401k Plan data: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). The employer maintaining this ESOP is an S Corporation Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC.

Employer identification number (EIN): 311589113

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Additional information about DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1998-02-26

Company Identification Number: CP7615

Legal Registered Office Address: 323 S WAYNE AVE
-
CINCINNATI
United States of America (USA)
45215

More information about DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01 ANDREW J. KULESZA
002 2017-01-01 ANDREW J. KULESZA
002 2016-01-01 ANDREW J. KULESZA
002 2015-01-01 ANDREW J. KULESZA
002 2014-01-01 ANDREW J. KULESZA
002 2013-01-01 ANDREW J. KULESZA

Plan Statistics for DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2019: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 228
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 8
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 7
Total of all active and inactive participants 2017-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 19
Number of participants with account balances 2017-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 14
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 212
Total of all active and inactive participants 2016-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 227
Number of participants with account balances 2016-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 95
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 139
Total of all active and inactive participants 2015-01-01 237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 237
Number of participants with account balances 2015-01-01 237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 55
2014: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 108
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 114
Total of all active and inactive participants 2014-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 223
Number of participants with account balances 2014-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 40
2013: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 101
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 91
Total of all active and inactive participants 2013-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 192
Number of participants with account balances 2013-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 26

Measure	Date	Value
2019: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	228
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	8
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	7
Total of all active and inactive participants	2017-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	19
Number of participants with account balances	2017-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	14
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	212
Total of all active and inactive participants	2016-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	227
Number of participants with account balances	2016-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	95
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	139
Total of all active and inactive participants	2015-01-01	237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	237
Number of participants with account balances	2015-01-01	237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	55
2014: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	108
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	114
Total of all active and inactive participants	2014-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	223
Number of participants with account balances	2014-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	40
2013: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	101
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	91
Total of all active and inactive participants	2013-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	192
Number of participants with account balances	2013-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	26

Financial Data on DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2019 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$0
Expenses. Total of all expenses incurred	2019-12-31	$0
Benefits paid (including direct rollovers)	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$0
Total plan assets at beginning of year	2019-12-31	$0
Value of fidelity bond covering the plan	2019-12-31	$650,000
Net income (gross income less expenses)	2019-12-31	$0
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$2,736
Expenses. Total of all expenses incurred	2018-12-31	$328,624
Benefits paid (including direct rollovers)	2018-12-31	$326,428
Total plan assets at end of year	2018-12-31	$0
Total plan assets at beginning of year	2018-12-31	$325,888
Value of fidelity bond covering the plan	2018-12-31	$650,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$2,196
Other income received	2018-12-31	$2,736
Net income (gross income less expenses)	2018-12-31	$-325,888
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$325,888
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$-669,674
Total unrealized appreciation/depreciation of assets	2017-12-31	$-669,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$-666,929
Total loss/gain on sale of assets	2017-12-31	$180
Total of all expenses incurred	2017-12-31	$4,156,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,146,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$325,887
Value of total assets at beginning of year	2017-12-31	$5,149,582
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$10,450
Total interest from all sources	2017-12-31	$2,565
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$3,860,615
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$24
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$82
Administrative expenses (other) incurred	2017-12-31	$10,450
Total non interest bearing cash at end of year	2017-12-31	$62,343
Total non interest bearing cash at beginning of year	2017-12-31	$205,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-4,823,695
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$325,887
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,149,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$263,520
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$413,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$413,855
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$2,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$4,530,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,146,316
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$400,000
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$399,820
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	BARNES, DENNIG & CO., LTD.
Accountancy firm EIN	2017-12-31	311119890
2016 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-537,244
Total unrealized appreciation/depreciation of assets	2016-12-31	$-537,244
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$-532,914
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$729,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$728,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$5,149,582
Value of total assets at beginning of year	2016-12-31	$6,412,396
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,150
Total interest from all sources	2016-12-31	$4,330
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$82
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$82
Administrative expenses (other) incurred	2016-12-31	$1,150
Total non interest bearing cash at end of year	2016-12-31	$205,356
Total non interest bearing cash at beginning of year	2016-12-31	$194,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,262,814
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,149,582
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$6,412,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$413,855
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,149,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,149,674
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$4,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$4,530,289
Assets. Invements in employer securities at beginning of year	2016-12-31	$5,068,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$728,750
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	BARNES, DENNIG & CO., LTD.
Accountancy firm EIN	2016-12-31	311119890
2015 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$404,436
Total unrealized appreciation/depreciation of assets	2015-12-31	$404,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$558,110
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,412,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,411,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$49,910
Value of total assets at end of year	2015-12-31	$6,412,396
Value of total assets at beginning of year	2015-12-31	$7,266,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,050
Total interest from all sources	2015-12-31	$3,858
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$99,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$1,215,464
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$82
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$48,097
Administrative expenses (other) incurred	2015-12-31	$1,050
Total non interest bearing cash at end of year	2015-12-31	$194,251
Total non interest bearing cash at beginning of year	2015-12-31	$192,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-854,002
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$6,412,396
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,266,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,149,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,146,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,146,561
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$3,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$5,068,389
Assets. Invements in employer securities at beginning of year	2015-12-31	$5,878,872
Contributions received in cash from employer	2015-12-31	$49,910
Income. Dividends from common stock	2015-12-31	$99,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,411,062
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	BARNES, DENNIG & CO., LTD.
Accountancy firm EIN	2015-12-31	311119890
2014 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$400,664
Total unrealized appreciation/depreciation of assets	2014-12-31	$400,664
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,019,299
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$383,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$292,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$496,627
Value of total assets at end of year	2014-12-31	$7,266,398
Value of total assets at beginning of year	2014-12-31	$6,630,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$91,329
Total interest from all sources	2014-12-31	$2,008
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$120,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$72,707
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$48,097
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$62
Administrative expenses (other) incurred	2014-12-31	$820
Total non interest bearing cash at end of year	2014-12-31	$192,868
Total non interest bearing cash at beginning of year	2014-12-31	$7,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$635,801
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,266,398
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,630,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,146,561
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,143,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,143,831
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$2,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$5,878,872
Assets. Invements in employer securities at beginning of year	2014-12-31	$5,478,930
Contributions received in cash from employer	2014-12-31	$496,627
Income. Dividends from common stock	2014-12-31	$120,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$292,169
Contract administrator fees	2014-12-31	$17,802
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BARNES, DENNIG & CO., LTD.
Accountancy firm EIN	2014-12-31	311119890
2013 : DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$124,055
Total unrealized appreciation/depreciation of assets	2013-12-31	$124,055
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,305,902
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,986,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,933,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$828,406
Value of total assets at end of year	2013-12-31	$6,630,597
Value of total assets at beginning of year	2013-12-31	$7,311,324
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$53,197
Total interest from all sources	2013-12-31	$3,441
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$350,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$24,638
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$62
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$25
Administrative expenses (other) incurred	2013-12-31	$550
Total non interest bearing cash at end of year	2013-12-31	$7,774
Total non interest bearing cash at beginning of year	2013-12-31	$20,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-680,727
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,630,597
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,311,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,143,831
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,141,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,141,782
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$3,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$5,478,930
Assets. Invements in employer securities at beginning of year	2013-12-31	$6,149,060
Contributions received in cash from employer	2013-12-31	$828,406
Income. Dividends from common stock	2013-12-31	$350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,933,432
Contract administrator fees	2013-12-31	$28,009
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BARNES, DENNING & CO., LTD.
Accountancy firm EIN	2013-12-31	311119890

Form 5500 Responses for DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2019: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DIVERSIFIED INDUSTRIAL CAPITAL GROUP, INC.
Employer identification number (EIN):	311589113
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1998-02-26
Company Identification Number:	CP7615
Legal Registered Office Address:	323 S WAYNE AVE - CINCINNATI United States of America (USA) 45215

Plan id#	Filing Submission Date	Name of Administrator
002	2019-01-01
002	2018-01-01	ANDREW J. KULESZA
002	2017-01-01	ANDREW J. KULESZA
002	2016-01-01	ANDREW J. KULESZA
002	2015-01-01	ANDREW J. KULESZA
002	2014-01-01	ANDREW J. KULESZA
002	2013-01-01	ANDREW J. KULESZA