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SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 401k Plan overview

Plan NameSOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN
Plan identification number 002

SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWESTERN OHIO UROLOGY INC CHRISTOPHER LAWLEY D O has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWESTERN OHIO UROLOGY INC CHRISTOPHER LAWLEY D O
Employer identification number (EIN):311402108
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01CHRISTOPHER LAWLEY2016-10-13
0022014-01-01CHRISTOPHER LAWLEY D O
0022013-01-01CHRISTOPHER LAWLEY D O
0022012-01-01CHRISTOPHER LAWLEY D O
0022011-01-01CHRISTOPHER LAWLEY D O
0022009-01-01CHRISTOPHER LAWLEY D O

Plan Statistics for SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN

Measure Date Value
2014: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Number of participants with account balances2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-019
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016
Number of participants with account balances2009-01-016

Financial Data on SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN

Measure Date Value
2014 : SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$40,260
Expenses. Total of all expenses incurred2014-12-31$12,883
Total plan assets at end of year2014-12-31$969,157
Total plan assets at beginning of year2014-12-31$941,780
Value of fidelity bond covering the plan2014-12-31$200,000
Other income received2014-12-31$40,260
Net income (gross income less expenses)2014-12-31$27,377
Net plan assets at end of year (total assets less liabilities)2014-12-31$969,157
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$941,780
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$12,883
2013 : SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$154,294
Expenses. Total of all expenses incurred2013-12-31$10,660
Total plan assets at end of year2013-12-31$941,780
Total plan assets at beginning of year2013-12-31$798,146
Value of fidelity bond covering the plan2013-12-31$100,000
Other income received2013-12-31$154,294
Net income (gross income less expenses)2013-12-31$143,634
Net plan assets at end of year (total assets less liabilities)2013-12-31$941,780
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$798,146
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$10,660
2012 : SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$85,760
Expenses. Total of all expenses incurred2012-12-31$9,545
Total plan assets at end of year2012-12-31$798,146
Total plan assets at beginning of year2012-12-31$721,931
Expenses. Other expenses not covered elsewhere2012-12-31$110
Other income received2012-12-31$85,760
Net income (gross income less expenses)2012-12-31$76,215
Net plan assets at end of year (total assets less liabilities)2012-12-31$798,146
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$721,931
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$9,435
2011 : SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-9,580
Expenses. Total of all expenses incurred2011-12-31$13,691
Benefits paid (including direct rollovers)2011-12-31$4,459
Total plan assets at end of year2011-12-31$721,931
Total plan assets at beginning of year2011-12-31$745,202
Expenses. Other expenses not covered elsewhere2011-12-31$110
Other income received2011-12-31$-9,580
Net income (gross income less expenses)2011-12-31$-23,271
Net plan assets at end of year (total assets less liabilities)2011-12-31$721,931
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$745,202
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$9,122
2010 : SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$81,420
Expenses. Total of all expenses incurred2010-12-31$8,384
Total plan assets at end of year2010-12-31$745,202
Total plan assets at beginning of year2010-12-31$672,166
Expenses. Other expenses not covered elsewhere2010-12-31$110
Other income received2010-12-31$81,420
Net income (gross income less expenses)2010-12-31$73,036
Net plan assets at end of year (total assets less liabilities)2010-12-31$745,202
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$672,166
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$8,274

Form 5500 Responses for SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN

2014: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOUTHWESTERN OHIO UROLOGY PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number305764651
Policy instance 1
Insurance contract or identification number305764651
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker4
Insurance broker nameWACHOVIA SECURITIES
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number305764651
Policy instance 1
Insurance contract or identification number305764651
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker4
Insurance broker nameWACHOVIA SECURITIES
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number305764651
Policy instance 1
Insurance contract or identification number305764651
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker4
Insurance broker nameWACHOVIA SECURITIES
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number305764651
Policy instance 1
Insurance contract or identification number305764651
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number305764651
Policy instance 1
Insurance contract or identification number305764651
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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