Plan Name | ROCKY BRANDS, INC. 401(K) PLAN AND TRUST |
Plan identification number | 004 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ROCKY BRANDS, INC. |
Employer identification number (EIN): | 311364046 |
NAIC Classification: | 316210 |
NAIC Description: | Footwear Manufacturing |
Additional information about ROCKY BRANDS, INC.
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1992-06-18 |
Company Identification Number: | 821674 |
Legal Registered Office Address: |
41 SOUTH HIGH STREET SUITE 2800 COLUMBUS United States of America (USA) 43215 |
More information about ROCKY BRANDS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
004 | 2022-01-01 | ||||
004 | 2021-01-01 | ||||
004 | 2020-01-01 | ||||
004 | 2019-01-01 | ||||
004 | 2018-01-01 | ||||
004 | 2017-01-01 | THOMAS ROBERTSON | |||
004 | 2016-01-01 | THOMAS ROBERTSON | |||
004 | 2015-01-01 | MICHAEL L. STAUDE | |||
004 | 2014-01-01 | JAMES SIGAFOOSE | |||
004 | 2013-01-01 | JAMES SIGAFOOSE | |||
004 | 2012-01-01 | JAMES SIGAFOOSE | |||
004 | 2011-01-01 | JAMES SIGAFOOSE | |||
004 | 2009-01-01 | KELLEY MILSTED |
Measure | Date | Value |
---|---|---|
2022: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 734 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 575 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 150 |
Total of all active and inactive participants | 2022-01-01 | 725 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 2 |
Total participants | 2022-01-01 | 727 |
Number of participants with account balances | 2022-01-01 | 712 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 485 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 622 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 110 |
Total of all active and inactive participants | 2021-01-01 | 732 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 2 |
Total participants | 2021-01-01 | 734 |
Number of participants with account balances | 2021-01-01 | 631 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 485 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 376 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 107 |
Total of all active and inactive participants | 2020-01-01 | 483 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 2 |
Total participants | 2020-01-01 | 485 |
Number of participants with account balances | 2020-01-01 | 467 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 465 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 382 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 102 |
Total of all active and inactive participants | 2019-01-01 | 484 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 485 |
Number of participants with account balances | 2019-01-01 | 468 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 486 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 358 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 106 |
Total of all active and inactive participants | 2018-01-01 | 464 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
Total participants | 2018-01-01 | 465 |
Number of participants with account balances | 2018-01-01 | 452 |
2017: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 520 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 314 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 164 |
Total of all active and inactive participants | 2017-01-01 | 486 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 486 |
Number of participants with account balances | 2017-01-01 | 486 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 534 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 346 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 158 |
Total of all active and inactive participants | 2016-01-01 | 512 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 512 |
Number of participants with account balances | 2016-01-01 | 512 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 560 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 398 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 122 |
Total of all active and inactive participants | 2015-01-01 | 527 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 527 |
Number of participants with account balances | 2015-01-01 | 527 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 512 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 392 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 153 |
Total of all active and inactive participants | 2014-01-01 | 549 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 549 |
Number of participants with account balances | 2014-01-01 | 544 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 534 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 361 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 147 |
Total of all active and inactive participants | 2013-01-01 | 512 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 512 |
Number of participants with account balances | 2013-01-01 | 512 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 551 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 366 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 150 |
Total of all active and inactive participants | 2012-01-01 | 520 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 520 |
Number of participants with account balances | 2012-01-01 | 520 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 585 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 396 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 142 |
Total of all active and inactive participants | 2011-01-01 | 543 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 543 |
Number of participants with account balances | 2011-01-01 | 543 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 752 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 464 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 371 |
Total of all active and inactive participants | 2009-01-01 | 835 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 835 |
Number of participants with account balances | 2009-01-01 | 832 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,116,398 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,213,430 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,128,662 |
Value of total corrective distributions | 2022-12-31 | $4,157 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,644,335 |
Value of total assets at end of year | 2022-12-31 | $38,025,326 |
Value of total assets at beginning of year | 2022-12-31 | $42,355,154 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $80,611 |
Total interest from all sources | 2022-12-31 | $45,317 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $469,392 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $469,392 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,688,038 |
Participant contributions at end of year | 2022-12-31 | $771,920 |
Participant contributions at beginning of year | 2022-12-31 | $626,093 |
Participant contributions at end of year | 2022-12-31 | $369 |
Participant contributions at beginning of year | 2022-12-31 | $39 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $323,806 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $341,125 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $291,872 |
Other income not declared elsewhere | 2022-12-31 | $-263,047 |
Administrative expenses (other) incurred | 2022-12-31 | $80,611 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-4,329,828 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $38,025,326 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $42,355,154 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $20,049,523 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $24,374,988 |
Interest on participant loans | 2022-12-31 | $24,736 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $13,041,566 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $14,377,708 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $3,805,885 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $2,622,413 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $2,622,413 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $20,581 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,646,086 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-2,366,309 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,664,425 |
