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RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameRINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN
Plan identification number 002

RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RINALDI ORTHODONTICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:RINALDI ORTHODONTICS, INC.
Employer identification number (EIN):311785418
NAIC Classification:621210
NAIC Description:Offices of Dentists

Additional information about RINALDI ORTHODONTICS, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2001-06-20
Company Identification Number: 1237312
Legal Registered Office Address: 600 VINE STREET
SUITE 2650
CINCINNATI
United States of America (USA)
45202

More information about RINALDI ORTHODONTICS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01ANTHONY RINALDI, D.D.S., M.S.
0022015-01-01ANTHONY RINALDI, D.D.S., M.S.
0022014-01-01ANTHONY RINALDI, D.D.S., M.S.
0022013-01-01ANTHONY RINALDI, D.D.S., M.S.
0022012-01-01ANTHONY RINALDI, D.D.S., M.S.
0022011-01-01ANTHONY RINALDI2012-05-18 ANTHONY RINALDI2012-05-18
0022010-01-01ANTHONY RINALDI2011-09-09 ANTHONY RINALDI2011-09-09

Plan Statistics for RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN

Measure Date Value
2017: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0121
Total number of active participants reported on line 7a of the Form 55002017-01-0115
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0119
Number of participants with account balances2017-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0119
Total number of active participants reported on line 7a of the Form 55002016-01-0110
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0118
Number of participants with account balances2016-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0118
Total number of active participants reported on line 7a of the Form 55002015-01-0113
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0118
Number of participants with account balances2015-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0120
Total number of active participants reported on line 7a of the Form 55002014-01-0116
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0118
Number of participants with account balances2014-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0119
Total number of active participants reported on line 7a of the Form 55002013-01-0113
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0119
Number of participants with account balances2013-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0117
Total number of active participants reported on line 7a of the Form 55002012-01-0115
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0117
Number of participants with account balances2012-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011

Financial Data on RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN

Measure Date Value
2017 : RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$52
Total income from all sources2017-12-31$312,321
Expenses. Total of all expenses incurred2017-12-31$78,598
Benefits paid (including direct rollovers)2017-12-31$68,215
Total plan assets at end of year2017-12-31$1,769,573
Total plan assets at beginning of year2017-12-31$1,535,902
Value of fidelity bond covering the plan2017-12-31$176,958
Total contributions received or receivable from participants2017-12-31$50,264
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$158,421
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$233,723
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,769,573
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,535,850
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-12-31$1,864
Total contributions received or receivable from employer(s)2017-12-31$103,636
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$10,383
2016 : RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$52
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$253,866
Expenses. Total of all expenses incurred2016-12-31$34,618
Benefits paid (including direct rollovers)2016-12-31$22,575
Total plan assets at end of year2016-12-31$1,535,902
Total plan assets at beginning of year2016-12-31$1,316,602
Value of fidelity bond covering the plan2016-12-31$265,000
Total contributions received or receivable from participants2016-12-31$47,763
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$114,638
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$219,248
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,535,850
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,316,602
Assets. Value of assets in partnership/joint-venture interests2016-12-31$263
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$9,913
Total contributions received or receivable from employer(s)2016-12-31$91,465
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$12,043
2015 : RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$98,444
Expenses. Total of all expenses incurred2015-12-31$14,518
Benefits paid (including direct rollovers)2015-12-31$1,461
Total plan assets at end of year2015-12-31$1,316,602
Total plan assets at beginning of year2015-12-31$1,232,676
Value of fidelity bond covering the plan2015-12-31$265,000
Total contributions received or receivable from participants2015-12-31$50,448
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-45,771
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$83,926
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,316,602
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,232,676
Assets. Value of assets in partnership/joint-venture interests2015-12-31$5,982
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$9,913
Total contributions received or receivable from employer(s)2015-12-31$93,767
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$13,057
2014 : RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$2,051
Total income from all sources2014-12-31$149,929
Expenses. Total of all expenses incurred2014-12-31$66,321
Benefits paid (including direct rollovers)2014-12-31$54,181
Total plan assets at end of year2014-12-31$1,232,676
Total plan assets at beginning of year2014-12-31$1,151,119
Value of fidelity bond covering the plan2014-12-31$265,000
Total contributions received or receivable from participants2014-12-31$49,224
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$11,164
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$83,608
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,232,676
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,149,068
Assets. Value of assets in partnership/joint-venture interests2014-12-31$21,424
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$13,721
Total contributions received or receivable from employer(s)2014-12-31$89,541
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$12,140
2013 : RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$2,051
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$238,397
Expenses. Total of all expenses incurred2013-12-31$9,824
Benefits paid (including direct rollovers)2013-12-31$1,709
Total plan assets at end of year2013-12-31$1,151,119
Total plan assets at beginning of year2013-12-31$920,495
Value of fidelity bond covering the plan2013-12-31$265,000
Total contributions received or receivable from participants2013-12-31$48,887
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$83,612
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$228,573
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,149,068
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$920,495
Assets. Value of assets in partnership/joint-venture interests2013-12-31$26,054
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$13,721
Total contributions received or receivable from employer(s)2013-12-31$105,898
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$8,115
2012 : RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$216,643
Expenses. Total of all expenses incurred2012-12-31$7,426
Benefits paid (including direct rollovers)2012-12-31$727
Total plan assets at end of year2012-12-31$920,495
Total plan assets at beginning of year2012-12-31$711,278
Value of fidelity bond covering the plan2012-12-31$265,000
Total contributions received or receivable from participants2012-12-31$44,791
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$60,493
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$209,217
Net plan assets at end of year (total assets less liabilities)2012-12-31$920,495
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$711,278
Assets. Value of assets in partnership/joint-venture interests2012-12-31$26,785
Total contributions received or receivable from employer(s)2012-12-31$111,359
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$6,699

Form 5500 Responses for RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN

2017: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RINALDI ORTHODONTICS, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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