Plan Name | SPEAR USA 401(K) RETIREMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SPEAR USA, INC. |
Employer identification number (EIN): | 311668628 |
NAIC Classification: | 323100 |
Additional information about SPEAR USA, INC.
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1999-08-27 |
Company Identification Number: | 1101725 |
Legal Registered Office Address: |
5510 COURSEVEW DRIVE - MASON United States of America (USA) 45040 |
More information about SPEAR USA, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2016-01-01 | AMY BALL | 2016-09-07 | ||
001 | 2015-01-01 | AMY BALL | 2016-09-07 | ||
001 | 2014-01-01 | AMY BALL | 2015-10-13 | ||
001 | 2012-01-01 | C TODD WALKER | |||
001 | 2009-01-01 | CHRISTOPHER WALKER |
Measure | Date | Value |
---|---|---|
2012: SPEAR USA 401(K) RETIREMENT PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 422 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 386 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 37 |
Total of all active and inactive participants | 2012-01-01 | 423 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 423 |
Number of participants with account balances | 2012-01-01 | 354 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2009: SPEAR USA 401(K) RETIREMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 482 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 390 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 54 |
Total of all active and inactive participants | 2009-01-01 | 444 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 444 |
Number of participants with account balances | 2009-01-01 | 369 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2013 : SPEAR USA 401(K) RETIREMENT PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets from this plan | 2013-12-31 | $15,789,225 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,233,490 |
Total loss/gain on sale of assets | 2013-12-31 | $1,075,274 |
Total of all expenses incurred | 2013-12-31 | $5,639,672 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $5,635,002 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,015,148 |
Value of total assets at end of year | 2013-12-31 | $71,663 |
Value of total assets at beginning of year | 2013-12-31 | $19,267,070 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $4,670 |
Total interest from all sources | 2013-12-31 | $17,839 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $141,084 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $141,084 |
Administrative expenses professional fees incurred | 2013-12-31 | $4,670 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $641,631 |
Participant contributions at end of year | 2013-12-31 | $5,113 |
Participant contributions at beginning of year | 2013-12-31 | $995,913 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $28,318 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $-3,406,182 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $71,663 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $19,267,070 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $66,547 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,093,787 |
Interest on participant loans | 2013-12-31 | $17,839 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $3 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,177,370 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-15,855 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $345,199 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $5,635,002 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $25,855,109 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $24,779,835 |
Accountancy firm name | 2013-12-31 | BARNES DENNING & CO. LTD. |
Accountancy firm EIN | 2013-12-31 | 311119890 |
2012 : SPEAR USA 401(K) RETIREMENT PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,745,222 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,063,355 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,045,507 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $3,168 |
Value of total corrective distributions | 2012-12-31 | $7,773 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,584,776 |
Value of total assets at end of year | 2012-12-31 | $19,267,070 |
Value of total assets at beginning of year | 2012-12-31 | $15,585,203 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,907 |
Total interest from all sources | 2012-12-31 | $42,315 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $379,938 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $379,938 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,477,847 |
Participant contributions at end of year | 2012-12-31 | $995,913 |
Participant contributions at beginning of year | 2012-12-31 | $901,733 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $321,923 |
Administrative expenses (other) incurred | 2012-12-31 | $6,907 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,681,867 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $19,267,070 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,585,203 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,093,787 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,064,187 |
Interest on participant loans | 2012-12-31 | $42,315 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,177,370 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $619,283 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,728,188 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $10,005 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $785,006 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,045,507 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BERTKE, SPARKS & KREMER, INC. |
Accountancy firm EIN | 2012-12-31 | 611274799 |
2011 : SPEAR USA 401(K) RETIREMENT PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,568,928 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $596,246 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $583,258 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $6,353 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,137,477 |
Value of total assets at end of year | 2011-12-31 | $15,585,203 |
Value of total assets at beginning of year | 2011-12-31 | $14,612,521 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,635 |
Total interest from all sources | 2011-12-31 | $40,030 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $275,091 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $275,091 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,367,469 |
Participant contributions at end of year | 2011-12-31 | $901,733 |
Participant contributions at beginning of year | 2011-12-31 | $747,430 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $27,577 |
Administrative expenses (other) incurred | 2011-12-31 | $6,635 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $972,682 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,585,203 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $14,612,521 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,064,187 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,584,015 |
Interest on participant loans | 2011-12-31 | $40,030 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $619,283 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $281,076 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-892,934 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $9,264 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $742,431 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $583,258 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BERTKE, SPARKS & KREMER, INC. |
Accountancy firm EIN | 2011-12-31 | 611274799 |
2010 : SPEAR USA 401(K) RETIREMENT PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,542,968 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $948,985 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $915,351 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $25,859 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,071,965 |
Value of total assets at end of year | 2010-12-31 | $14,612,521 |
Value of total assets at beginning of year | 2010-12-31 | $12,018,538 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,775 |
Total interest from all sources | 2010-12-31 | $35,266 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $248,476 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $248,476 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,343,504 |
Participant contributions at end of year | 2010-12-31 | $747,430 |
Participant contributions at beginning of year | 2010-12-31 | $629,149 |
Administrative expenses (other) incurred | 2010-12-31 | $7,775 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,593,983 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $14,612,521 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $12,018,538 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,584,015 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $10,948,224 |
Interest on participant loans | 2010-12-31 | $35,266 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $281,076 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $441,165 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,181,212 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $6,049 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $728,461 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $915,351 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BERTKE, SPARKS & KREMER, INC. |
Accountancy firm EIN | 2010-12-31 | 611274799 |
2009 : SPEAR USA 401(K) RETIREMENT PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2012: SPEAR USA 401(K) RETIREMENT PLAN 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SPEAR USA 401(K) RETIREMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |