RUBY'S DINER, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2017 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-11-30 | $186,197 |
| Total of all expenses incurred | 2017-11-30 | $1,275,903 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $1,232,662 |
| Expenses. Certain deemed distributions of participant loans | 2017-11-30 | $32,081 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $35,964 |
| Value of total assets at end of year | 2017-11-30 | $0 |
| Value of total assets at beginning of year | 2017-11-30 | $1,089,706 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $11,160 |
| Total interest from all sources | 2017-11-30 | $446 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-11-30 | $0 |
| Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
| Value of fidelity bond cover | 2017-11-30 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
| Contributions received from participants | 2017-11-30 | $32,232 |
| Participant contributions at end of year | 2017-11-30 | $0 |
| Participant contributions at beginning of year | 2017-11-30 | $7,610 |
| Participant contributions at end of year | 2017-11-30 | $0 |
| Participant contributions at beginning of year | 2017-11-30 | $1,241 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-11-30 | $237 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Value of net income/loss | 2017-11-30 | $-1,089,706 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $1,089,706 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $990,454 |
| Interest on participant loans | 2017-11-30 | $431 |
| Interest earned on other investments | 2017-11-30 | $15 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-11-30 | $89,936 |
| Net investment gain/loss from pooled separate accounts | 2017-11-30 | $149,787 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
| Contributions received in cash from employer | 2017-11-30 | $3,732 |
| Employer contributions (assets) at end of year | 2017-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2017-11-30 | $228 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $1,232,662 |
| Contract administrator fees | 2017-11-30 | $11,160 |
| Did the plan have assets held for investment | 2017-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
| Accountancy firm name | 2017-11-30 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2017-11-30 | 752988353 |
| 2016 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $110,769 |
| Total of all expenses incurred | 2016-12-31 | $79,204 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $75,350 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $2,479 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $65,699 |
| Value of total assets at end of year | 2016-12-31 | $1,089,706 |
| Value of total assets at beginning of year | 2016-12-31 | $1,058,141 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,375 |
| Total interest from all sources | 2016-12-31 | $2,768 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $59,172 |
| Participant contributions at end of year | 2016-12-31 | $7,610 |
| Participant contributions at beginning of year | 2016-12-31 | $17,663 |
| Participant contributions at end of year | 2016-12-31 | $1,241 |
| Participant contributions at beginning of year | 2016-12-31 | $4,853 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $237 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $378 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $31,565 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,089,706 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,058,141 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $990,454 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $947,644 |
| Interest on participant loans | 2016-12-31 | $141 |
| Interest earned on other investments | 2016-12-31 | $2,627 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $89,936 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $87,309 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $42,302 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $6,527 |
| Employer contributions (assets) at end of year | 2016-12-31 | $228 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $294 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $75,350 |
| Contract administrator fees | 2016-12-31 | $1,375 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2016-12-31 | 752988353 |
| 2015 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $2,040 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $2,040 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $370 |
| Total income from all sources (including contributions) | 2015-12-31 | $44,379 |
| Total of all expenses incurred | 2015-12-31 | $38,077 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $33,217 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $4,300 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $51,787 |
| Value of total assets at end of year | 2015-12-31 | $1,058,141 |
| Value of total assets at beginning of year | 2015-12-31 | $1,052,209 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $560 |
| Total interest from all sources | 2015-12-31 | $3,844 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $45,717 |
| Participant contributions at end of year | 2015-12-31 | $17,663 |
| Participant contributions at beginning of year | 2015-12-31 | $30,452 |
| Participant contributions at end of year | 2015-12-31 | $4,853 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $378 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $370 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $6,302 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,058,141 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,051,839 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $947,644 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $942,172 |
| Interest on participant loans | 2015-12-31 | $1,322 |
| Interest earned on other investments | 2015-12-31 | $2,522 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $87,309 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $79,585 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-13,292 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $6,070 |
| Employer contributions (assets) at end of year | 2015-12-31 | $294 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $33,217 |
| Contract administrator fees | 2015-12-31 | $560 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2015-12-31 | 752988353 |
| 2014 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $1,848 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $1,848 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $370 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,441 |
| Expenses. Interest paid | 2014-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $107,887 |
| Total of all expenses incurred | 2014-12-31 | $83,077 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $78,373 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $4,058 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $48,866 |
| Value of total assets at end of year | 2014-12-31 | $1,054,250 |
| Value of total assets at beginning of year | 2014-12-31 | $1,031,881 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $646 |
| Total interest from all sources | 2014-12-31 | $2,220 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $41,353 |
| Participant contributions at end of year | 2014-12-31 | $30,452 |
| Participant contributions at beginning of year | 2014-12-31 | $30,867 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $370 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $2,441 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $24,810 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,054,250 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,029,440 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $942,172 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $929,036 |
| Interest on participant loans | 2014-12-31 | $2,220 |
| Interest earned on other investments | 2014-12-31 | $2,293 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $81,626 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $71,978 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $54,953 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $7,513 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $78,373 |
| Contract administrator fees | 2014-12-31 | $646 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2014-12-31 | 752988353 |
| 2013 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-201 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-201 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,441 |
| Total income from all sources (including contributions) | 2013-12-31 | $227,353 |
| Total of all expenses incurred | 2013-12-31 | $61,620 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $55,970 |
| Value of total corrective distributions | 2013-12-31 | $5,175 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $58,991 |
| Value of total assets at end of year | 2013-12-31 | $1,032,085 |
| Value of total assets at beginning of year | 2013-12-31 | $866,352 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $475 |
| Total interest from all sources | 2013-12-31 | $168,362 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $50,261 |
| Participant contributions at end of year | 2013-12-31 | $30,867 |
| Participant contributions at beginning of year | 2013-12-31 | $22,955 |
| Participant contributions at beginning of year | 2013-12-31 | $71 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $278 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $2,441 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $165,733 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,032,085 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $866,352 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $929,037 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $778,887 |
| Interest on participant loans | 2013-12-31 | $733 |
| Interest earned on other investments | 2013-12-31 | $167,629 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $72,181 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $64,132 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $165,562 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $8,730 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $29 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $55,970 |
| Contract administrator fees | 2013-12-31 | $475 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2013-12-31 | 752988353 |
| 2012 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-175 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-175 |
| Total income from all sources (including contributions) | 2012-12-31 | $146,044 |
| Total of all expenses incurred | 2012-12-31 | $86,938 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $64,213 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $11,342 |
| Value of total corrective distributions | 2012-12-31 | $4,798 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $59,368 |
| Value of total assets at end of year | 2012-12-31 | $866,352 |
| Value of total assets at beginning of year | 2012-12-31 | $807,246 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,585 |
| Total interest from all sources | 2012-12-31 | $3,181 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $50,603 |
| Participant contributions at end of year | 2012-12-31 | $22,955 |
| Participant contributions at beginning of year | 2012-12-31 | $42,785 |
| Participant contributions at end of year | 2012-12-31 | $71 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $278 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $59,106 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $866,352 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $807,246 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $778,887 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $707,149 |
| Interest on participant loans | 2012-12-31 | $1,335 |
| Interest earned on other investments | 2012-12-31 | $1,846 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $64,132 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $57,312 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $83,670 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $8,765 |
| Employer contributions (assets) at end of year | 2012-12-31 | $29 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $64,213 |
| Contract administrator fees | 2012-12-31 | $6,585 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2012-12-31 | 752988353 |
| 2011 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,089 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,089 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $37,517 |
| Total of all expenses incurred | 2011-12-31 | $155,429 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $147,428 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $7,001 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $64,176 |
| Value of total assets at end of year | 2011-12-31 | $808,716 |
| Value of total assets at beginning of year | 2011-12-31 | $926,628 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,000 |
| Total interest from all sources | 2011-12-31 | $3,954 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $54,083 |
| Participant contributions at end of year | 2011-12-31 | $42,785 |
| Participant contributions at beginning of year | 2011-12-31 | $53,824 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $404 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
| Other income not declared elsewhere | 2011-12-31 | $94 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-117,912 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $808,716 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $926,628 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $707,149 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $821,957 |
| Interest on participant loans | 2011-12-31 | $1,923 |
| Interest earned on other investments | 2011-12-31 | $2,031 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $58,782 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $50,405 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-30,707 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $10,093 |
| Employer contributions (assets) at end of year | 2011-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $38 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $147,428 |
| Contract administrator fees | 2011-12-31 | $1,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2011-12-31 | 752988353 |
| 2010 : RUBY'S DINER, INC. SAVINGS AND RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-381 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $190,035 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $55,581 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $46,691 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $1,090 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $93,320 |
| Value of total assets at end of year | 2010-12-31 | $927,009 |
| Value of total assets at beginning of year | 2010-12-31 | $792,555 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,800 |
| Total interest from all sources | 2010-12-31 | $4,519 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $85,594 |
| Participant contributions at end of year | 2010-12-31 | $53,824 |
| Participant contributions at beginning of year | 2010-12-31 | $25,556 |
| Participant contributions at end of year | 2010-12-31 | $404 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $482 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Income. Non cash contributions | 2010-12-31 | $0 |
| Value of net income/loss | 2010-12-31 | $134,454 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $927,009 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $792,555 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $821,957 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $707,100 |
| Interest on participant loans | 2010-12-31 | $2,623 |
| Interest earned on other investments | 2010-12-31 | $1,896 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $50,786 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $59,899 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $92,196 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $7,244 |
| Employer contributions (assets) at end of year | 2010-12-31 | $38 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $46,691 |
| Contract administrator fees | 2010-12-31 | $7,800 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | DAVID L. BUCK, CPA |
| Accountancy firm EIN | 2010-12-31 | 752988353 |
