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ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan NameROCKY BRANDS, INC. 401(K) PLAN AND TRUST
Plan identification number 004

ROCKY BRANDS, INC. 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKY BRANDS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROCKY BRANDS, INC.
Employer identification number (EIN):311364046
NAIC Classification:316210
NAIC Description:Footwear Manufacturing

Additional information about ROCKY BRANDS, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1992-06-18
Company Identification Number: 821674
Legal Registered Office Address: 41 SOUTH HIGH STREET
SUITE 2800
COLUMBUS
United States of America (USA)
43215

More information about ROCKY BRANDS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY BRANDS, INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042024-01-01KELLEY KING
0042023-01-01
0042023-01-01KELLEY KING
0042022-01-01
0042022-01-01KELLEY KING
0042021-01-01
0042021-01-01KELLEY KING
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01THOMAS ROBERTSON
0042016-01-01THOMAS ROBERTSON
0042015-01-01MICHAEL L. STAUDE
0042014-01-01JAMES SIGAFOOSE
0042013-01-01JAMES SIGAFOOSE
0042012-01-01JAMES SIGAFOOSE
0042011-01-01JAMES SIGAFOOSE
0042009-01-01KELLEY MILSTED

Plan Statistics for ROCKY BRANDS, INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for ROCKY BRANDS, INC. 401(K) PLAN AND TRUST

Measure Date Value
2023: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year2023-01-01727
Total number of active participants reported on line 7a of the Form 55002023-01-01471
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01205
Total of all active and inactive participants2023-01-01676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-012
Total participants2023-01-01678
Number of participants with account balances2023-01-01658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01734
Total number of active participants reported on line 7a of the Form 55002022-01-01575
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01150
Total of all active and inactive participants2022-01-01725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01727
Number of participants with account balances2022-01-01712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01485
Total number of active participants reported on line 7a of the Form 55002021-01-01622
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01110
Total of all active and inactive participants2021-01-01732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01734
Number of participants with account balances2021-01-01631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01485
Total number of active participants reported on line 7a of the Form 55002020-01-01376
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01107
Total of all active and inactive participants2020-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01485
Number of participants with account balances2020-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01465
Total number of active participants reported on line 7a of the Form 55002019-01-01382
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01102
Total of all active and inactive participants2019-01-01484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01485
Number of participants with account balances2019-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01486
Total number of active participants reported on line 7a of the Form 55002018-01-01358
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01106
Total of all active and inactive participants2018-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01465
Number of participants with account balances2018-01-01452
2017: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01520
Total number of active participants reported on line 7a of the Form 55002017-01-01314
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-01164
Total of all active and inactive participants2017-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01486
Number of participants with account balances2017-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01534
Total number of active participants reported on line 7a of the Form 55002016-01-01346
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-01158
Total of all active and inactive participants2016-01-01512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01512
Number of participants with account balances2016-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01560
Total number of active participants reported on line 7a of the Form 55002015-01-01398
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-01122
Total of all active and inactive participants2015-01-01527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01527
Number of participants with account balances2015-01-01527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01512
Total number of active participants reported on line 7a of the Form 55002014-01-01392
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01153
Total of all active and inactive participants2014-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01549
Number of participants with account balances2014-01-01544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01534
Total number of active participants reported on line 7a of the Form 55002013-01-01361
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01147
Total of all active and inactive participants2013-01-01512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01512
Number of participants with account balances2013-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01551
Total number of active participants reported on line 7a of the Form 55002012-01-01366
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01150
Total of all active and inactive participants2012-01-01520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01520
Number of participants with account balances2012-01-01520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01585
Total number of active participants reported on line 7a of the Form 55002011-01-01396
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-01142
Total of all active and inactive participants2011-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01543
Number of participants with account balances2011-01-01543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01752
Total number of active participants reported on line 7a of the Form 55002009-01-01464
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01371
Total of all active and inactive participants2009-01-01835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01835
Number of participants with account balances2009-01-01832
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ROCKY BRANDS, INC. 401(K) PLAN AND TRUST

Measure Date Value
2023 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$10,032,234
Total of all expenses incurred2023-12-31$8,133,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$8,060,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,888,763
Value of total assets at end of year2023-12-31$39,923,581
Value of total assets at beginning of year2023-12-31$38,025,326
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$73,398
Total interest from all sources2023-12-31$106,619
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$475,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$475,161
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$2,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$2,390,087
Participant contributions at end of year2023-12-31$772,160
Participant contributions at beginning of year2023-12-31$771,920
Participant contributions at end of year2023-12-31$92
Participant contributions at beginning of year2023-12-31$369
Assets. Other investments not covered elsewhere at end of year2023-12-31$350,870
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$323,806
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$17,321
Other income not declared elsewhere2023-12-31$-37,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,898,255
Value of net assets at end of year (total assets less liabilities)2023-12-31$39,923,581
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$38,025,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$14,117
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$21,690,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$20,049,523
Interest on participant loans2023-12-31$37,535
Value of interest in common/collective trusts at end of year2023-12-31$13,714,153
Value of interest in common/collective trusts at beginning of year2023-12-31$13,041,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$3,393,723
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$3,805,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$3,805,885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$69,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$3,442,065
Net investment gain or loss from common/collective trusts2023-12-31$2,156,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,481,355
Employer contributions (assets) at end of year2023-12-31$2,267
Employer contributions (assets) at beginning of year2023-12-31$32,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$8,060,581
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31GBQ PARTNERS
Accountancy firm EIN2023-12-31202122306
Total income from all sources (including contributions)2023-01-01$10,032,234
Total of all expenses incurred2023-01-01$8,133,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$8,060,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$3,888,763
Value of total assets at end of year2023-01-01$39,923,581
Value of total assets at beginning of year2023-01-01$38,025,326
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$73,398
Total interest from all sources2023-01-01$106,619
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$475,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$475,161
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$2,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$2,390,087
Participant contributions at end of year2023-01-01$772,160
Participant contributions at beginning of year2023-01-01$771,920
Participant contributions at end of year2023-01-01$92
Participant contributions at beginning of year2023-01-01$369
Assets. Other investments not covered elsewhere at end of year2023-01-01$350,870
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$323,806
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$17,321
Other income not declared elsewhere2023-01-01$-37,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$1,898,255
Value of net assets at end of year (total assets less liabilities)2023-01-01$39,923,581
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$38,025,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$14,117
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$21,690,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$20,049,523
Interest on participant loans2023-01-01$37,535
Value of interest in common/collective trusts at end of year2023-01-01$13,714,153
Value of interest in common/collective trusts at beginning of year2023-01-01$13,041,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$3,393,723
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$69,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$3,442,065
Net investment gain or loss from common/collective trusts2023-01-01$2,156,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$1,481,355
Employer contributions (assets) at end of year2023-01-01$2,267
Employer contributions (assets) at beginning of year2023-01-01$32,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$8,060,581
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01GBQ PARTNERS
Accountancy firm EIN2023-01-01202122306
2022 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,116,398
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,213,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,128,662
Value of total corrective distributions2022-12-31$4,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,644,335
Value of total assets at end of year2022-12-31$38,025,326
Value of total assets at beginning of year2022-12-31$42,355,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$80,611
Total interest from all sources2022-12-31$45,317
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$469,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$469,392
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,688,038
Participant contributions at end of year2022-12-31$771,920
Participant contributions at beginning of year2022-12-31$626,093
Participant contributions at end of year2022-12-31$369
Participant contributions at beginning of year2022-12-31$39
Assets. Other investments not covered elsewhere at end of year2022-12-31$323,806
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$341,125
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$291,872
Other income not declared elsewhere2022-12-31$-263,047
Administrative expenses (other) incurred2022-12-31$80,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,329,828
Value of net assets at end of year (total assets less liabilities)2022-12-31$38,025,326
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$42,355,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$20,049,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$24,374,988
Interest on participant loans2022-12-31$24,736
Value of interest in common/collective trusts at end of year2022-12-31$13,041,566
Value of interest in common/collective trusts at beginning of year2022-12-31$14,377,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,805,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,622,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,622,413
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$20,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,646,086
Net investment gain or loss from common/collective trusts2022-12-31$-2,366,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,664,425
Employer contributions (assets) at end of year2022-12-31$32,257
Employer contributions (assets) at beginning of year2022-12-31$12,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,128,662
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GBQ PARTNERS
Accountancy firm EIN2022-12-31202122306
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-2,116,398
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$2,213,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$2,128,662
Value of total corrective distributions2022-01-01$4,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$4,644,335
Value of total assets at end of year2022-01-01$38,025,326
Value of total assets at beginning of year2022-01-01$42,355,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$80,611
Total interest from all sources2022-01-01$45,317
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$469,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$469,392
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$2,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$2,688,038
Participant contributions at end of year2022-01-01$771,920
Participant contributions at beginning of year2022-01-01$626,093
Participant contributions at end of year2022-01-01$369
Participant contributions at beginning of year2022-01-01$39
Assets. Other investments not covered elsewhere at end of year2022-01-01$323,806
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$341,125
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$291,872
Other income not declared elsewhere2022-01-01$-263,047
Administrative expenses (other) incurred2022-01-01$80,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-4,329,828
Value of net assets at end of year (total assets less liabilities)2022-01-01$38,025,326
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$42,355,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$20,049,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$24,374,988
Interest on participant loans2022-01-01$24,736
Value of interest in common/collective trusts at end of year2022-01-01$13,041,566
Value of interest in common/collective trusts at beginning of year2022-01-01$14,377,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$3,805,885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$20,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-4,646,086
Net investment gain or loss from common/collective trusts2022-01-01$-2,366,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$1,664,425
Employer contributions (assets) at end of year2022-01-01$32,257
Employer contributions (assets) at beginning of year2022-01-01$12,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$2,128,662
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01GBQ PARTNERS
Accountancy firm EIN2022-01-01202122306
2021 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,780,824
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,743,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,670,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,850,051
Value of total assets at end of year2021-12-31$42,355,154
Value of total assets at beginning of year2021-12-31$34,317,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$73,428
Total interest from all sources2021-12-31$26,542
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$776,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$776,283
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,207,473
Participant contributions at end of year2021-12-31$626,093
Participant contributions at beginning of year2021-12-31$630,881
Participant contributions at end of year2021-12-31$39
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$341,125
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$381,474
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,326,724
Other income not declared elsewhere2021-12-31$-70,727
Administrative expenses (other) incurred2021-12-31$73,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,037,187
Value of net assets at end of year (total assets less liabilities)2021-12-31$42,355,154
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$34,317,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$24,374,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$19,685,405
Interest on participant loans2021-12-31$23,553
Value of interest in common/collective trusts at end of year2021-12-31$14,377,708
Value of interest in common/collective trusts at beginning of year2021-12-31$10,471,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,622,413
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,149,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,149,050
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,704,924
Net investment gain or loss from common/collective trusts2021-12-31$1,493,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,315,854
Employer contributions (assets) at end of year2021-12-31$12,788
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,670,209
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GBQ PARTNERS
Accountancy firm EIN2021-12-31202122306
2020 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,801,169
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,005,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,938,353
Value of total corrective distributions2020-12-31$11,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,828,551
Value of total assets at end of year2020-12-31$34,317,967
Value of total assets at beginning of year2020-12-31$29,521,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$54,923
Total interest from all sources2020-12-31$41,981
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$489,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$489,421
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,521,819
Participant contributions at end of year2020-12-31$630,881
Participant contributions at beginning of year2020-12-31$759,282
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$2,634
Assets. Other investments not covered elsewhere at end of year2020-12-31$381,474
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,927
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$335,801
Other income not declared elsewhere2020-12-31$88,574
Administrative expenses (other) incurred2020-12-31$54,923
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,796,028
Value of net assets at end of year (total assets less liabilities)2020-12-31$34,317,967
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$29,521,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$19,685,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,165,672
Interest on participant loans2020-12-31$29,609
Value of interest in common/collective trusts at end of year2020-12-31$10,471,157
Value of interest in common/collective trusts at beginning of year2020-12-31$8,454,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,149,050
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,134,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,134,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$12,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,156,715
Net investment gain or loss from common/collective trusts2020-12-31$1,195,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$970,931
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$1,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,938,353
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GBQ PARTNERS
Accountancy firm EIN2020-12-31202122306
2019 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,767,989
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,984,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,929,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,668,673
Value of total assets at end of year2019-12-31$29,521,939
Value of total assets at beginning of year2019-12-31$24,738,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$55,074
Total interest from all sources2019-12-31$57,989
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$508,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$508,848
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,485,376
Participant contributions at end of year2019-12-31$759,282
Participant contributions at beginning of year2019-12-31$831,263
Participant contributions at end of year2019-12-31$2,634
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,927
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$198,860
Other income not declared elsewhere2019-12-31$-8,589
Administrative expenses (other) incurred2019-12-31$55,074
Total non interest bearing cash at end of year2019-12-31$928
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,783,053
Value of net assets at end of year (total assets less liabilities)2019-12-31$29,521,939
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,738,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,165,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,526,743
Interest on participant loans2019-12-31$29,723
Value of interest in common/collective trusts at end of year2019-12-31$8,454,409
Value of interest in common/collective trusts at beginning of year2019-12-31$8,450,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,134,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$907,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$907,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$28,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,043,016
Net investment gain or loss from common/collective trusts2019-12-31$1,498,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$984,437
Employer contributions (assets) at end of year2019-12-31$1,236
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,929,862
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$23,380
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GBQ PARTNERS
Accountancy firm EIN2019-12-31202122306
2018 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,114,693
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,566,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,517,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,095,622
Value of total assets at end of year2018-12-31$24,738,886
Value of total assets at beginning of year2018-12-31$29,190,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$48,958
Total interest from all sources2018-12-31$35,523
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$543,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$543,918
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,252,893
Participant contributions at end of year2018-12-31$831,263
Participant contributions at beginning of year2018-12-31$940,632
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,802
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$48,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,451,444
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,738,886
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$29,190,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,526,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$25,944,728
Interest on participant loans2018-12-31$31,254
Value of interest in common/collective trusts at end of year2018-12-31$8,450,479
Value of interest in common/collective trusts at beginning of year2018-12-31$2,296,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$907,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,194,785
Net investment gain or loss from common/collective trusts2018-12-31$634,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$839,927
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$8,642
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,517,179
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$23,380
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLARUS PARTNERS
Accountancy firm EIN2018-12-31261347383
2017 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,072,705
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,320,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,265,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,090,940
Value of total assets at end of year2017-12-31$29,190,330
Value of total assets at beginning of year2017-12-31$25,437,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,510
Total interest from all sources2017-12-31$28,883
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,204,658
Participant contributions at end of year2017-12-31$940,632
Participant contributions at beginning of year2017-12-31$741,998
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$54,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,752,334
Value of net assets at end of year (total assets less liabilities)2017-12-31$29,190,330
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,437,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$25,944,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,222,486
Interest on participant loans2017-12-31$28,883
Value of interest in common/collective trusts at end of year2017-12-31$2,296,328
Value of interest in common/collective trusts at beginning of year2017-12-31$2,469,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,929,370
Net investment gain or loss from common/collective trusts2017-12-31$23,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$832,163
Employer contributions (assets) at end of year2017-12-31$8,642
Employer contributions (assets) at beginning of year2017-12-31$4,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,265,861
Contract administrator fees2017-12-31$54,510
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLARUS PARTNERS
Accountancy firm EIN2017-12-31261347383
2016 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,090,383
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,492,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,408,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,321,566
Value of total assets at end of year2016-12-31$25,437,996
Value of total assets at beginning of year2016-12-31$25,840,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$84,256
Total interest from all sources2016-12-31$24,516
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,334,330
Participant contributions at end of year2016-12-31$741,998
Participant contributions at beginning of year2016-12-31$705,724
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$48,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-402,170
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,437,996
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,840,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,222,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$22,570,011
Interest on participant loans2016-12-31$24,516
Value of interest in common/collective trusts at end of year2016-12-31$2,469,192
Value of interest in common/collective trusts at beginning of year2016-12-31$2,561,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,722,555
Net investment gain or loss from common/collective trusts2016-12-31$21,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$938,451
Employer contributions (assets) at end of year2016-12-31$4,320
Employer contributions (assets) at beginning of year2016-12-31$3,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,408,297
Contract administrator fees2016-12-31$84,256
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLARUS PARTNERS
Accountancy firm EIN2016-12-31261347383
2015 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,821,885
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,986,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,922,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,354,077
Value of total assets at end of year2015-12-31$25,840,166
Value of total assets at beginning of year2015-12-31$26,004,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$63,539
Total interest from all sources2015-12-31$24,370
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$39,406
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,353,557
Participant contributions at end of year2015-12-31$705,724
Participant contributions at beginning of year2015-12-31$675,931
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$42,618
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$12,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-164,570
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,840,166
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,004,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$24,133
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$22,570,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,982,684
Interest on participant loans2015-12-31$24,370
Value of interest in common/collective trusts at end of year2015-12-31$2,561,159
Value of interest in common/collective trusts at beginning of year2015-12-31$2,272,798
Net investment gain or loss from common/collective trusts2015-12-31$14,477
Net gain/loss from 103.12 investment entities2015-12-31$-571,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$988,418
Employer contributions (assets) at end of year2015-12-31$3,272
Employer contributions (assets) at beginning of year2015-12-31$30,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,922,916
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLARUS PARTNERS
Accountancy firm EIN2015-12-31261347383
2014 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,141,997
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,251,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,182,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,433,437
Value of total assets at end of year2014-12-31$26,004,736
Value of total assets at beginning of year2014-12-31$23,114,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$69,460
Total interest from all sources2014-12-31$20,539
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$48,423
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,422,978
Participant contributions at end of year2014-12-31$675,931
Participant contributions at beginning of year2014-12-31$705,638
Participant contributions at end of year2014-12-31$42,618
Participant contributions at beginning of year2014-12-31$100
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$965,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,890,315
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,004,736
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,114,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$21,037
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,982,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,096,699
Interest on participant loans2014-12-31$20,539
Value of interest in common/collective trusts at end of year2014-12-31$2,272,798
Value of interest in common/collective trusts at beginning of year2014-12-31$2,311,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,681,314
Net investment gain or loss from common/collective trusts2014-12-31$6,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,045,158
Employer contributions (assets) at end of year2014-12-31$30,705
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,182,222
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLARUS PARTNERS
Accountancy firm EIN2014-12-31261347383
2013 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,196,103
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,936,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,877,855
Value of total corrective distributions2013-12-31$4,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,320,223
Value of total assets at end of year2013-12-31$23,114,421
Value of total assets at beginning of year2013-12-31$18,854,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$54,007
Total interest from all sources2013-12-31$21,538
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$33,751
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,348,921
Participant contributions at end of year2013-12-31$705,638
Participant contributions at beginning of year2013-12-31$626,974
Participant contributions at end of year2013-12-31$100
Participant contributions at beginning of year2013-12-31$100
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$48,331
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,259,535
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,114,421
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,854,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,096,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,987,582
Interest on participant loans2013-12-31$21,538
Value of interest in common/collective trusts at end of year2013-12-31$2,311,984
Value of interest in common/collective trusts at beginning of year2013-12-31$2,228,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,848,254
Net investment gain or loss from common/collective trusts2013-12-31$6,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$922,971
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$11,590
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,877,855
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLARUS PARTNERS
Accountancy firm EIN2013-12-31261347383
2012 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,916,258
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,825,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,790,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,080,199
Value of total assets at end of year2012-12-31$18,854,886
Value of total assets at beginning of year2012-12-31$15,764,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,061
Total interest from all sources2012-12-31$16,868
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$21,476
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,312,466
Participant contributions at end of year2012-12-31$626,974
Participant contributions at beginning of year2012-12-31$443,395
Participant contributions at end of year2012-12-31$100
Participant contributions at beginning of year2012-12-31$37,931
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$828,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,090,758
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,854,886
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,764,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,585
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,987,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,374,142
Interest on participant loans2012-12-31$16,868
Value of interest in common/collective trusts at end of year2012-12-31$2,228,640
Value of interest in common/collective trusts at beginning of year2012-12-31$1,875,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,806,007
Net investment gain or loss from common/collective trusts2012-12-31$13,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$939,021
Employer contributions (assets) at end of year2012-12-31$11,590
Employer contributions (assets) at beginning of year2012-12-31$33,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,790,439
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLARUS PARTNERS
Accountancy firm EIN2012-12-31261347383
2011 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,214,020
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,511,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,420,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,551,459
Value of total assets at end of year2011-12-31$15,764,128
Value of total assets at beginning of year2011-12-31$13,062,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$91,716
Total interest from all sources2011-12-31$13,429
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$133,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$133,042
Administrative expenses professional fees incurred2011-12-31$26,915
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,361,934
Participant contributions at end of year2011-12-31$443,395
Participant contributions at beginning of year2011-12-31$305,081
Participant contributions at end of year2011-12-31$37,931
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,202,852
Administrative expenses (other) incurred2011-12-31$35,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$2,702,024
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,764,128
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,062,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$29,070
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,374,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,941,443
Interest on participant loans2011-12-31$13,429
Value of interest in common/collective trusts at end of year2011-12-31$1,875,212
Value of interest in common/collective trusts at beginning of year2011-12-31$1,815,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-501,816
Net investment gain or loss from common/collective trusts2011-12-31$17,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$986,673
Employer contributions (assets) at end of year2011-12-31$33,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,420,280
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31YANKOVICH ADELMAN JOHNSON STEVENSON
Accountancy firm EIN2011-12-31261347383
2010 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,719,387
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,098,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,997,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,321,125
Value of total assets at end of year2010-12-31$13,062,104
Value of total assets at beginning of year2010-12-31$11,441,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$100,821
Total interest from all sources2010-12-31$13,603
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$44,616
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,363,444
Participant contributions at end of year2010-12-31$305,081
Participant contributions at beginning of year2010-12-31$350,463
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$52,591
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,620,875
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,062,104
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,441,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$56,205
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,941,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,148,965
Interest on participant loans2010-12-31$13,603
Value of interest in common/collective trusts at end of year2010-12-31$1,815,580
Value of interest in common/collective trusts at beginning of year2010-12-31$1,734,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,303,656
Net investment gain or loss from common/collective trusts2010-12-31$81,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$957,681
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$154,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,997,691
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31YANKOVICH ADELMAN JOHNSON STEVENSON
Accountancy firm EIN2010-12-31261347383
2009 : ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROCKY BRANDS, INC. 401(K) PLAN AND TRUST

2023: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROCKY BRANDS, INC. 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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