year2015-12-31$658,566
Participant contributions at beginning of year2015-12-31$672,668
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,208,996
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,198,280
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,268
Other income not declared elsewhere2015-12-31$111,608
Administrative expenses (other) incurred2015-12-31$185,184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,255,513
Value of net assets at end of year (total assets less liabilities)2015-12-31$73,636,067
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$81,891,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$69,668,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$77,932,406
Interest on participant loans2015-12-31$29,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,935,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,896,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,896,198
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,995,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$302,080
Employer contributions (assets) at end of year2015-12-31$164,222
Employer contributions (assets) at beginning of year2015-12-31$192,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,556,970
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$1,176,040
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,898,721
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,070,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,924,268
Expenses. Certain deemed distributions of participant loans2014-12-31$9,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,212,305
Value of total assets at end of year2014-12-31$81,891,580
Value of total assets at beginning of year2014-12-31$83,886,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$135,997
Total interest from all sources2014-12-31$25,959
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,746,667
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,746,667
Administrative expenses professional fees incurred2014-12-31$16,850
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$399,032
Participant contributions at end of year2014-12-31$672,668
Participant contributions at beginning of year2014-12-31$468,740
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,198,280
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$277,096
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$406,570
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$14,973,579
Other income not declared elsewhere2014-12-31$147,853
Administrative expenses (other) incurred2014-12-31$116,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-3,171,367
Value of net assets at end of year (total assets less liabilities)2014-12-31$81,891,580
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$83,886,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$77,932,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$66,230,367
Interest on participant loans2014-12-31$25,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,896,198
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,937,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,937,125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$208
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$765,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$406,703
Employer contributions (assets) at end of year2014-12-31$192,028
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,924,268
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$14,973,579
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$322
Total income from all sources (including contributions)2013-12-31$8,165,204
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,591,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,534,674
Expenses. Certain deemed distributions of participant loans2013-12-31$1,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$386,245
Value of total assets at end of year2013-12-31$83,886,907
Value of total assets at beginning of year2013-12-31$68,339,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,445
Total interest from all sources2013-12-31$13,658
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,800,844
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,800,844
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$299,797
Participant contributions at end of year2013-12-31$468,740
Participant contributions at beginning of year2013-12-31$204,281
Assets. Other investments not covered elsewhere at end of year2013-12-31$277,096
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$8,686
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$14,973,579
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$91,648
Administrative expenses (other) incurred2013-12-31$55,445
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$573,860
Value of net assets at end of year (total assets less liabilities)2013-12-31$83,886,907
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$68,339,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$66,230,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$66,837,669
Interest on participant loans2013-12-31$13,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,937,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,297,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,297,840
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,872,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$77,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,534,674
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$63,381,332
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$322
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,175,576
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,830,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,829,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$677,557
Value of total assets at end of year2012-12-31$68,339,790
Value of total assets at beginning of year2012-12-31$4,613,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,350
Total interest from all sources2012-12-31$9,927
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,343,425
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,343,425
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$283,858
Participant contributions at end of year2012-12-31$204,281
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$73,822
Administrative expenses (other) incurred2012-12-31$1,350
Liabilities. Value of operating payables at end of year2012-12-31$322
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$345,026
Value of net assets at end of year (total assets less liabilities)2012-12-31$68,339,468
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,613,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$66,837,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,831,013
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$499,653
Interest on participant loans2012-12-31$929
Interest earned on other investments2012-12-31$8,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,297,840
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$282,444
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$282,444
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$132,795
Net investment gain/loss from pooled separate accounts2012-12-31$11,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$319,877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,829,200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596

Form 5500 Responses for MERCY HEALTH RETIREMENT SAVINGS PLAN 401

2018: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MERCY HEALTH RETIREMENT SAVINGS PLAN 401 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080166
Policy instance 1
Insurance contract or identification numberTA080166
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1