Logo

SPEAR USA 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameSPEAR USA 401(K) RETIREMENT PLAN
Plan identification number 001

SPEAR USA 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPEAR USA, INC. has sponsored the creation of one or more 401k plans.

Company Name:SPEAR USA, INC.
Employer identification number (EIN):311668628
NAIC Classification:323100

Additional information about SPEAR USA, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1999-08-27
Company Identification Number: 1101725
Legal Registered Office Address: 5510 COURSEVEW DRIVE
-
MASON
United States of America (USA)
45040

More information about SPEAR USA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPEAR USA 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01AMY BALL2016-09-07
0012015-01-01AMY BALL2016-09-07
0012014-01-01AMY BALL2015-10-13
0012012-01-01C TODD WALKER
0012009-01-01CHRISTOPHER WALKER

Plan Statistics for SPEAR USA 401(K) RETIREMENT PLAN

401k plan membership statisitcs for SPEAR USA 401(K) RETIREMENT PLAN

Measure Date Value
2012: SPEAR USA 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01422
Total number of active participants reported on line 7a of the Form 55002012-01-01386
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01423
Number of participants with account balances2012-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2009: SPEAR USA 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01482
Total number of active participants reported on line 7a of the Form 55002009-01-01390
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0154
Total of all active and inactive participants2009-01-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01444
Number of participants with account balances2009-01-01369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SPEAR USA 401(K) RETIREMENT PLAN

Measure Date Value
2013 : SPEAR USA 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$15,789,225
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,233,490
Total loss/gain on sale of assets2013-12-31$1,075,274
Total of all expenses incurred2013-12-31$5,639,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,635,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,015,148
Value of total assets at end of year2013-12-31$71,663
Value of total assets at beginning of year2013-12-31$19,267,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,670
Total interest from all sources2013-12-31$17,839
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$141,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$141,084
Administrative expenses professional fees incurred2013-12-31$4,670
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$641,631
Participant contributions at end of year2013-12-31$5,113
Participant contributions at beginning of year2013-12-31$995,913
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$28,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-3,406,182
Value of net assets at end of year (total assets less liabilities)2013-12-31$71,663
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,267,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$66,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,093,787
Interest on participant loans2013-12-31$17,839
Value of interest in common/collective trusts at end of year2013-12-31$3
Value of interest in common/collective trusts at beginning of year2013-12-31$1,177,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-15,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$345,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,635,002
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$25,855,109
Aggregate carrying amount (costs) on sale of assets2013-12-31$24,779,835
Accountancy firm name2013-12-31BARNES DENNING & CO. LTD.
Accountancy firm EIN2013-12-31311119890
2012 : SPEAR USA 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,745,222
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,063,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,045,507
Expenses. Certain deemed distributions of participant loans2012-12-31$3,168
Value of total corrective distributions2012-12-31$7,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,584,776
Value of total assets at end of year2012-12-31$19,267,070
Value of total assets at beginning of year2012-12-31$15,585,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,907
Total interest from all sources2012-12-31$42,315
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$379,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$379,938
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,477,847
Participant contributions at end of year2012-12-31$995,913
Participant contributions at beginning of year2012-12-31$901,733
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$321,923
Administrative expenses (other) incurred2012-12-31$6,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,681,867
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,267,070
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,585,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,093,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,064,187
Interest on participant loans2012-12-31$42,315
Value of interest in common/collective trusts at end of year2012-12-31$1,177,370
Value of interest in common/collective trusts at beginning of year2012-12-31$619,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,728,188
Net investment gain or loss from common/collective trusts2012-12-31$10,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$785,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,045,507
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERTKE, SPARKS & KREMER, INC.
Accountancy firm EIN2012-12-31611274799
2011 : SPEAR USA 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,568,928
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$596,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$583,258
Expenses. Certain deemed distributions of participant loans2011-12-31$6,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,137,477
Value of total assets at end of year2011-12-31$15,585,203
Value of total assets at beginning of year2011-12-31$14,612,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,635
Total interest from all sources2011-12-31$40,030
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$275,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$275,091
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,367,469
Participant contributions at end of year2011-12-31$901,733
Participant contributions at beginning of year2011-12-31$747,430
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$27,577
Administrative expenses (other) incurred2011-12-31$6,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$972,682
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,585,203
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,612,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,064,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,584,015
Interest on participant loans2011-12-31$40,030
Value of interest in common/collective trusts at end of year2011-12-31$619,283
Value of interest in common/collective trusts at beginning of year2011-12-31$281,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-892,934
Net investment gain or loss from common/collective trusts2011-12-31$9,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$742,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$583,258
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERTKE, SPARKS & KREMER, INC.
Accountancy firm EIN2011-12-31611274799
2010 : SPEAR USA 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,542,968
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$948,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$915,351
Expenses. Certain deemed distributions of participant loans2010-12-31$25,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,071,965
Value of total assets at end of year2010-12-31$14,612,521
Value of total assets at beginning of year2010-12-31$12,018,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,775
Total interest from all sources2010-12-31$35,266
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$248,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$248,476
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,343,504
Participant contributions at end of year2010-12-31$747,430
Participant contributions at beginning of year2010-12-31$629,149
Administrative expenses (other) incurred2010-12-31$7,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,593,983
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,612,521
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,018,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$13,584,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,948,224
Interest on participant loans2010-12-31$35,266
Value of interest in common/collective trusts at end of year2010-12-31$281,076
Value of interest in common/collective trusts at beginning of year2010-12-31$441,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,181,212
Net investment gain or loss from common/collective trusts2010-12-31$6,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$728,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$915,351
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERTKE, SPARKS & KREMER, INC.
Accountancy firm EIN2010-12-31611274799
2009 : SPEAR USA 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SPEAR USA 401(K) RETIREMENT PLAN

2012: SPEAR USA 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2009: SPEAR USA 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1