Employer contributions (assets) at end of year | 2022-12-31 | $32,257 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $12,788 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,128,662 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GBQ PARTNERS |
Accountancy firm EIN | 2022-12-31 | 202122306 |
2021 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $10,780,824 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,743,637 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,670,209 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,850,051 |
Value of total assets at end of year | 2021-12-31 | $42,355,154 |
Value of total assets at beginning of year | 2021-12-31 | $34,317,967 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $73,428 |
Total interest from all sources | 2021-12-31 | $26,542 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $776,283 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $776,283 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,207,473 |
Participant contributions at end of year | 2021-12-31 | $626,093 |
Participant contributions at beginning of year | 2021-12-31 | $630,881 |
Participant contributions at end of year | 2021-12-31 | $39 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $341,125 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $381,474 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,326,724 |
Other income not declared elsewhere | 2021-12-31 | $-70,727 |
Administrative expenses (other) incurred | 2021-12-31 | $73,428 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,037,187 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $42,355,154 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $34,317,967 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $24,374,988 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $19,685,405 |
Interest on participant loans | 2021-12-31 | $23,553 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $14,377,708 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $10,471,157 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,622,413 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $3,149,050 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $3,149,050 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $2,989 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,704,924 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,493,751 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,315,854 |
Employer contributions (assets) at end of year | 2021-12-31 | $12,788 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,670,209 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GBQ PARTNERS |
Accountancy firm EIN | 2021-12-31 | 202122306 |
2020 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $6,801,169 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,005,141 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,938,353 |
Value of total corrective distributions | 2020-12-31 | $11,865 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,828,551 |
Value of total assets at end of year | 2020-12-31 | $34,317,967 |
Value of total assets at beginning of year | 2020-12-31 | $29,521,939 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $54,923 |
Total interest from all sources | 2020-12-31 | $41,981 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $489,421 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $489,421 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,521,819 |
Participant contributions at end of year | 2020-12-31 | $630,881 |
Participant contributions at beginning of year | 2020-12-31 | $759,282 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $2,634 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $381,474 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $2,927 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $335,801 |
Other income not declared elsewhere | 2020-12-31 | $88,574 |
Administrative expenses (other) incurred | 2020-12-31 | $54,923 |
Total non interest bearing cash at end of year | 2020-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $928 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $4,796,028 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $34,317,967 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $29,521,939 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $19,685,405 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $18,165,672 |
Interest on participant loans | 2020-12-31 | $29,609 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $10,471,157 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $8,454,409 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $3,149,050 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $2,134,851 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $2,134,851 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $12,372 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,156,715 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,195,927 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $970,931 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,236 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,938,353 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GBQ PARTNERS |
Accountancy firm EIN | 2020-12-31 | 202122306 |
2019 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $7,767,989 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,984,936 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,929,862 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,668,673 |
Value of total assets at end of year | 2019-12-31 | $29,521,939 |
Value of total assets at beginning of year | 2019-12-31 | $24,738,886 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $55,074 |
Total interest from all sources | 2019-12-31 | $57,989 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $508,848 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $508,848 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,485,376 |
Participant contributions at end of year | 2019-12-31 | $759,282 |
Participant contributions at beginning of year | 2019-12-31 | $831,263 |
Participant contributions at end of year | 2019-12-31 | $2,634 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $2,927 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $198,860 |
Other income not declared elsewhere | 2019-12-31 | $-8,589 |
Administrative expenses (other) incurred | 2019-12-31 | $55,074 |
Total non interest bearing cash at end of year | 2019-12-31 | $928 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,783,053 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $29,521,939 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $24,738,886 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $18,165,672 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,526,743 |
Interest on participant loans | 2019-12-31 | $29,723 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $8,454,409 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $8,450,479 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $2,134,851 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $907,021 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $907,021 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $28,266 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,043,016 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,498,052 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $984,437 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,236 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,929,862 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $23,380 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GBQ PARTNERS |
Accountancy firm EIN | 2019-12-31 | 202122306 |
2018 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,114,693 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,566,137 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,517,179 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,095,622 |
Value of total assets at end of year | 2018-12-31 | $24,738,886 |
Value of total assets at beginning of year | 2018-12-31 | $29,190,330 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $48,958 |
Total interest from all sources | 2018-12-31 | $35,523 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $543,918 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $543,918 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,252,893 |
Participant contributions at end of year | 2018-12-31 | $831,263 |
Participant contributions at beginning of year | 2018-12-31 | $940,632 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,802 |
Other income not declared elsewhere | 2018-12-31 | $0 |
Administrative expenses (other) incurred | 2018-12-31 | $48,958 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-4,451,444 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $24,738,886 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $29,190,330 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,526,743 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $25,944,728 |
Interest on participant loans | 2018-12-31 | $31,254 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $8,450,479 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $2,296,328 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $907,021 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $4,269 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,194,785 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $634,415 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $839,927 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $8,642 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,517,179 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $23,380 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $0 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2018-12-31 | 261347383 |
2017 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $6,072,705 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,320,371 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,265,861 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,090,940 |
Value of total assets at end of year | 2017-12-31 | $29,190,330 |
Value of total assets at beginning of year | 2017-12-31 | $25,437,996 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $54,510 |
Total interest from all sources | 2017-12-31 | $28,883 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,204,658 |
Participant contributions at end of year | 2017-12-31 | $940,632 |
Participant contributions at beginning of year | 2017-12-31 | $741,998 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $54,119 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,752,334 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $29,190,330 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $25,437,996 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $25,944,728 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $22,222,486 |
Interest on participant loans | 2017-12-31 | $28,883 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $2,296,328 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,469,192 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,929,370 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $23,512 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $832,163 |
Employer contributions (assets) at end of year | 2017-12-31 | $8,642 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $4,320 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,265,861 |
Contract administrator fees | 2017-12-31 | $54,510 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2017-12-31 | 261347383 |
2016 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,090,383 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $4,492,553 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,408,297 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,321,566 |
Value of total assets at end of year | 2016-12-31 | $25,437,996 |
Value of total assets at beginning of year | 2016-12-31 | $25,840,166 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $84,256 |
Total interest from all sources | 2016-12-31 | $24,516 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,334,330 |
Participant contributions at end of year | 2016-12-31 | $741,998 |
Participant contributions at beginning of year | 2016-12-31 | $705,724 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $48,785 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-402,170 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $25,437,996 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $25,840,166 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $22,222,486 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $22,570,011 |
Interest on participant loans | 2016-12-31 | $24,516 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,469,192 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $2,561,159 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,722,555 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $21,746 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $938,451 |
Employer contributions (assets) at end of year | 2016-12-31 | $4,320 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $3,272 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,408,297 |
Contract administrator fees | 2016-12-31 | $84,256 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2016-12-31 | 261347383 |
2015 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,821,885 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,986,455 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,922,916 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,354,077 |
Value of total assets at end of year | 2015-12-31 | $25,840,166 |
Value of total assets at beginning of year | 2015-12-31 | $26,004,736 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $63,539 |
Total interest from all sources | 2015-12-31 | $24,370 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $39,406 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,353,557 |
Participant contributions at end of year | 2015-12-31 | $705,724 |
Participant contributions at beginning of year | 2015-12-31 | $675,931 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $42,618 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $12,102 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-164,570 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $25,840,166 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $26,004,736 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $24,133 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $22,570,011 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $22,982,684 |
Interest on participant loans | 2015-12-31 | $24,370 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $2,561,159 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,272,798 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $14,477 |
Net gain/loss from 103.12 investment entities | 2015-12-31 | $-571,039 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $988,418 |
Employer contributions (assets) at end of year | 2015-12-31 | $3,272 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $30,705 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,922,916 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2015-12-31 | 261347383 |
2014 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $5,141,997 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,251,682 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,182,222 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,433,437 |
Value of total assets at end of year | 2014-12-31 | $26,004,736 |
Value of total assets at beginning of year | 2014-12-31 | $23,114,421 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $69,460 |
Total interest from all sources | 2014-12-31 | $20,539 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $48,423 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,422,978 |
Participant contributions at end of year | 2014-12-31 | $675,931 |
Participant contributions at beginning of year | 2014-12-31 | $705,638 |
Participant contributions at end of year | 2014-12-31 | $42,618 |
Participant contributions at beginning of year | 2014-12-31 | $100 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $965,301 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,890,315 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $26,004,736 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $23,114,421 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $21,037 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $22,982,684 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $20,096,699 |
Interest on participant loans | 2014-12-31 | $20,539 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,272,798 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,311,984 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,681,314 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $6,707 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,045,158 |
