401k Plan data: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN plan

DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN
Plan identification number	013

DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DUS OPERATING, INC. DBA DURA AUTOMOTIVE has sponsored the creation of one or more 401k plans.

Company Name: DUS OPERATING, INC. DBA DURA AUTOMOTIVE

Employer identification number (EIN): 320302304

NAIC Classification: 336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
013 2018-01-01
013 2017-01-01 PATRICIA WILLIAMS PATRICIA WILLIAMS 2018-10-15
013 2016-01-01 PATRICIA WILLIAMS PATRICIA WILLIAMS 2017-10-16
013 2015-01-01 PATRICIA WILLIAMS PATRICIA WILLIAMS 2016-10-17
013 2014-01-01 PATRICIA WILLIAMS PATRICIA WILLIAMS 2015-10-15
013 2013-01-01 PATRICIA WILLIAMS PATRICIA WILLIAMS 2014-10-15
013 2012-01-01 PATRICIA WILLIAMS
013 2011-01-01 PATRICIA WILLIAMS
013 2010-01-01 PATRICIA WILLIAMS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
013	2018-01-01
013	2017-01-01	PATRICIA WILLIAMS	PATRICIA WILLIAMS	2018-10-15
013	2016-01-01	PATRICIA WILLIAMS	PATRICIA WILLIAMS	2017-10-16
013	2015-01-01	PATRICIA WILLIAMS	PATRICIA WILLIAMS	2016-10-17
013	2014-01-01	PATRICIA WILLIAMS	PATRICIA WILLIAMS	2015-10-15
013	2013-01-01	PATRICIA WILLIAMS	PATRICIA WILLIAMS	2014-10-15
013	2012-01-01	PATRICIA WILLIAMS
013	2011-01-01	PATRICIA WILLIAMS
013	2010-01-01	PATRICIA WILLIAMS

Plan Statistics for DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN

401k plan membership statisitcs for DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN

Measure Date Value
2018: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 535
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 470
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 290
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 157
Total of all active and inactive participants 2017-01-01 448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 450
Number of participants with account balances 2017-01-01 353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 489
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 298
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 164
Total of all active and inactive participants 2016-01-01 463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 5
Total participants 2016-01-01 468
Number of participants with account balances 2016-01-01 406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 511
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 314
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 146
Total of all active and inactive participants 2015-01-01 461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 464
Number of participants with account balances 2015-01-01 417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 520
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 341
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 160
Total of all active and inactive participants 2014-01-01 503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 506
Number of participants with account balances 2014-01-01 457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 605
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 353
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 163
Total of all active and inactive participants 2013-01-01 517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 520
Number of participants with account balances 2013-01-01 471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 645
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 388
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 213
Total of all active and inactive participants 2012-01-01 604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 605
Number of participants with account balances 2012-01-01 541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 674
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 429
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 213
Total of all active and inactive participants 2011-01-01 644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 645
Number of participants with account balances 2011-01-01 575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 900
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 455
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 217
Total of all active and inactive participants 2010-01-01 673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 674
Number of participants with account balances 2010-01-01 598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2018: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	535
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	470
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	290
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	157
Total of all active and inactive participants	2017-01-01	448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	450
Number of participants with account balances	2017-01-01	353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	489
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	298
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	164
Total of all active and inactive participants	2016-01-01	463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	5
Total participants	2016-01-01	468
Number of participants with account balances	2016-01-01	406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	511
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	314
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	146
Total of all active and inactive participants	2015-01-01	461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	464
Number of participants with account balances	2015-01-01	417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	520
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	341
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	160
Total of all active and inactive participants	2014-01-01	503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	506
Number of participants with account balances	2014-01-01	457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	605
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	353
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	163
Total of all active and inactive participants	2013-01-01	517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	520
Number of participants with account balances	2013-01-01	471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	645
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	388
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	213
Total of all active and inactive participants	2012-01-01	604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	605
Number of participants with account balances	2012-01-01	541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	674
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	429
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	213
Total of all active and inactive participants	2011-01-01	644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	645
Number of participants with account balances	2011-01-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	900
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	455
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	217
Total of all active and inactive participants	2010-01-01	673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	674
Number of participants with account balances	2010-01-01	598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN

Measure	Date	Value
2018 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$16,561,308
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-530,540
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$3,643,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$3,603,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$277,765
Value of total assets at end of year	2018-12-31	$0
Value of total assets at beginning of year	2018-12-31	$20,735,249
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$40,341
Total interest from all sources	2018-12-31	$20,685
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,068,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,068,986
Administrative expenses professional fees incurred	2018-12-31	$23,757
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$166,025
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$528,580
Administrative expenses (other) incurred	2018-12-31	$1,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-4,173,941
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$20,735,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$15,263
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$16,841,590
Income. Interest from loans (other than to participants)	2018-12-31	$20,685
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,365,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,950,879
Net investment gain or loss from common/collective trusts	2018-12-31	$52,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$111,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$3,603,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2018-12-31	366055558
2017 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,325,592
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,632,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,576,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$416,683
Value of total assets at end of year	2017-12-31	$20,735,249
Value of total assets at beginning of year	2017-12-31	$21,042,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$56,061
Total interest from all sources	2017-12-31	$19,052
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$815,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$815,533
Administrative expenses professional fees incurred	2017-12-31	$37,773
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$251,609
Participant contributions at end of year	2017-12-31	$528,580
Participant contributions at beginning of year	2017-12-31	$632,332
Administrative expenses (other) incurred	2017-12-31	$1,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-307,273
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$20,735,249
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,042,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$16,841,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,439,403
Income. Interest from loans (other than to participants)	2017-12-31	$19,052
Value of interest in common/collective trusts at end of year	2017-12-31	$3,365,079
Value of interest in common/collective trusts at beginning of year	2017-12-31	$6,970,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,013,562
Net investment gain or loss from common/collective trusts	2017-12-31	$60,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$165,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,576,804
Contract administrator fees	2017-12-31	$16,978
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2017-12-31	366055558
2016 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,937,587
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,398,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,350,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$530,450
Value of total assets at end of year	2016-12-31	$21,042,522
Value of total assets at beginning of year	2016-12-31	$21,502,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$47,568
Total interest from all sources	2016-12-31	$26,002
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$482,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$482,888
Administrative expenses professional fees incurred	2016-12-31	$28,808
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$279,711
Participant contributions at end of year	2016-12-31	$632,332
Participant contributions at beginning of year	2016-12-31	$680,423
Administrative expenses (other) incurred	2016-12-31	$1,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-460,470
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,042,522
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$21,502,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,439,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$14,377,894
Income. Interest from loans (other than to participants)	2016-12-31	$26,002
Value of interest in common/collective trusts at end of year	2016-12-31	$6,970,787
Value of interest in common/collective trusts at beginning of year	2016-12-31	$6,444,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$759,768
Net investment gain or loss from common/collective trusts	2016-12-31	$138,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$250,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,350,489
Contract administrator fees	2016-12-31	$17,042
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2016-12-31	366055558
2015 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$801,293
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,027,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,984,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$725,853
Value of total assets at end of year	2015-12-31	$21,502,992
Value of total assets at beginning of year	2015-12-31	$22,729,572
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$43,537
Total interest from all sources	2015-12-31	$30,529
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,089,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,089,548
Administrative expenses professional fees incurred	2015-12-31	$23,348
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$434,010
Participant contributions at end of year	2015-12-31	$680,423
Participant contributions at beginning of year	2015-12-31	$739,012
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$7,000
Administrative expenses (other) incurred	2015-12-31	$1,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,226,580
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$21,502,992
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$22,729,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$18,738
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$14,377,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,395,577
Income. Interest from loans (other than to participants)	2015-12-31	$30,529
Value of interest in common/collective trusts at end of year	2015-12-31	$6,444,675
Value of interest in common/collective trusts at beginning of year	2015-12-31	$7,594,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,007,407
Net investment gain or loss from common/collective trusts	2015-12-31	$-37,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$284,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,984,336
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,248,564
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,235,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,189,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$761,677
Value of total assets at end of year	2014-12-31	$22,729,572
Value of total assets at beginning of year	2014-12-31	$22,716,748
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$46,176
Total interest from all sources	2014-12-31	$30,331
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,090,165
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,090,165
Administrative expenses professional fees incurred	2014-12-31	$26,041
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$459,514
Participant contributions at end of year	2014-12-31	$739,012
Participant contributions at beginning of year	2014-12-31	$783,775
Administrative expenses (other) incurred	2014-12-31	$1,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,824
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$22,729,572
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$22,716,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$18,530
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,395,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$14,259,775
Income. Interest from loans (other than to participants)	2014-12-31	$30,331
Value of interest in common/collective trusts at end of year	2014-12-31	$7,594,983
Value of interest in common/collective trusts at beginning of year	2014-12-31	$7,673,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-46,118
Net investment gain or loss from common/collective trusts	2014-12-31	$412,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$302,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,189,564
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,115,126
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,375,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,321,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$796,937
Value of total assets at end of year	2013-12-31	$22,716,748
Value of total assets at beginning of year	2013-12-31	$20,977,378
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$53,783
Total interest from all sources	2013-12-31	$29,280
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$774,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$774,275
Administrative expenses professional fees incurred	2013-12-31	$32,608
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$475,611
Participant contributions at end of year	2013-12-31	$783,775
Participant contributions at beginning of year	2013-12-31	$724,562
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$14,486
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$311,591
Administrative expenses (other) incurred	2013-12-31	$2,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,739,370
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$22,716,748
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$20,977,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$18,617
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$14,259,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,676,444
Interest on participant loans	2013-12-31	$29,280
Value of interest in common/collective trusts at end of year	2013-12-31	$7,673,198
Value of interest in common/collective trusts at beginning of year	2013-12-31	$7,556,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,953,968
Net investment gain or loss from common/collective trusts	2013-12-31	$560,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$9,735
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$5,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,321,973
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,934,097
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,803,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,784,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$740,244
Value of total assets at end of year	2012-12-31	$20,977,378
Value of total assets at beginning of year	2012-12-31	$19,846,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$18,820
Total interest from all sources	2012-12-31	$32,289
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$441,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$441,724
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$440,482
Participant contributions at end of year	2012-12-31	$724,562
Participant contributions at beginning of year	2012-12-31	$832,417
Participant contributions at end of year	2012-12-31	$14,486
Participant contributions at beginning of year	2012-12-31	$14,938
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,906
Administrative expenses (other) incurred	2012-12-31	$2,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,131,055
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$20,977,378
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$19,846,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$16,417
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,676,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,802,005
Interest on participant loans	2012-12-31	$32,289
Value of interest in common/collective trusts at end of year	2012-12-31	$7,556,275
Value of interest in common/collective trusts at beginning of year	2012-12-31	$7,191,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,179,429
Net investment gain or loss from common/collective trusts	2012-12-31	$540,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$292,856
Employer contributions (assets) at end of year	2012-12-31	$5,611
Employer contributions (assets) at beginning of year	2012-12-31	$5,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,784,222
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$981,010
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,507,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,486,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$811,906
Value of total assets at end of year	2011-12-31	$19,846,323
Value of total assets at beginning of year	2011-12-31	$20,372,438
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,806
Total interest from all sources	2011-12-31	$37,970
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$351,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$351,411
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$492,607
Participant contributions at end of year	2011-12-31	$832,417
Participant contributions at beginning of year	2011-12-31	$882,997
Participant contributions at end of year	2011-12-31	$14,938
Participant contributions at beginning of year	2011-12-31	$8,612
Administrative expenses (other) incurred	2011-12-31	$3,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-526,115
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$19,846,323
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,372,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$17,597
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$11,802,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,010,058
Interest on participant loans	2011-12-31	$37,970
Value of interest in common/collective trusts at end of year	2011-12-31	$7,191,505
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,465,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-398,963
Net investment gain or loss from common/collective trusts	2011-12-31	$178,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$319,299
Employer contributions (assets) at end of year	2011-12-31	$5,458
Employer contributions (assets) at beginning of year	2011-12-31	$5,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,486,319
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,782,711
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,553,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,479,821
Expenses. Certain deemed distributions of participant loans	2010-12-31	$65,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$786,288
Value of total assets at end of year	2010-12-31	$20,372,438
Value of total assets at beginning of year	2010-12-31	$19,143,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,413
Total interest from all sources	2010-12-31	$40,136
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$495,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$495,519
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$472,790
Participant contributions at end of year	2010-12-31	$882,997
Participant contributions at beginning of year	2010-12-31	$772,628
Participant contributions at end of year	2010-12-31	$8,612
Participant contributions at beginning of year	2010-12-31	$4,653
Administrative expenses (other) incurred	2010-12-31	$8,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,229,185
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$20,372,438
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,143,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,010,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,871,670
Interest on participant loans	2010-12-31	$40,136
Value of interest in common/collective trusts at end of year	2010-12-31	$7,465,057
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,494,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$946,298
Net investment gain or loss from common/collective trusts	2010-12-31	$514,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$313,498
Employer contributions (assets) at end of year	2010-12-31	$5,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,479,821
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2010-12-31	381357951

Form 5500 Responses for DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN

2018: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DURA AUTOMOTIVE SYSTEMS UNION 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DUS OPERATING, INC. DBA DURA AUTOMOTIVE
Employer identification number (EIN):	320302304
NAIC Classification:	336300