BATES & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Additional information about BATES & ASSOCIATES, INC.
Submission information for form 5500 for 401k plan BATES & ASSOCIATES, INC. RETIREMENT PLAN
401k plan membership statisitcs for BATES & ASSOCIATES, INC. RETIREMENT PLAN
Measure | Date | Value |
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2023: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2023 401k membership |
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Total participants, beginning-of-year | 2023-01-01 | 34 |
Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2023-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 0 |
Total of all active and inactive participants | 2023-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2023-01-01 | 0 |
Total participants | 2023-01-01 | 0 |
Number of participants with account balances | 2023-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2023-01-01 | 0 |
2022: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2022 401k membership |
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Total participants, beginning-of-year | 2022-01-01 | 5 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 0 |
Total of all active and inactive participants | 2022-01-01 | 1 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 1 |
Number of participants with account balances | 2022-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-01-01 | 16 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 6 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
Total of all active and inactive participants | 2021-01-01 | 6 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 6 |
Number of participants with account balances | 2021-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-01-01 | 14 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 17 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
Total of all active and inactive participants | 2020-01-01 | 17 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 17 |
Number of participants with account balances | 2020-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-01-01 | 25 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 25 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
Total of all active and inactive participants | 2019-01-01 | 25 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 25 |
Number of participants with account balances | 2019-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-01-01 | 24 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 25 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
Total of all active and inactive participants | 2018-01-01 | 25 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 25 |
Number of participants with account balances | 2018-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-01-01 | 3 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 8 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
Total of all active and inactive participants | 2017-01-01 | 8 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 8 |
Number of participants with account balances | 2017-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 2 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 2 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 2 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 2 |
Number of participants with account balances | 2016-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 2 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 2 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
Total of all active and inactive participants | 2015-01-01 | 2 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 2 |
Number of participants with account balances | 2015-01-01 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-08-04 | 1 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-08-04 | 1 |
Number of retired or separated participants receiving benefits | 2014-08-04 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-08-04 | 0 |
Total of all active and inactive participants | 2014-08-04 | 1 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-08-04 | 0 |
Total participants | 2014-08-04 | 1 |
Number of participants with account balances | 2014-08-04 | 1 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-08-04 | 0 |
Measure | Date | Value |
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2023 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2023 401k financial data |
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Total income from all sources | 2023-01-31 | $0 |
Expenses. Total of all expenses incurred | 2023-01-31 | $0 |
Total plan assets at end of year | 2023-01-31 | $0 |
Total plan assets at beginning of year | 2023-01-31 | $0 |
Value of fidelity bond covering the plan | 2023-01-31 | $200,000 |
Other income received | 2023-01-31 | $0 |
Net income (gross income less expenses) | 2023-01-31 | $0 |
Net plan assets at end of year (total assets less liabilities) | 2023-01-31 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2023-01-31 | $0 |
Assets. Value of employer securities | 2023-01-31 | $0 |
2022 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2022 401k financial data |
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Total income from all sources | 2022-12-31 | $-407,991 |
Expenses. Total of all expenses incurred | 2022-12-31 | $0 |
Total plan assets at end of year | 2022-12-31 | $0 |
Total plan assets at beginning of year | 2022-12-31 | $407,991 |
Value of fidelity bond covering the plan | 2022-12-31 | $200,000 |
Other income received | 2022-12-31 | $-407,991 |
Net income (gross income less expenses) | 2022-12-31 | $-407,991 |
Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $407,991 |
Assets. Value of employer securities | 2022-12-31 | $0 |
2021 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2021 401k financial data |
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Total income from all sources | 2021-12-31 | $-129,727 |
Expenses. Total of all expenses incurred | 2021-12-31 | $0 |
Total plan assets at end of year | 2021-12-31 | $407,991 |
Total plan assets at beginning of year | 2021-12-31 | $537,718 |
Value of fidelity bond covering the plan | 2021-12-31 | $200,000 |
Other income received | 2021-12-31 | $-129,727 |
Net income (gross income less expenses) | 2021-12-31 | $-129,727 |
Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $407,991 |
Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $537,718 |
Assets. Value of employer securities | 2021-12-31 | $407,991 |
2020 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2020 401k financial data |
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Total income from all sources | 2020-12-31 | $12,149 |
Expenses. Total of all expenses incurred | 2020-12-31 | $0 |
Total plan assets at end of year | 2020-12-31 | $537,718 |
Total plan assets at beginning of year | 2020-12-31 | $525,569 |
Value of fidelity bond covering the plan | 2020-12-31 | $200,000 |
Other income received | 2020-12-31 | $12,149 |
Net income (gross income less expenses) | 2020-12-31 | $12,149 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $537,718 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $525,569 |
Assets. Value of employer securities | 2020-12-31 | $537,718 |
2019 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2019 401k financial data |
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Total income from all sources | 2019-12-31 | $-8,794 |
Expenses. Total of all expenses incurred | 2019-12-31 | $0 |
Total plan assets at end of year | 2019-12-31 | $525,569 |
Total plan assets at beginning of year | 2019-12-31 | $534,363 |
Value of fidelity bond covering the plan | 2019-12-31 | $200,000 |
Other income received | 2019-12-31 | $-8,794 |
Net income (gross income less expenses) | 2019-12-31 | $-8,794 |
Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $525,569 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $534,363 |
Assets. Value of employer securities | 2019-12-31 | $525,569 |
2018 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2018 401k financial data |
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Total income from all sources | 2018-12-31 | $315,960 |
Expenses. Total of all expenses incurred | 2018-12-31 | $0 |
Benefits paid (including direct rollovers) | 2018-12-31 | $0 |
Total plan assets at end of year | 2018-12-31 | $534,363 |
Total plan assets at beginning of year | 2018-12-31 | $218,403 |
Value of fidelity bond covering the plan | 2018-12-31 | $200,000 |
Total contributions received or receivable from participants | 2018-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2018-12-31 | $0 |
Other income received | 2018-12-31 | $315,960 |
Net income (gross income less expenses) | 2018-12-31 | $315,960 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $534,363 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $218,403 |
Assets. Value of employer securities | 2018-12-31 | $534,363 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2018-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $0 |
2017 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2017 401k financial data |
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Total income from all sources | 2017-12-31 | $87,741 |
Expenses. Total of all expenses incurred | 2017-12-31 | $0 |
Benefits paid (including direct rollovers) | 2017-12-31 | $0 |
Total plan assets at end of year | 2017-12-31 | $218,403 |
Total plan assets at beginning of year | 2017-12-31 | $130,662 |
Value of fidelity bond covering the plan | 2017-12-31 | $20,000 |
Total contributions received or receivable from participants | 2017-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2017-12-31 | $0 |
Other income received | 2017-12-31 | $87,741 |
Net income (gross income less expenses) | 2017-12-31 | $87,741 |
Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $218,403 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $130,662 |
Assets. Value of employer securities | 2017-12-31 | $218,403 |
Total contributions received or receivable from employer(s) | 2017-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2017-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $0 |
2016 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2016 401k financial data |
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Total income from all sources | 2016-12-31 | $121,518 |
Expenses. Total of all expenses incurred | 2016-12-31 | $0 |
Benefits paid (including direct rollovers) | 2016-12-31 | $0 |
Total plan assets at end of year | 2016-12-31 | $130,662 |
Total plan assets at beginning of year | 2016-12-31 | $9,144 |
Value of fidelity bond covering the plan | 2016-12-31 | $20,000 |
Total contributions received or receivable from participants | 2016-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $0 |
Other income received | 2016-12-31 | $121,518 |
Net income (gross income less expenses) | 2016-12-31 | $121,518 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $130,662 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $9,144 |
Assets. Value of employer securities | 2016-12-31 | $130,662 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $0 |
2015 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2015 401k financial data |
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Total income from all sources | 2015-12-31 | $-54,197 |
Expenses. Total of all expenses incurred | 2015-12-31 | $15 |
Benefits paid (including direct rollovers) | 2015-12-31 | $0 |
Total plan assets at end of year | 2015-12-31 | $9,144 |
Total plan assets at beginning of year | 2015-12-31 | $63,356 |
Value of fidelity bond covering the plan | 2015-12-31 | $20,000 |
Total contributions received or receivable from participants | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $100,000 |
Other income received | 2015-12-31 | $-154,197 |
Net income (gross income less expenses) | 2015-12-31 | $-54,212 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $9,144 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $63,356 |
Assets. Value of employer securities | 2015-12-31 | $9,144 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $15 |
2014 : BATES & ASSOCIATES, INC. RETIREMENT PLAN 2014 401k financial data |
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Total income from all sources | 2014-12-31 | $63,371 |
Expenses. Total of all expenses incurred | 2014-12-31 | $15 |
Benefits paid (including direct rollovers) | 2014-12-31 | $0 |
Total plan assets at end of year | 2014-12-31 | $63,356 |
Value of fidelity bond covering the plan | 2014-12-31 | $20,000 |
Total contributions received or receivable from participants | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $139,781 |
Other income received | 2014-12-31 | $-76,410 |
Net income (gross income less expenses) | 2014-12-31 | $63,356 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $63,356 |
Assets. Value of employer securities | 2014-12-31 | $63,356 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $15 |
2023: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2023 form 5500 responses |
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2023-01-01 | Type of plan entity | Single employer plan |
2023-01-01 | Submission has been amended | No |
2023-01-01 | This submission is the final filing | Yes |
2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2023-01-01 | Plan is a collectively bargained plan | No |
2023-01-01 | Plan funding arrangement – Trust | Yes |
2023-01-01 | Plan benefit arrangement - Trust | Yes |
2022: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2022 form 5500 responses |
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2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2021 form 5500 responses |
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2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2020 form 5500 responses |
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2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2019 form 5500 responses |
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2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2018 form 5500 responses |
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2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2017 form 5500 responses |
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2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2016 form 5500 responses |
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2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2015 form 5500 responses |
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2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: BATES & ASSOCIATES, INC. RETIREMENT PLAN 2014 form 5500 responses |
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2014-08-04 | Type of plan entity | Single employer plan |
2014-08-04 | First time form 5500 has been submitted | Yes |
2014-08-04 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2014-08-04 | Plan funding arrangement – Trust | Yes |
2014-08-04 | Plan benefit arrangement - Trust | Yes |