Employer contributions (assets) at end of year | 2014-12-31 | $30,705 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,182,222 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2014-12-31 | 261347383 |
2013 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,196,103 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,936,568 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,877,855 |
Value of total corrective distributions | 2013-12-31 | $4,706 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,320,223 |
Value of total assets at end of year | 2013-12-31 | $23,114,421 |
Value of total assets at beginning of year | 2013-12-31 | $18,854,886 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $54,007 |
Total interest from all sources | 2013-12-31 | $21,538 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $33,751 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,348,921 |
Participant contributions at end of year | 2013-12-31 | $705,638 |
Participant contributions at beginning of year | 2013-12-31 | $626,974 |
Participant contributions at end of year | 2013-12-31 | $100 |
Participant contributions at beginning of year | 2013-12-31 | $100 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $48,331 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,259,535 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $23,114,421 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,854,886 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $20,256 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $20,096,699 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,987,582 |
Interest on participant loans | 2013-12-31 | $21,538 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,311,984 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,228,640 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,848,254 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $6,088 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $922,971 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $11,590 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,877,855 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2013-12-31 | 261347383 |
2012 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,916,258 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,825,500 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,790,439 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,080,199 |
Value of total assets at end of year | 2012-12-31 | $18,854,886 |
Value of total assets at beginning of year | 2012-12-31 | $15,764,128 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $35,061 |
Total interest from all sources | 2012-12-31 | $16,868 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $21,476 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,312,466 |
Participant contributions at end of year | 2012-12-31 | $626,974 |
Participant contributions at beginning of year | 2012-12-31 | $443,395 |
Participant contributions at end of year | 2012-12-31 | $100 |
Participant contributions at beginning of year | 2012-12-31 | $37,931 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $828,712 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,090,758 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,854,886 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,764,128 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $13,585 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,987,582 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $13,374,142 |
Interest on participant loans | 2012-12-31 | $16,868 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,228,640 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,875,212 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,806,007 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $13,184 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $939,021 |
Employer contributions (assets) at end of year | 2012-12-31 | $11,590 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $33,448 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,790,439 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CLARUS PARTNERS |
Accountancy firm EIN | 2012-12-31 | 261347383 |
2011 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,214,020 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,511,996 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,420,280 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,551,459 |
Value of total assets at end of year | 2011-12-31 | $15,764,128 |
Value of total assets at beginning of year | 2011-12-31 | $13,062,104 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $91,716 |
Total interest from all sources | 2011-12-31 | $13,429 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $133,042 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $133,042 |
Administrative expenses professional fees incurred | 2011-12-31 | $26,915 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,361,934 |
Participant contributions at end of year | 2011-12-31 | $443,395 |
Participant contributions at beginning of year | 2011-12-31 | $305,081 |
Participant contributions at end of year | 2011-12-31 | $37,931 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,202,852 |
Administrative expenses (other) incurred | 2011-12-31 | $35,731 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Income. Non cash contributions | 2011-12-31 | $0 |
Value of net income/loss | 2011-12-31 | $2,702,024 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,764,128 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,062,104 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $29,070 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $13,374,142 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,941,443 |
Interest on participant loans | 2011-12-31 | $13,429 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,875,212 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,815,580 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-501,816 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $17,906 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $986,673 |
Employer contributions (assets) at end of year | 2011-12-31 | $33,448 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,420,280 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | YANKOVICH ADELMAN JOHNSON STEVENSON |
Accountancy firm EIN | 2011-12-31 | 261347383 |
2010 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,719,387 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,098,512 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,997,691 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,321,125 |
Value of total assets at end of year | 2010-12-31 | $13,062,104 |
Value of total assets at beginning of year | 2010-12-31 | $11,441,229 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $100,821 |
Total interest from all sources | 2010-12-31 | $13,603 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $44,616 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,363,444 |
Participant contributions at end of year | 2010-12-31 | $305,081 |
Participant contributions at beginning of year | 2010-12-31 | $350,463 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $52,591 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $1,620,875 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,062,104 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,441,229 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $56,205 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,941,443 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,148,965 |
Interest on participant loans | 2010-12-31 | $13,603 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,815,580 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,734,576 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,303,656 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $81,003 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $957,681 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $154,634 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,997,691 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | YANKOVICH ADELMAN JOHNSON STEVENSON |
Accountancy firm EIN | 2010-12-31 | 261347383 |
2009 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |